DFX Intelligence
Advisor moves
Departures from Securities America Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Samuel Ball | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Oct 31, 2022 |
| Emily Suzanne Jameson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Oct 31, 2022 |
| Lenajo Marie Hartley | Securities America Advisors, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Oct 14, 2022 |
| Brandon Charles Morenz | Securities America Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Oct 14, 2022 |
| Stefan Thomas Gronvold | Securities America Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Oct 14, 2022 |
| Robert John Davies | Securities America Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Oct 14, 2022 |
| Reese Roberts | Securities America Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Oct 14, 2022 |
| Alain Brito | Securities America Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Oct 14, 2022 |
| Daniel Charles Cuddy | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 27, 2022 |
| Kristel Jean Branish | Securities America Advisors, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Nov 2, 2022 |
| Andrea Butler | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Sep 27, 2023 (337 d) |
| Brian Jeffrey Mccoy | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2022 | May 9, 2022 |
| Roger Jyhjung Chang | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2022 | Sep 28, 2022 |
| Broderick Daniel Zach | Securities America Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 17, 2022 | Nov 30, 2022 (44 d) |
| Barry Shields Hatcher | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2022 | Oct 11, 2022 |
| Heather Torseth | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2022 | Oct 10, 2022 |
| Ronald Roy Hamilton | Securities America Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 4, 2022 | Oct 3, 2022 |
| Dillan James Hamilton | Securities America Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 4, 2022 | Oct 3, 2022 |
| Daulton John Julius Maassen | Securities America Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 4, 2022 | Oct 3, 2022 |
| William James Clements | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 | Oct 3, 2022 |
| Calvin E Romero | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 | Oct 3, 2022 |
| Michael S Balster | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 | Oct 3, 2022 |
| Hunter Cooper Allmon | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 | Oct 3, 2022 |
| Tim Taylor Smith | Securities America Advisors, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2022 | May 25, 2023 (238 d) |
| Kathleen Mary Ladra | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2022 | Sep 27, 2022 |
| Jon Raymond Winteregg | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Sep 22, 2022 |
| Steven Robert Herman | Securities America Advisors, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Oct 5, 2022 |
| Isaiah Benjamin Jones | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Sep 27, 2022 |
| Andy S Rampersaud | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2022 | Sep 1, 2022 |
| Bradley Park | Securities America Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 9, 2022 | Nov 14, 2022 (66 d) |
| Scott Alan Emley | Securities America Advisors, Inc. BD affiliated | Cgn Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2022 | Sep 1, 2022 |
| Leonardo Dasilva Gelain | Securities America Advisors, Inc. BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2022 | Aug 26, 2022 |
| Logan Michael Collie | Securities America Advisors, Inc. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2022 | Aug 18, 2022 |
| Edward Michael Botelho | Securities America Advisors, Inc. BD affiliated | Horter Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2022 | Jul 11, 2023 (336 d) |
| Michelle Marie Oldham | Securities America Advisors, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2022 | Aug 9, 2022 |
| Louis Anthony Tucci | Securities America Advisors, Inc. BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Jul 28, 2022 |
| Patrick Malcolm Pillsbury | Securities America Advisors, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Aug 2, 2022 |
| Kyle Steven Reznicek | Securities America Advisors, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2022 | Aug 10, 2022 |
| Andrew Nathan Rojas | Securities America Advisors, Inc. BD affiliated | Scottsdale Wealth Advisory LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 28, 2022 | Aug 22, 2022 |
| Ryan Patrick Collin | Securities America Advisors, Inc. BD affiliated | Synovus Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2022 | Mar 1, 2023 (219 d) |
| Eric Bernard Mcginley | Securities America Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2022 | Jul 18, 2022 |
| Dylan Robert Barrera | Securities America Advisors, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2022 | Aug 29, 2022 (46 d) |
| James Francis Buckley | Securities America Advisors, Inc. BD affiliated | Buckley Financial Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 13, 2022 | Jul 15, 2022 |
| David Rasmussen | Securities America Advisors, Inc. BD affiliated | Stevens Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2022 | Jan 17, 2023 (190 d) |
| Matthew Kochen | Securities America Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2022 | Sep 22, 2022 (76 d) |
| Scott Jeffrey Miller | Securities America Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2022 | Sep 27, 2022 (96 d) |
| Louis Numa Decuir | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2022 | Jun 23, 2022 |
| Gregory John Frentzen | Securities America Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2022 | Mar 21, 2024 (639 d) |
| Dereck Cochran | Securities America Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 21, 2022 | Sep 12, 2022 (83 d) |
| Thomas Michael Burke | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2022 | Dec 2, 2022 (169 d) |
| Austin Little | Securities America Advisors, Inc. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2022 | Aug 18, 2022 (63 d) |
| Melodi A Cupp | Securities America Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2022 | Aug 4, 2022 (55 d) |
| Mandy Jo Hoeschen | Securities America Advisors, Inc. BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2022 | Jun 21, 2022 |
| Robert L Sheets | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Jun 6, 2022 |
| Vito Giovanni Roberto | Securities America Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Jul 28, 2022 (55 d) |
| Michael Sargent Armstrong | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 3, 2022 | May 3, 2022 |
| Bailey R Fawkes | Securities America Advisors, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Aug 9, 2022 (67 d) |
| Mark Stuart Schaffer | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2022 | May 3, 2022 |
| Lisa Faith Vaillancourt | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2022 | Apr 28, 2022 |
| Brendan Kevin Hayes | Securities America Advisors, Inc. BD affiliated | Armstrong Advisory Group Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | May 3, 2022 |
1,892 moves match.