DFX Intelligence
Advisor moves
Departures from J. W. Cole Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Xavier Alexander Brown | J. W. Cole Advisors, Inc. BD affiliated | Chicago Investment Advisory Council, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2026 | Aug 26, 2026 |
| Scott Daniel Graziano | J. W. Cole Advisors, Inc. BD affiliated | Chicago Investment Advisory Council, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2026 | Aug 28, 2026 |
| Kathryn E Nevin | J. W. Cole Advisors, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jun 29, 2026 |
| Michael Edward Scott | J. W. Cole Advisors, Inc. BD affiliated | Core Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2026 | Apr 29, 2026 |
| Wesley Christopher Reed | J. W. Cole Advisors, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2026 | Aug 10, 2026 (130 d) |
| Troy Jeffrey Nelson | J. W. Cole Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2026 | May 20, 2026 (56 d) |
| Robert Darryl Olenchalk | J. W. Cole Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Mar 26, 2026 |
| Elijah J Black | J. W. Cole Advisors, Inc. BD affiliated | Florida Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Feb 13, 2026 |
| Itaat Husain | J. W. Cole Advisors, Inc. BD affiliated | Financial Planning Hawaii, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Dec 2, 2025 |
| Susan Diane Gabor | J. W. Cole Advisors, Inc. BD affiliated | Financial Planning Hawaii, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Mar 22, 2024 |
| Samantha Lynn Zimmerman | J. W. Cole Advisors, Inc. BD affiliated | Stonebridge Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 14, 2026 |
| Michele Joi Delsordo | J. W. Cole Advisors, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2025 | Jan 21, 2026 |
| Jennifer Kay Drinkle | J. W. Cole Advisors, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 17, 2025 |
| Austin S Wright | J. W. Cole Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2025 | Nov 5, 2025 |
| Robert Frederick Rosenberger | J. W. Cole Advisors, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 3, 2025 |
| Nathan Joel Sadowski | J. W. Cole Advisors, Inc. BD affiliated | Pacific Excel Wealth Advisors, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 22, 2025 | Jul 21, 2025 |
| Dawn Annette Steinert | J. W. Cole Advisors, Inc. BD affiliated | Accurate Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2025 | Aug 1, 2025 |
| Andres Felipe Yepes | J. W. Cole Advisors, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | May 21, 2025 |
| Jackson Lee | J. W. Cole Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | Jun 3, 2025 (32 d) |
| Franklin Krone Lentz | J. W. Cole Advisors, Inc. BD affiliated | Lentz Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 28, 2025 | Mar 25, 2025 |
| Terry S. Sawchuk | J. W. Cole Advisors, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 26, 2025 |
| Tiffany Marie Taylor | J. W. Cole Advisors, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 26, 2025 |
| Dennis Thomas Pozios | J. W. Cole Advisors, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 26, 2025 |
| Stephen Joseph Scott | J. W. Cole Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Jan 24, 2025 |
| Kristopher Cotton | J. W. Cole Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Jan 9, 2025 |
| Devan Lee Fox | J. W. Cole Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2024 | Nov 12, 2024 |
| Miguel Angel Saldana | J. W. Cole Advisors, Inc. BD affiliated | Dynasty Wealth Management, LLC asset manager | Other | Nov 18, 2024 | Jan 22, 2025 (65 d) |
| George Robert Plock | J. W. Cole Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Oct 16, 2024 |
| Victor Taylor Caron | J. W. Cole Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2024 | May 7, 2025 (203 d) |
| Karen Elizabeth Vaught | J. W. Cole Advisors, Inc. BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2024 | Dec 9, 2024 (54 d) |
| Alan Bridges | J. W. Cole Advisors, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Sep 17, 2024 |
| Ramon Valdez | J. W. Cole Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Aug 16, 2024 |
| Katarzyna Anna Marczyk | J. W. Cole Advisors, Inc. BD affiliated | Anchor Wealth Management Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 9, 2024 | Jun 24, 2024 |
| James Paul Nunez | J. W. Cole Advisors, Inc. BD affiliated | Agora Investments state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 22, 2024 | Jul 13, 2024 |
| William Ross Drexler | J. W. Cole Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 22, 2024 | Jul 10, 2024 |
| Kathy Joy Gordon | J. W. Cole Advisors, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Oct 7, 2025 (468 d) |
| David White | J. W. Cole Advisors, Inc. BD affiliated | Bakeravenue independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Jul 11, 2024 |
| Charles Ryan Ehrenfried | J. W. Cole Advisors, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2024 | May 24, 2024 |
| Melissa M Robinson | J. W. Cole Advisors, Inc. BD affiliated | Flaharty Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2024 | May 28, 2024 |
| Alexis Mcmullin Stasie | J. W. Cole Advisors, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 13, 2024 | Jun 6, 2024 |
| Ronald Austin Powell | J. W. Cole Advisors, Inc. BD affiliated | Blue Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2024 | May 8, 2024 |
| Evan Alexander Calott | J. W. Cole Advisors, Inc. BD affiliated | Blue Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2024 | May 8, 2024 |
| Nicholas Oppenheimer | J. W. Cole Advisors, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 3, 2024 | May 31, 2024 |
| Jeffery Grant Iseler | J. W. Cole Advisors, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Apr 30, 2024 |
| Jonathan David Matuszkiewicz | J. W. Cole Advisors, Inc. BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Nov 17, 2025 (581 d) |
| Noah Robert Fletcher | J. W. Cole Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Mar 20, 2024 |
| Troy Vaughan | J. W. Cole Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Apr 12, 2024 |
| Alan Josh Mcculley | J. W. Cole Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2024 | Apr 4, 2024 |
| Sonji Rollins Tucker | J. W. Cole Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jun 4, 2024 (156 d) |
| Jeffrey Gerald Thiede | J. W. Cole Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Apr 5, 2024 (96 d) |
| Penny Lee Di Giovanna | J. W. Cole Advisors, Inc. BD affiliated | Financial Planning By Design state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 21, 2023 | Jan 10, 2024 |
| Raymond T Difilippo | J. W. Cole Advisors, Inc. BD affiliated | Dbd Retirement And Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 21, 2023 | Dec 14, 2023 |
| Mary Jane Kelly | J. W. Cole Advisors, Inc. BD affiliated | Kelly Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2023 | Jan 5, 2026 (746 d) |
| Jordan Scott Windhorst | J. W. Cole Advisors, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Dec 18, 2023 |
| Sean Lawrence Kelly | J. W. Cole Advisors, Inc. BD affiliated | Kelly Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2023 | Jan 2, 2026 (743 d) |
| Dennis Thomas Pozios | J. W. Cole Advisors, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2023 | Feb 9, 2024 (60 d) |
| Paul Daniel Spurlock | J. W. Cole Advisors, Inc. BD affiliated | Aris Capital Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 29, 2023 | Nov 30, 2023 |
| Sean Goodman | J. W. Cole Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Oct 28, 2024 (334 d) |
| Kathleen Patricia Oberneder | J. W. Cole Advisors, Inc. BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2023 | Jan 19, 2024 (63 d) |
| Troy Lane Stine | J. W. Cole Advisors, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2023 | Oct 24, 2023 |
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272 moves match.