| Christopher Ryan Boozikee | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jul 14, 2014 | Jul 23, 2014 |
| Jonathan James Derra | Securities America Advisors, Inc. other | Bancwest Investment Services, Inc. (Bwis) other | Other | Jul 9, 2014 | Jul 14, 2014 |
| Brian Keith Watts | Securities America Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Jul 9, 2014 | Jun 26, 2014 |
| Matthew Lee Greiner | Securities America Advisors, Inc. other | Ip Financial Advisory Services LLC independent RIA | Other | Jul 2, 2014 | Jan 10, 2020 (2018 d) |
| Jeremy Doyle | Securities America Advisors, Inc. other | LPL Financial LLC BD affiliated | Other | Jun 20, 2014 | Jan 16, 2025 (3863 d) |
| Joanna Dawn Mccomsey | Securities America Advisors, Inc. other | Financial West Group other | Other | Jun 5, 2014 | Jun 3, 2014 |
| Brent Alan Batman | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jun 2, 2014 | Jul 1, 2014 |
| Kasey Ryan Vergin | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | May 29, 2014 | May 29, 2014 |
| Kimberly Marie Foster | Securities America Advisors, Inc. other | Lfa other | Other | May 23, 2014 | Jun 6, 2014 |
| Michael Corgiat | Securities America Advisors, Inc. other | Fsc Securities Corporation other | Other | May 22, 2014 | Jun 6, 2014 |
| Dori Lynn Petroff | Securities America Advisors, Inc. other | Cetera Advisor Networks LLC other | Other | May 19, 2014 | Jun 14, 2016 (757 d) |
| Trent Louis Grzegorczyk | Securities America Advisors, Inc. other | Schwartz & Co. other | Other | May 13, 2014 | Jun 10, 2014 |
| Baldasaro Bennie Palmentere | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | May 12, 2014 | May 12, 2014 |
| Wayne Alan Cassriel | Securities America Advisors, Inc. other | Tkg Financial, LLC unclassified | Other | May 7, 2014 | Feb 9, 2015 (278 d) |
| Paul Howard Saks | Securities America Advisors, Inc. other | World Investment Advisors, LLC other | Other | Apr 4, 2014 | Oct 30, 2025 (4227 d) |
| Charles Robert Klimas | Securities America Advisors, Inc. other | Gwn Securities Inc. other | Other | Mar 26, 2014 | Mar 21, 2014 |
| Todd Mitchell Carlson | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 25, 2014 | Mar 17, 2014 |
| Cole Gregory Stichler | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Mar 25, 2014 | Mar 27, 2014 |
| Phil Mcnulty | Securities America Advisors, Inc. other | Verus Capital Partners, LLC other | Other | Mar 25, 2014 | Mar 21, 2014 |
| Hac Pham | Securities America Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Mar 21, 2014 | May 2, 2014 (42 d) |
| Briana Dawn Hughes | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Feb 24, 2014 | Mar 21, 2014 |
| Michael A Greer | Securities America Advisors, Inc. other | Fsc Securities Corporation other | Other | Feb 24, 2014 | Apr 16, 2014 (51 d) |
| Cody Ray Flatt | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Feb 20, 2014 | Feb 20, 2014 |
| Michael Robert Finnie | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Feb 19, 2014 | Feb 21, 2014 |
| Evan Taejin Chung | Securities America Advisors, Inc. other | J. W. Cole Advisors, Inc. other | Other | Jan 31, 2014 | Feb 12, 2014 |
| John Carter Forbes | Securities America Advisors, Inc. other | Lasalle St. Investment Advisors, L.L.C. other | Other | Jan 20, 2014 | Feb 5, 2014 |
| Patrick Allen Lee | Securities America Advisors, Inc. other | Lasalle St. Investment Advisors, L.L.C. other | Other | Jan 20, 2014 | Feb 5, 2014 |
| Christina Lynn Bush | Securities America Advisors, Inc. other | Cooper Mcmanus other | Other | Jan 14, 2014 | Jan 24, 2014 |
| Momodou L. Bojang | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Jan 10, 2014 | Jan 9, 2014 |
| Ralph Edward Smith | Securities America Advisors, Inc. other | Smith Capital Management unclassified | Other | Dec 31, 2013 | Jan 2, 2014 |
| Justin Childs Farris | Securities America Advisors, Inc. other | Farris Capital Management Inc. independent RIA | Other | Dec 31, 2013 | Oct 23, 2013 |
| Herbert Lee Nealy | Securities America Advisors, Inc. other | Calton & Associates, Inc. other | Other | Dec 23, 2013 | Feb 6, 2014 (45 d) |
| Nicholas Adam Gibson | Securities America Advisors, Inc. other | Cetera Investment Advisers LLC other | Other | Dec 18, 2013 | Feb 27, 2014 (71 d) |
| Bryan Douglas Baca | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Dec 17, 2013 | Nov 29, 2013 |
| Ricky Randon Moore | Securities America Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Dec 11, 2013 | Apr 8, 2015 (483 d) |
| James Robert Fantaski | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 6, 2013 | Dec 2, 2013 |
| Nolan Ginsberg | Securities America Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Dec 5, 2013 | Dec 6, 2013 |
| Robin Larae Edgar | Securities America Advisors, Inc. other | Concorde Asset Management, LLC other | Other | Dec 3, 2013 | Dec 2, 2013 |
| Kelly Stecklein | Securities America Advisors, Inc. other | Cetera Advisor Networks LLC other | Other | Dec 2, 2013 | Dec 2, 2013 |
| William Raymond Tennant | Securities America Advisors, Inc. other | J M Brown Financial Partners independent RIA | Other | Nov 29, 2013 | Nov 24, 2025 (4378 d) |
| Marc Castillo Bacsafra | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 22, 2013 | Nov 13, 2013 |
| Summer Lee Hathaway | Securities America Advisors, Inc. other | Korhorn Financial Group other | Other | Nov 20, 2013 | Nov 20, 2013 |
| James Lee Rodgers | Securities America Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Nov 18, 2013 | Nov 19, 2013 |
| Jeremy Joseph Vernor | Securities America Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Nov 18, 2013 | Nov 19, 2013 |
| Darin Gerard Svihovec | Securities America Advisors, Inc. other | Investment Centers Of America, Inc. other | Other | Nov 18, 2013 | Nov 1, 2013 |
| Scott A Fuhrman | Securities America Advisors, Inc. other | LPL Financial LLC other | Other | Nov 18, 2013 | Nov 19, 2013 |
| Patrick Bryan Healey | Securities America Advisors, Inc. other | Kalos Management other | Other | Nov 15, 2013 | Nov 13, 2013 |
| Adam Ilung Kim | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 14, 2013 | Nov 13, 2013 |
| Gary Max Goeppinger | Securities America Advisors, Inc. other | Concert Wealth Management other | Other | Nov 14, 2013 | Nov 15, 2013 |
| Adam D Proskovec | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Nov 13, 2013 | Dec 9, 2013 |
| Darin Hart Karstetter | Securities America Advisors, Inc. other | Securian Financial Services, Inc. other | Other | Oct 31, 2013 | Mar 6, 2014 (126 d) |
| Heath Eric Demarcy | Securities America Advisors, Inc. other | Bok Financial Advisors other | Other | Oct 31, 2013 | Apr 1, 2014 (152 d) |
| Robert Joseph Clark | Securities America Advisors, Inc. other | Sound Financial Solutions LLC state registered | Other | Oct 23, 2013 | Jan 1, 2026 (4453 d) |
| Luke Anthony Ottinger | Securities America Advisors, Inc. other | Sound Financial Solutions LLC state registered | Other | Oct 23, 2013 | Jan 1, 2026 (4453 d) |
| Carol Ann Sutterfield | Securities America Advisors, Inc. other | Cetera Advisor Networks LLC other | Other | Oct 22, 2013 | Oct 9, 2013 |
| Andrew Michel Denis | Securities America Advisors, Inc. other | Asset Management Financial Services Inc. state registered | Other | Oct 21, 2013 | Oct 28, 2013 |
| Percy Lemar Hundley | Securities America Advisors, Inc. other | Lombard Advisers Incorporated independent RIA | Other | Sep 24, 2013 | Nov 10, 2014 (412 d) |
| Courtney Faith Jones | Securities America Advisors, Inc. other | Detalus Advisors, LLC other | Other | Aug 22, 2013 | Aug 19, 2013 |
| Peter R Franz | Securities America Advisors, Inc. other | Lincoln Investment other | Other | Aug 21, 2013 | Aug 1, 2013 |
| Anne Brady Ramirez | Securities America Advisors, Inc. other | First Allied Advisory Services, Inc. other | Other | Aug 15, 2013 | Aug 1, 2013 |