DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Asset & Financial Planning, Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael Anthony Canet	Asset & Financial Planning, Ltd other	LPL Financial LLC other	Other	Apr 4, 2014	Oct 3, 2003
Ryan C Herbert	Asset & Financial Planning, Ltd other	Prostatis Financial Advisors Group independent RIA	Other	Apr 4, 2014	Jul 24, 2024 (3764 d)
Mark Walter Wells	Asset & Financial Planning, Ltd other	Morgan Stanley wirehouse	Other	Mar 27, 2014	Mar 26, 2014
Amy Jensen Datema	Asset & Financial Planning, Ltd other	Cetera Investment Services LLC other	Other	Nov 13, 2013	Dec 11, 2013
Nick Kaloyios	Asset & Financial Planning, Ltd other	Principal Securities, Inc. other	Other	Nov 12, 2013	Dec 3, 2013
Joseph Napolitano	Asset & Financial Planning, Ltd other	B. Riley Wealth Advisors, Inc. other	Other	Sep 10, 2013	Aug 20, 2013
Jennifer Dorfman	Asset & Financial Planning, Ltd other	Fusion Analytics Investment Partners LLC other	Other	Aug 29, 2013	May 17, 2012
Carole Enisman	Asset & Financial Planning, Ltd other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	May 31, 2013	Jun 4, 2019 (2195 d)
Brian Paul Connor	Asset & Financial Planning, Ltd other	Sagepoint Financial, Inc. other	Other	Apr 10, 2013	Apr 9, 2013
Antonio Pedro Gomes	Asset & Financial Planning, Ltd other	Sagepoint Financial, Inc. other	Other	Apr 10, 2013	Jul 5, 2013 (86 d)
Paul Gerard Jarvis	Asset & Financial Planning, Ltd other	Avantax Advisory Services other	Other	Nov 2, 2012	Oct 4, 2012
Anthony John Burgio	Asset & Financial Planning, Ltd other	Blackrock Investment Management, LLC other	Other	Sep 26, 2012	Oct 1, 2012
Stuart Craig Chamberlin	Asset & Financial Planning, Ltd other	Sound Income Strategies, LLC independent RIA	Other	Sep 20, 2012	May 26, 2020 (2805 d)
Thomas Edmund Connors	Asset & Financial Planning, Ltd other	First Allied Advisory Services, Inc. other	Other	Jul 19, 2012	Sep 24, 2012 (67 d)
Jenny Alice Duncan	Asset & Financial Planning, Ltd other	Wells Fargo Advisors wirehouse	Other	Jul 2, 2012	Sep 12, 2012 (72 d)
Douglas Scott Mcclane	Asset & Financial Planning, Ltd other	Raymond James Financial Services Advisors, Inc other	Other	Jun 14, 2012	May 22, 2012
Keith D Weiss	Asset & Financial Planning, Ltd other	Weiss Financial Group LLC no RAUM	Other	Jan 9, 2012	Jan 3, 2012
Scott G Weiss	Asset & Financial Planning, Ltd other	Weiss Financial Group LLC no RAUM	Other	Jan 9, 2012	Jan 3, 2012
Edward Henry Jennings	Asset & Financial Planning, Ltd other	LPL Financial LLC other	Other	Dec 1, 2011	Mar 19, 2012 (109 d)
Frank Daniel Toth	Asset & Financial Planning, Ltd other	Independent Financial Partners other	Other	Nov 28, 2011	Dec 8, 2011
Andrew Henry Lenich	Asset & Financial Planning, Ltd other	Prostatis Financial Advisors Group independent RIA	Other	Nov 21, 2011	Feb 18, 2009
Harvey Gerald Stein	Asset & Financial Planning, Ltd other	Independent Financial Partners other	Other	Aug 9, 2011	Sep 13, 2011 (35 d)
Domenick Robert Tibaldo	Asset & Financial Planning, Ltd other	Cantella & Co., Inc. other	Other	Aug 1, 2011	Jul 26, 2011
Gregory Vitale	Asset & Financial Planning, Ltd other	Avantax Advisory Services other	Other	May 20, 2011	Sep 14, 2012 (483 d)
David Russel Burgio	Asset & Financial Planning, Ltd other	Osaic Fa, Inc. other	Other	Feb 25, 2011	Jan 28, 2011
Cheryl Lynn Mccarthy	Asset & Financial Planning, Ltd other	Ssn Advisory, Inc. other	Other	Jan 28, 2011	Mar 8, 2011 (39 d)
Jeffrey Salvatore Cristadoro	Asset & Financial Planning, Ltd other	B. Riley Wealth Advisors, Inc. other	Other	Jan 6, 2011	Jan 6, 2011
Peter Eric Weitz	Asset & Financial Planning, Ltd other	Fusion Analytics Investment Partners LLC other	Other	Nov 24, 2010	Dec 16, 2010
Christopher Anthony Schipske	Asset & Financial Planning, Ltd other	Prostatis Financial Advisors Group independent RIA	Other	Aug 26, 2010	May 9, 2007
Nicholas Cava	Asset & Financial Planning, Ltd other	Planmember Securities Corporation independent RIA	Other	Aug 19, 2010	Jul 7, 2021 (3975 d)
Raymond Adam Menna	Asset & Financial Planning, Ltd other	Planmember Securities Corporation other	Other	Aug 19, 2010	Aug 13, 2010
Richard C Justino	Asset & Financial Planning, Ltd other	Planmember Securities Corporation independent RIA	Other	Aug 19, 2010	Jun 30, 2021 (3968 d)
Sean Philip Bostwick	Asset & Financial Planning, Ltd other	Planmember Securities Corporation other	Other	Aug 19, 2010	Aug 20, 2010
Justin R Katz	Asset & Financial Planning, Ltd other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 14, 2009	Sep 18, 2009
Carlo Della Mea	Asset & Financial Planning, Ltd other	Valic Financial Advisors, Inc. other	Other	May 15, 2009	May 29, 2009
Mitchell Stanley Martin	Asset & Financial Planning, Ltd other	Oneascent Financial Services LLC independent RIA	Other	May 1, 2009	Sep 16, 2022 (4886 d)
John Zarrelli	Asset & Financial Planning, Ltd other	Chase Investment Services Corp. other	Other	Nov 7, 2008	Nov 5, 2010 (728 d)
Charles James Wetzel	Asset & Financial Planning, Ltd other	Gilman + Ciocia, Inc. unclassified	Other	Oct 29, 2008	Dec 5, 2002
Susan Silverman Quigley	Asset & Financial Planning, Ltd other	American Portfolios Advisors, Inc other	Other	Oct 6, 2008	Sep 15, 2008
Ronit Rogoszinski	Asset & Financial Planning, Ltd other	LPL Financial LLC other	Other	Mar 20, 2008	Feb 29, 2008
Gerald E Shaw	Asset & Financial Planning, Ltd other	Spc other	Other	Oct 10, 2007	Oct 8, 2007
Evan Dennis Mcgrath	Asset & Financial Planning, Ltd other	Raa independent RIA	Other	Oct 1, 2007	Jan 8, 2019 (4117 d)
Devin Ashley Born	Asset & Financial Planning, Ltd other	Liberty Asset Management other	Other	Sep 17, 2007	Sep 14, 2007
Michael Lee Krumholz	Asset & Financial Planning, Ltd other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 27, 2007	Feb 26, 2007
Marc Anthony Bongiorno	Asset & Financial Planning, Ltd other	Osaic Wealth, Inc. other	Other	Dec 13, 2006	Mar 28, 2017 (3758 d)
Guy Philip Nicosia	Asset & Financial Planning, Ltd other	Osaic Wealth, Inc. other	Other	Dec 7, 2006	Oct 13, 2014 (2867 d)
Mark Gerard Sonntag	Asset & Financial Planning, Ltd other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 13, 2006	Aug 14, 2006
Kenneth Alan Levin	Asset & Financial Planning, Ltd other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 11, 2006	Aug 14, 2006
John Christopher Neyland	Asset & Financial Planning, Ltd other	Voya Financial Advisors, Inc. other	Other	Oct 5, 2006	Oct 6, 2006
Carole Leigh Donohoo	Asset & Financial Planning, Ltd other	Osaic Fs, Inc. other	Other	Sep 7, 2006	Aug 14, 2006
Thomas Musto	Asset & Financial Planning, Ltd other	Citicorp Investment Services unclassified	Other	Jan 25, 2006	Feb 13, 2006
Christopher Anthony Schipske	Asset & Financial Planning, Ltd other	Prostatis Financial Advisors Group independent RIA	Other	Jan 5, 2006	Oct 21, 2004
Stuart Edward Berrin	Asset & Financial Planning, Ltd other	Wall Street Financial Group, Inc other	Other	Dec 21, 2005	Dec 12, 2005
Joseph James Romei	Asset & Financial Planning, Ltd other	Next Financial Group, Inc. other	Other	Nov 10, 2005	Jul 1, 2005
Keith Jackson	Asset & Financial Planning, Ltd other	Fsc Securities Corporation other	Other	Oct 19, 2005	Jan 4, 2006 (77 d)
John Alan Kuntz	Asset & Financial Planning, Ltd other	Ameriprise Advisor Services, Inc. unclassified	Other	Sep 22, 2005	Sep 20, 2005
Jeffrey Seth Cohen	Asset & Financial Planning, Ltd other	Prostatis Financial Advisors Group independent RIA	Other	Jan 21, 2005	Oct 26, 2004
Bruce Nesbitt Haydu	Asset & Financial Planning, Ltd other	Financial Design & Management, Inc. unclassified	Other	Jan 3, 2005	May 9, 2003
Thomas Andrew Curtin	Asset & Financial Planning, Ltd other	Independent Financial Partners other	Other	Jan 3, 2005	Oct 30, 2014 (3587 d)
Stephen August Zamborelli	Asset & Financial Planning, Ltd other	Raymond James Financial Services Advisors, Inc other	Other	Nov 18, 2004	Jan 2, 2009 (1506 d)

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78 moves match.