DFX Intelligence
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Craig Jahncke Mcgrath | Vanguard Advisers, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2022 | Feb 23, 2022 |
| Meagan Moe Niese | Vanguard Advisers, Inc. BD affiliated | Teamwork Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | Feb 11, 2022 |
| Nicholas William Ginnodo | Vanguard Advisers, Inc. BD affiliated | Riverpoint Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | May 15, 2023 (452 d) |
| Tanner Ray Merritt | Vanguard Advisers, Inc. BD affiliated | Life Planning Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | Oct 18, 2024 (974 d) |
| Mack Richard Golos | Vanguard Advisers, Inc. BD affiliated | Becker Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2022 | Mar 28, 2025 (1141 d) |
| Boyd Dezonia | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 7, 2022 | Feb 15, 2022 |
| Christopher Michael Garrett | Vanguard Advisers, Inc. BD affiliated | Motley Fool Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2022 | Feb 18, 2022 |
| Michael Stephen Frazier | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2022 | Mar 6, 2023 (398 d) |
| Matthew Biedron | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2022 | Jan 26, 2022 |
| Benjamin Jason Lubker | Vanguard Advisers, Inc. BD affiliated | Bridgeway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2022 | Jan 31, 2022 |
| Brian Neil Tobin | Vanguard Advisers, Inc. BD affiliated | Tlwm Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2022 | Feb 18, 2022 |
| Thomas Michael Wheeler | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Jan 27, 2022 |
| Ashley Elizabeth Morris | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2022 | Jan 21, 2022 |
| Anthony L Wilbur | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 19, 2022 | Jan 18, 2022 |
| Andrew Scott Cocchia | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jan 10, 2022 | Feb 3, 2022 |
| Matthew Eric Stockburger | Vanguard Advisers, Inc. BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 4, 2022 |
| Isaiah Peay | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2021 | Jan 25, 2022 (32 d) |
| Harry Kaplan | Vanguard Advisers, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Feb 3, 2022 (42 d) |
| Rebecca Dauterive | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Feb 18, 2022 (57 d) |
| James Christopher Scott | Vanguard Advisers, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Mar 28, 2022 (97 d) |
| Heather Nicole Brassard | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Oct 7, 2022 (291 d) |
| Ryan Peter Lynch | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 20, 2021 | Feb 4, 2022 (46 d) |
| Junior Mathieu | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 18, 2021 | Feb 2, 2022 (46 d) |
| Tyler Warihay | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Mar 23, 2022 (96 d) |
| Tyler Penrod | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Dec 10, 2021 |
| Allison Daines | Vanguard Advisers, Inc. BD affiliated | Journey Beyond Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2021 | Jul 11, 2025 (1303 d) |
| Jaie Hunter Jensen | Vanguard Advisers, Inc. BD affiliated | Dimensional Fund Advisors LP asset manager | Other | Dec 16, 2021 | Nov 2, 2022 (321 d) |
| Alexander Maurice Belsches | Vanguard Advisers, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2021 | Dec 15, 2021 |
| Cynthia Lynn Youngcourt | Vanguard Advisers, Inc. BD affiliated | Affinity Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2021 | Dec 13, 2021 |
| Patrick Michael Hipkens | Vanguard Advisers, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2021 | Dec 8, 2021 |
| Erik Daniel Gonzalez | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2021 | Jan 10, 2022 |
| Andrew Boyd Nuckolls | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2021 | Jan 6, 2022 |
| Stephen Pomanti | Vanguard Advisers, Inc. BD affiliated | Mclean Asset Management Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2021 | Dec 1, 2021 |
| Joseph Santos | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2021 | Nov 24, 2022 (351 d) |
| Robert Dugan | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 3, 2021 | Dec 17, 2021 |
| Paige Mackenzie Rimer | Vanguard Advisers, Inc. BD affiliated | Joel Isaacson & Co., LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2021 | Aug 31, 2022 (271 d) |
| Brian Sniffen | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Dec 9, 2021 |
| Kolton Quitno | Vanguard Advisers, Inc. BD affiliated | Dew Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2021 | Feb 3, 2022 (62 d) |
| Brooke Nicole Boyd | Vanguard Advisers, Inc. BD affiliated | Mdrn Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 3, 2021 | Sep 3, 2026 (1735 d) |
| Chandler Michael Herl | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Dec 15, 2021 |
| Neal Jones Hansen | Vanguard Advisers, Inc. BD affiliated | Net Worth Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2021 | Nov 29, 2021 |
| Pooneh Pordell Warinner | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 17, 2021 | May 26, 2023 (555 d) |
| Jonathan Hreha | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2021 | Feb 7, 2023 (452 d) |
| William Patrick Barham | Vanguard Advisers, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 15, 2021 |
| Briana Echols | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2021 | May 31, 2022 (200 d) |
| Matthew Joseph Tinyo | Vanguard Advisers, Inc. BD affiliated | Captrust institutional | Other | Nov 12, 2021 | Jan 24, 2022 (73 d) |
| Samuel P Gabrielson | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 11, 2021 |
| Javier Jimenez | Vanguard Advisers, Inc. BD affiliated | Copperwynd Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2021 | Dec 1, 2021 |
| Israel Rascon | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2021 | Nov 15, 2021 |
| Jagger Austin Colarossi | Vanguard Advisers, Inc. BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2021 | Jan 5, 2023 (420 d) |
| Brett Richard Billenstein | Vanguard Advisers, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2021 | Nov 5, 2021 |
| Jordan Paul Woodcox | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2021 | Nov 8, 2021 |
| Eric Tiller | Vanguard Advisers, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Mar 14, 2022 (125 d) |
| Brett Daily | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Nov 29, 2021 |
| Alec Daniel Pupo | Vanguard Advisers, Inc. BD affiliated | Betterment independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2021 | Nov 19, 2021 |
| David Roasa | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2021 | May 3, 2022 (181 d) |
| Joshua Aaron Tanner | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 3, 2021 | Nov 16, 2021 |
| Jeffery Mingo | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Feb 9, 2022 (99 d) |
| Lauren Boyce | Vanguard Advisers, Inc. BD affiliated | Bny Mellon Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2021 | Nov 10, 2021 |
| Ellis Curbelo Jeffay | Vanguard Advisers, Inc. BD affiliated | Dimensional Fund Advisors LP asset manager | Other | Nov 2, 2021 | Mar 29, 2022 (147 d) |
1,264 moves match.