DFX Intelligence
Advisor moves
Departures from Fisher Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Warren Young | Fisher Investments independent RIA | Cable Hill Partners, LLC independent RIA | RIA to RIA | Jun 8, 2021 | Jun 29, 2021 |
| Anna Katherine Shaw | Fisher Investments independent RIA | Cable Hill Partners, LLC independent RIA | RIA to RIA | May 26, 2021 | Jul 2, 2021 (37 d) |
| Gregory John Prince | Fisher Investments independent RIA | Mission Wealth Management, LP independent RIA | RIA to RIA | May 17, 2021 | Dec 17, 2021 (214 d) |
| Eli David Paul Cohen | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2021 | Dec 9, 2021 (206 d) |
| George Maxwell Bruneau | Fisher Investments independent RIA | Act Wealth Management, LLC independent RIA | RIA to RIA | May 17, 2021 | Jul 14, 2021 (58 d) |
| Robert James Baggett | Fisher Investments independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | May 17, 2021 | Oct 7, 2021 (143 d) |
| Jeffrey James Jordano | Fisher Investments independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2021 | Jun 4, 2021 |
| Nicholas Dolan Reynolds | Fisher Investments independent RIA | Dillon & Associates Inc independent RIA | RIA to RIA | May 17, 2021 | Jun 21, 2021 (35 d) |
| Stuart C Bristow | Fisher Investments independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2021 | Dec 14, 2021 (211 d) |
| Jessica Rose Pincus | Fisher Investments independent RIA | Forge Global Advisors LLC asset manager | Other | May 12, 2021 | Aug 11, 2022 (456 d) |
| Jesus Roberto Torres | Fisher Investments independent RIA | Balefire, LLC other | Other | May 5, 2021 | Jun 9, 2021 (35 d) |
| Joshua Allen Buckamneer | Fisher Investments independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | May 5, 2021 | Jun 7, 2021 (33 d) |
| Dillon Matthew Widdows | Fisher Investments independent RIA | Strategic Wealth Investment Group, LLC independent RIA | RIA to RIA | May 5, 2021 | Jan 4, 2022 (244 d) |
| Christopher Knox | Fisher Investments independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | May 5, 2021 | May 10, 2021 |
| Daniel Robert Hamilton | Fisher Investments independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Apr 27, 2021 | Sep 29, 2021 (155 d) |
| Jonathan Keith Britt | Fisher Investments independent RIA | Dipaolo Financial Group, Inc. independent RIA | RIA to RIA | Apr 27, 2021 | Jun 17, 2021 (51 d) |
| Garrett Dale Patton | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Mar 30, 2021 | Apr 12, 2021 |
| Andrew Gartrell | Fisher Investments independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2021 | May 19, 2021 (55 d) |
| Aaron Michael Argiso | Fisher Investments independent RIA | Harlow Wealth Management, Inc. independent RIA | RIA to RIA | Mar 25, 2021 | Jun 2, 2021 (69 d) |
| Kwame Julius James | Fisher Investments independent RIA | Captrust institutional | Other | Mar 16, 2021 | Sep 2, 2021 (170 d) |
| Scott Michael Stratton | Fisher Investments independent RIA | Synergie Capital Management unclassified | Other | Mar 9, 2021 | Oct 27, 2021 (232 d) |
| Chukwuemeka Matthew Onyia | Fisher Investments independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2021 | May 4, 2021 (63 d) |
| Justin Broderick | Fisher Investments independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 1, 2021 | Mar 9, 2021 (36 d) |
| Jeffrey Scott Betros | Fisher Investments independent RIA | Pacer Advisors, Inc. asset manager | Other | Jan 22, 2021 | Jan 14, 2021 |
| Yassin Ashour | Fisher Investments independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jan 22, 2021 | Jan 27, 2021 |
| Rachel Louise Wiley | Fisher Investments independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2020 | Jul 27, 2021 (218 d) |
| William Ehrbar | Fisher Investments independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2020 | Mar 30, 2021 (99 d) |
| Kyle A. Burgoyne | Fisher Investments independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Dec 21, 2020 | Jan 25, 2021 (35 d) |
| James Abraham Monroe | Fisher Investments independent RIA | Retirement Consulting Group, Inc. mixed wealth | RIA to RIA | Dec 21, 2020 | Apr 27, 2026 (1953 d) |
| Karrie Ann Spencer | Fisher Investments independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Dec 11, 2020 | Jan 28, 2021 (48 d) |
| Christopher James Mcrae | Fisher Investments independent RIA | Cable Hill Partners, LLC independent RIA | RIA to RIA | Dec 7, 2020 | Dec 15, 2020 |
| Ronnie Higgs | Fisher Investments independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Nov 6, 2020 | Oct 11, 2022 (704 d) |
| Alexander Scott Leitzes | Fisher Investments independent RIA | Summitry, LLC independent RIA | RIA to RIA | Oct 26, 2020 | Jan 2, 2025 (1529 d) |
| John Benedict Proctor | Fisher Investments independent RIA | Greenwood Capital Associates, LLC mixed wealth | RIA to RIA | Oct 13, 2020 | Mar 4, 2021 (142 d) |
| Alan Drew Ebright | Fisher Investments independent RIA | Hodges Capital Management Inc mixed wealth | RIA to RIA | Oct 1, 2020 | Feb 8, 2021 (130 d) |
| Keith Richard Dorney | Fisher Investments independent RIA | My Personal Cfo, LLC independent RIA | RIA to RIA | Sep 28, 2020 | Jan 29, 2021 (123 d) |
| Keith Patrick Corbett | Fisher Investments independent RIA | Bluebird Wealth Management LLC independent RIA | RIA to RIA | Sep 28, 2020 | Nov 30, 2020 (63 d) |
| Heather Elizabeth Fulton | Fisher Investments independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Sep 28, 2020 | Oct 8, 2024 (1471 d) |
| Stephen John Kuduk | Fisher Investments independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Sep 28, 2020 | Sep 24, 2021 (361 d) |
| Bryan Robert Huhn | Fisher Investments independent RIA | Reflective Wealth Planning, LLC state registered | RIA to a state-registered adviser | Sep 8, 2020 | Feb 2, 2022 (512 d) |
| Tevin Michael Gamble | Fisher Investments independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Sep 8, 2020 | Oct 19, 2020 (41 d) |
| Michael Theodore Iannuzzi | Fisher Investments independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2020 | May 1, 2025 (1708 d) |
| Dylan Frank Patrick Younce | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Aug 27, 2020 | Oct 15, 2020 (49 d) |
| David Allen Cornell | Fisher Investments independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 27, 2020 | Jul 8, 2021 (315 d) |
| Blaine Alexander Thiederman | Fisher Investments independent RIA | Empower Advisory Group, LLC institutional | Other | Aug 26, 2020 | Oct 13, 2020 (48 d) |
| Christian Samuel Tiscareno | Fisher Investments independent RIA | Bluepointe Capital Management, LLC independent RIA | RIA to RIA | Aug 19, 2020 | Sep 10, 2020 |
| Kevin James Clerkin | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Jul 20, 2020 | Jul 23, 2020 |
| Jesse L Perry | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 20, 2020 | Feb 4, 2021 (199 d) |
| Rachel Caylie Miller | Fisher Investments independent RIA | Willow independent RIA | RIA to RIA | Jul 20, 2020 | Dec 8, 2020 (141 d) |
| George Kurosawa | Fisher Investments independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 20, 2020 | Jan 1, 2026 (1991 d) |
| Scott Michael Perry | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Jun 10, 2020 | May 9, 2022 (698 d) |
| Michael James Baer | Fisher Investments independent RIA | Fluent Financial, LLC independent RIA | RIA to RIA | Jun 10, 2020 | Aug 17, 2021 (433 d) |
| Robert Blane Brooks | Fisher Investments independent RIA | Stephens BD affiliated | RIA to affiliated broker-dealer or bank | May 29, 2020 | Dec 11, 2020 (196 d) |
| Geoffrey James Smarte | Fisher Investments independent RIA | Advisory Services Network independent RIA | RIA to RIA | May 29, 2020 | Jun 26, 2020 |
| Paul Drohan Stancs | Fisher Investments independent RIA | Sandhill Investment Management independent RIA | RIA to RIA | May 29, 2020 | Aug 2, 2021 (430 d) |
| Stephen Francis Shelvey | Fisher Investments independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 21, 2020 | Dec 8, 2020 (201 d) |
| Matthew Owen Reagan | Fisher Investments independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | May 21, 2020 | Jul 27, 2020 (67 d) |
| Marcus D. Gowdy | Fisher Investments independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 21, 2020 | Jun 3, 2020 |
| Carolyn Vertovec | Fisher Investments independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2020 | Jul 23, 2020 (69 d) |
| Jason S. Javers | Fisher Investments independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2020 | Jun 24, 2020 (40 d) |
995 moves match.