DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fisher Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas A HarlessFisher Investments independent RIAPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2024Jul 3, 2024 (62 d)
Seth Gregory DowningFisher Investments independent RIAFoguth Wealth Management, LLC. independent RIARIA to RIAMay 2, 2024Jul 11, 2024 (70 d)
Brandon Scott FerreeFisher Investments independent RIABecker Capital Management, Inc. independent RIARIA to RIAMay 2, 2024May 20, 2024
Colton HendrixFisher Investments independent RIAFarnam Financial independent RIARIA to RIAMay 2, 2024May 16, 2024
Miguel Rosas AudeFisher Investments independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAMay 2, 2024Jun 16, 2026 (775 d)
Karly Rose WakelyFisher Investments independent RIAThe Mather Group, LLC independent RIARIA to RIAApr 25, 2024Jul 23, 2025 (454 d)
William Thaddius Scott La RueFisher Investments independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2024Jul 2, 2024 (68 d)
Kevin Leo GaffeyFisher Investments independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2024Sep 30, 2024 (158 d)
Jake Samuel HayesFisher Investments independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2024Nov 4, 2025 (558 d)
Nicole Lee Marie GuimondsFisher Investments independent RIAStirlingshire Investments independent RIARIA to RIAApr 24, 2024Jul 1, 2024 (68 d)
Marc LoweFisher Investments independent RIAIn The Money Retirement Planning Limited Liability Company state registeredRIA to a state-registered adviserApr 24, 2024Jan 2, 2025 (253 d)
Eric HoffmanFisher Investments independent RIASaxony Capital Management, LLC independent RIARIA to RIAApr 19, 2024Aug 16, 2024 (119 d)
Anthony Massimo FalcoFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIAApr 11, 2024Oct 1, 2024 (173 d)
Derrick Joshua KowalFisher Investments independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankApr 9, 2024Nov 13, 2024 (218 d)
Matthew J MullerFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseApr 9, 2024Apr 30, 2024
Russell Christopher TothFisher Investments independent RIAKayne Anderson Rudnick Investment Management, LLC otherOtherApr 8, 2024Apr 17, 2024
John Ricci HooverFisher Investments independent RIAMaia Wealth independent RIARIA to RIAApr 2, 2024Apr 1, 2024
Daniel WilleyFisher Investments independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMar 28, 2024Jun 21, 2024 (85 d)
Nicholas Robert StewartFisher Investments independent RIAPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankMar 25, 2024Apr 3, 2024
Alexx Jule GauthierFisher Investments independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 13, 2024Apr 19, 2024 (37 d)
Colt Alston RichardsFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 13, 2024May 9, 2024 (57 d)
Kasem Mohammad AbdullahFisher Investments independent RIABeacon Financial Group independent RIARIA to RIAMar 8, 2024Apr 18, 2024 (41 d)
Evan Justin LincolnFisher Investments independent RIARBC Rochdale, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 7, 2024Apr 18, 2024 (42 d)
Kevin JacksonFisher Investments independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 7, 2024Mar 20, 2024
Aaron Jonathan FrazierFisher Investments independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2024Apr 15, 2024 (40 d)
Oleg VykhovanetsFisher Investments independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2024Aug 23, 2024 (172 d)
Brett OlandFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankFeb 27, 2024Apr 23, 2025 (421 d)
Bryan Patrick KeorletFisher Investments independent RIAEdelman Financial Engines mixed wealthRIA to RIAFeb 22, 2024Mar 15, 2024
Yevgeny VekslerFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 16, 2024Apr 18, 2024 (62 d)
Timothy Robert GeorgenFisher Investments independent RIAWilliams Jones Wealth Management, LLC independent RIARIA to RIAFeb 5, 2024Mar 19, 2024 (43 d)
Kaitlin Lee BarnesFisher Investments independent RIACreative Planning independent RIARIA to RIAFeb 5, 2024Feb 7, 2024
Forrest Gabriel KnoppsFisher Investments independent RIARoehl & Yi Investment Advisors, LLC independent RIARIA to RIAFeb 5, 2024Mar 31, 2025 (420 d)
William C ArtzbergerFisher Investments independent RIALPL Enterprise, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 18, 2024Jul 8, 2026 (902 d)
George Maxwell BruneauFisher Investments independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJan 17, 2024Feb 23, 2024 (37 d)
Daniel HerreraFisher Investments independent RIAFarther independent RIARIA to RIAJan 17, 2024Apr 11, 2024 (85 d)
Diego A RojasFisher Investments independent RIAEdelman Financial Engines independent RIARIA to RIAJan 11, 2024May 29, 2024 (139 d)
Mitchell Bradley HenkeFisher Investments independent RIAGovernment Portfolio Advisors LLC institutionalOtherJan 8, 2024Jan 8, 2024
Bradley Alan MickelsonFisher Investments independent RIASpectrum Advisors, Inc. independent RIARIA to RIAJan 8, 2024May 7, 2024 (120 d)
Douglas Bontempo FrawleyFisher Investments independent RIAAvalon state registeredRIA to a state-registered adviserJan 8, 2024Mar 28, 2024 (80 d)
Nicholas Delo BakerFisher Investments independent RIAAure Investments state registeredRIA to a state-registered adviserJan 8, 2024Oct 29, 2024 (295 d)
Nathan Brandon Michael WalshFisher Investments independent RIAInternational Assets Investment Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 8, 2024Feb 27, 2024 (50 d)
Samuel HusseinFisher Investments independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJan 8, 2024Apr 4, 2025 (452 d)
Stephen Kyle WrightFisher Investments independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankDec 21, 2023Mar 5, 2024 (75 d)
Matthew BondFisher Investments independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 18, 2023May 30, 2024 (164 d)
William T SmithFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseDec 8, 2023Mar 27, 2024 (110 d)
Jeffrey Charles RobertoFisher Investments independent RIAAventine Financial Group independent RIARIA to RIANov 20, 2023Aug 27, 2025 (646 d)
Matthew D ArnoldFisher Investments independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 20, 2023Apr 4, 2024 (136 d)
Jared Floyd HarringtonFisher Investments independent RIAMercer Global Advisors Inc. independent RIARIA to RIANov 16, 2023Dec 12, 2023
James Pearce PriebeFisher Investments independent RIACx Institutional, LLC independent RIARIA to RIANov 13, 2023Nov 9, 2023
Anthony Thomas BoutonFisher Investments independent RIAMercer Global Advisors Inc. independent RIARIA to RIANov 8, 2023Mar 5, 2024 (118 d)
Jared Tyler WilsonFisher Investments independent RIATransamerica Retirement Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 8, 2023Dec 15, 2023 (37 d)
Evan Patrick SweeneyFisher Investments independent RIAIronwood Investment Counsel, LLC independent RIARIA to RIANov 6, 2023Sep 20, 2024 (319 d)
Alec M MielnickiFisher Investments independent RIAThe Ameriflex Group BD affiliatedRIA to affiliated broker-dealer or bankNov 6, 2023Nov 8, 2023
Ford Schipporeit Van WinkleFisher Investments independent RIAFreestone Capital Management, LLC independent RIARIA to RIANov 2, 2023Nov 29, 2023
Ryan David MorrisonFisher Investments independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 23, 2023Nov 16, 2023
Ryan Trevor McclellanFisher Investments independent RIAEarned Wealth independent RIARIA to RIAOct 23, 2023Nov 6, 2023
Chi-Gee Gigi YipFisher Investments independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIAOct 17, 2023Oct 24, 2023
James Anderson HornFisher Investments independent RIACapital Investment Advisors, LLC independent RIARIA to RIAOct 11, 2023Dec 26, 2023 (76 d)
Jeffrey Michael BowlbyFisher Investments independent RIADash Investments independent RIARIA to RIASep 21, 2023Sep 22, 2023
David LamFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseSep 18, 2023Jan 23, 2024 (127 d)
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993 moves match.