| Robert Christopher Chorlins | Mai Capital Management, LLC independent RIA | Savvy independent RIA | RIA to RIA | Jul 23, 2026 | Aug 10, 2026 |
| Andrew John Zalic | Mai Capital Management, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2026 | Aug 11, 2026 (36 d) |
| Dylan Ray Casler | Mai Capital Management, LLC independent RIA | Mcdonald Partners LLC independent RIA | RIA to RIA | Jun 18, 2026 | Jul 17, 2026 |
| Michael Andrew Fetsko | Mai Capital Management, LLC independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jun 1, 2026 | Jun 30, 2026 |
| Armen George Keheyan | Mai Capital Management, LLC independent RIA | Evolve Private Wealth, LLC independent RIA | RIA to RIA | May 5, 2026 | May 18, 2026 |
| Meghan Kathleen Doherty | Mai Capital Management, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Apr 27, 2026 | Jun 2, 2026 (36 d) |
| Nicholas Andrian | Mai Capital Management, LLC independent RIA | Evolve Private Wealth, LLC independent RIA | RIA to RIA | Apr 21, 2026 | Apr 20, 2026 |
| Cody James | Mai Capital Management, LLC independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Apr 10, 2026 | May 6, 2026 |
| Mark Steven Ostroff | Mai Capital Management, LLC independent RIA | Cresset Asset Management, LLC independent RIA | RIA to RIA | Mar 31, 2026 | Apr 7, 2026 |
| Christopher Laurence Watson | Mai Capital Management, LLC independent RIA | Rwa Wealth Partners independent RIA | RIA to RIA | Feb 27, 2026 | Jul 9, 2026 (132 d) |
| Christopher L. Fetes | Mai Capital Management, LLC independent RIA | Grey Rhodes Advisors, LLC state registered | RIA to a state-registered adviser | Feb 24, 2026 | May 22, 2026 (87 d) |
| Austin L Barr | Mai Capital Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2025 | Mar 26, 2026 (101 d) |
| Grace C Jaehnen | Mai Capital Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 29, 2025 | Feb 6, 2026 (130 d) |
| Matthew Harris | Mai Capital Management, LLC independent RIA | Mission Wealth Management, LP independent RIA | RIA to RIA | Sep 17, 2025 | Sep 18, 2025 |
| Mitchel Travis Faulkner | Mai Capital Management, LLC independent RIA | Destiny Wealth Partners, LLC independent RIA | RIA to RIA | Sep 2, 2025 | Sep 18, 2025 |
| Joseph Tyndale Neff | Mai Capital Management, LLC independent RIA | Measured Wealth Private Client Group, LLC independent RIA | RIA to RIA | Aug 4, 2025 | Nov 12, 2025 (100 d) |
| Thomas Sims | Mai Capital Management, LLC independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 22, 2025 | Jun 9, 2026 (322 d) |
| Carlos Jacob Poblano | Mai Capital Management, LLC independent RIA | Eversource Wealth Advisors, LLC independent RIA | RIA to RIA | Jul 16, 2025 | Sep 12, 2025 (58 d) |
| Jordan S Press | Mai Capital Management, LLC independent RIA | F L Putnam Investment Management Co. independent RIA | RIA to RIA | Jul 10, 2025 | Jul 2, 2025 |
| Nathan Hite Lawhead | Mai Capital Management, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2025 | Jun 10, 2025 (36 d) |
| Anthony Comeau Davis | Mai Capital Management, LLC independent RIA | Brass Capital state registered | RIA to a state-registered adviser | Apr 28, 2025 | Apr 30, 2025 |
| Timothy John O'Shei | Mai Capital Management, LLC independent RIA | F L Putnam Investment Management Co. independent RIA | RIA to RIA | Mar 27, 2025 | Apr 15, 2025 |
| Hector I Luna | Mai Capital Management, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Mar 20, 2025 | Apr 15, 2025 |
| Jonathan D Barna | Mai Capital Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 14, 2025 | Mar 18, 2025 |
| Heather Mcmichael Molloy | Mai Capital Management, LLC independent RIA | Atlas independent RIA | RIA to RIA | Sep 6, 2024 | Sep 17, 2024 |
| Alexandra Lauren Swanson | Mai Capital Management, LLC independent RIA | Pure Financial Advisors, LLC independent RIA | RIA to RIA | Sep 3, 2024 | Sep 6, 2024 |
| Matthew Cavanaugh | Mai Capital Management, LLC independent RIA | Xxi Wealth, LLC no RAUM | RIA to a newly registered adviser | Aug 26, 2024 | Aug 27, 2024 |
| James Maher | Mai Capital Management, LLC independent RIA | Calamos Wealth Management LLC independent RIA | RIA to RIA | Dec 15, 2023 | Feb 23, 2024 (70 d) |
| Nicholas Alexander Ferrari-Smith | Mai Capital Management, LLC independent RIA | Capitol Private Wealth Group LLC independent RIA | RIA to RIA | Dec 13, 2023 | Feb 1, 2024 (50 d) |
| Patrick Steven Mcdonald | Mai Capital Management, LLC independent RIA | Manhattan West Asset Management, LLC mixed wealth | RIA to RIA | Mar 16, 2023 | Mar 22, 2023 |
| Olha Sophia Paluch | Mai Capital Management, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jan 13, 2023 | Jul 10, 2026 (1274 d) |
| Nicholas Michael Kaplan | Mai Capital Management, LLC independent RIA | Cornerstone Wealth Management independent RIA | RIA to RIA | Jul 6, 2022 | Jul 28, 2022 |
| Gregory John Ross | Mai Capital Management, LLC independent RIA | Creative Planning independent RIA | RIA to RIA | May 31, 2022 | Jun 3, 2022 |
| Jamie Stewart Caudill | Mai Capital Management, LLC independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | May 2, 2022 | Jun 20, 2025 (1145 d) |
| Christopher Robert Barr | Mai Capital Management, LLC independent RIA | Bluestone Private Wealth, LLC independent RIA | RIA to RIA | May 2, 2022 | May 18, 2023 (381 d) |
| Stephanie Lynn Sandle | Mai Capital Management, LLC independent RIA | Bluestone Private Wealth, LLC independent RIA | RIA to RIA | May 2, 2022 | May 18, 2023 (381 d) |
| Regan Joseph Flaherty | Mai Capital Management, LLC independent RIA | Proathlete Wealth Management LLC independent RIA | RIA to RIA | Dec 8, 2021 | Jan 1, 2025 (1120 d) |
| Nicholas Groman | Mai Capital Management, LLC independent RIA | Horan Wealth Management independent RIA | RIA to RIA | Jun 1, 2020 | Jun 15, 2020 |
| Thomas William Schrock | Mai Capital Management, LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Nov 8, 2018 | Jun 27, 2019 (231 d) |
| John Morris Hudson | Mai Capital Management, LLC other | Independent Financial Partners other | Other | Nov 2, 2016 | Nov 7, 2016 |
| Michael Reigle Wagner | Mai Capital Management, LLC other | Tolleson Private Wealth Management other | Other | Apr 20, 2016 | Jul 21, 2017 (457 d) |
| Arthur Gates Merriman | Mai Capital Management, LLC other | Carnegie Investment Counsel other | Other | Jul 8, 2014 | Jan 2, 2015 (178 d) |
| David John Costigan | Mai Capital Management, LLC other | Banyan Partners, LLC other | Other | May 3, 2010 | Aug 16, 2010 (105 d) |
| Margie Campbell Carpenter | Mai Capital Management, LLC other | Bell Tower Advisors, LLC unclassified | Other | May 27, 2008 | Apr 26, 2010 (699 d) |
| Brian Martin Chait | Mai Capital Management, LLC other | 2 Knights Wealth Management, LLC independent RIA | Other | May 27, 2008 | Dec 6, 2020 (4576 d) |
| Kurt Jay Schoeppler | Mai Capital Management, LLC other | International Management Advisors Ltd. independent RIA | Other | Nov 22, 2006 | Jun 28, 2018 (4236 d) |
| Christopher Raymond Isabella | Mai Capital Management, LLC other | Fairport Asset Management, LLC unclassified | Other | Nov 22, 2006 | Dec 6, 2006 |