Departures from B. Riley Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Randall Jay Kronour	B. Riley Wealth Advisors, Inc. BD affiliated	Kapstone Financial Advisors LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Apr 1, 2022	Mar 28, 2022
David Charles Kronour	B. Riley Wealth Advisors, Inc. BD affiliated	Kapstone Financial Advisors LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Apr 1, 2022	Mar 28, 2022
Brandon Lee Ingerson	B. Riley Wealth Advisors, Inc. BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Mar 31, 2022	Mar 30, 2022
Jay Schwartz	B. Riley Wealth Advisors, Inc. BD affiliated	Private Advisor Group, LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 30, 2022	Mar 29, 2022
George Igor Landa	B. Riley Wealth Advisors, Inc. BD affiliated	Proathlete Wealth Management LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Mar 28, 2022	Mar 23, 2022
Irina Zubov	B. Riley Wealth Advisors, Inc. BD affiliated	Capitol Securities Management, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 18, 2022	Aug 5, 2022 (140 d)
Robert Steven Handley	B. Riley Wealth Advisors, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Affiliated broker-dealer or bank to another	Mar 2, 2022	Apr 29, 2022 (58 d)
Danielle Orenstein Jacobson	B. Riley Wealth Advisors, Inc. BD affiliated	Morgan Stanley wirehouse	Affiliated broker-dealer or bank to wirehouse	Mar 2, 2022	Mar 17, 2022
Leonid Berline	B. Riley Wealth Advisors, Inc. BD affiliated	Armstrong Advisory Group Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Feb 10, 2022	Apr 28, 2022 (77 d)
Eric Robert Hilderbrand	B. Riley Wealth Advisors, Inc. BD affiliated	Atcap Partners, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Feb 4, 2022	Jan 11, 2024 (706 d)
Kevin Joseph Looby	B. Riley Wealth Advisors, Inc. BD affiliated	Essex Financial Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 26, 2022	Jan 24, 2022
John Glennon O'Connell	B. Riley Wealth Advisors, Inc. BD affiliated	Alden Capital independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 25, 2022	Jan 4, 2022
Richard Anthony Perry	B. Riley Wealth Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Jan 21, 2022	Jan 14, 2022
John Francis Coyne	B. Riley Wealth Advisors, Inc. BD affiliated	Compass Capital Corporation independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 12, 2022	Jan 12, 2022
Christopher Joseph Nuhn	B. Riley Wealth Advisors, Inc. BD affiliated	Steward Partners Investment Advisory, LLC BD affiliated	Affiliated broker-dealer or bank to another	Dec 8, 2021	Dec 17, 2021
David Michael Schlossberg	B. Riley Wealth Advisors, Inc. BD affiliated	Assured Advisory Group, LLC state registered	Affiliated broker-dealer or bank to a state-registered adviser	Dec 6, 2021	Dec 7, 2021
Lawrence Peter Strzelecki	B. Riley Wealth Advisors, Inc. BD affiliated	Assured Advisory Group, LLC state registered	Affiliated broker-dealer or bank to a state-registered adviser	Dec 6, 2021	Dec 7, 2021
William Carr Stokes	B. Riley Wealth Advisors, Inc. BD affiliated	Hilltop Securities Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 2, 2021	Dec 1, 2021
Patrick Lee Baird	B. Riley Wealth Advisors, Inc. BD affiliated	Nfsg Corporation BD affiliated	Affiliated broker-dealer or bank to another	Oct 18, 2021	Nov 18, 2021 (31 d)
Joseph Silerto	B. Riley Wealth Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 7, 2021	Oct 7, 2021
Craig M Gougis	B. Riley Wealth Advisors, Inc. BD affiliated	Emerson Equity LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 5, 2021	Nov 3, 2021
Kenneth J Coggins	B. Riley Wealth Advisors, Inc. BD affiliated	Morgan Stanley wirehouse	Affiliated broker-dealer or bank to wirehouse	Sep 27, 2021	Oct 29, 2021 (32 d)
Chase Austin Billups	B. Riley Wealth Advisors, Inc. BD affiliated	Fisher Investments independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 10, 2021	Oct 14, 2021 (34 d)
Oscar David Rubiano	B. Riley Wealth Advisors, Inc. BD affiliated	Bci Securities, Inc. mixed wealth	Affiliated broker-dealer or bank to independent RIA	Aug 17, 2021	Sep 1, 2021
Warner Whitman Wayne	B. Riley Wealth Advisors, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	Aug 11, 2021	Aug 6, 2021
Rupert Charles Curry	B. Riley Wealth Advisors, Inc. BD affiliated	Certified Advisory Corp independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 30, 2021	Aug 11, 2021
Adam Ross Shipley	B. Riley Wealth Advisors, Inc. BD affiliated	Northwoods Financial Partners LLC state registered	Affiliated broker-dealer or bank to a state-registered adviser	Jul 22, 2021	Jan 1, 2026 (1624 d)
Mark Richard Perry	B. Riley Wealth Advisors, Inc. BD affiliated	Lowell Blake & Associates Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 22, 2021	Jul 27, 2021 (35 d)
Andreas Deoliveira	B. Riley Wealth Advisors, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Affiliated broker-dealer or bank to another	May 28, 2021	Jun 25, 2021
Claire E Soja	B. Riley Wealth Advisors, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Affiliated broker-dealer or bank to another	May 24, 2021	May 17, 2021
Seth Hamilton	B. Riley Wealth Advisors, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	May 24, 2021	May 9, 2021
Steven Benjamin	B. Riley Wealth Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 21, 2021	Apr 12, 2021
Sean Patrick Hayden	B. Riley Wealth Advisors, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 1, 2021	Mar 20, 2021
Justin Peter Mclaughlin	B. Riley Wealth Advisors, Inc. BD affiliated	Commonwealth Financial Network national BD	Affiliated broker-dealer or bank to another	Mar 24, 2021	Dec 7, 2021 (258 d)
Jamie Beth Sherr	B. Riley Wealth Advisors, Inc. BD affiliated	Gilder Gagnon Howe & Co. LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 9, 2021	Sep 22, 2022 (562 d)
James Matthew Devary	B. Riley Wealth Advisors, Inc. BD affiliated	A.G.P / Alliance Global Partners independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 9, 2021	Mar 17, 2021
William Tyler Prause	B. Riley Wealth Advisors, Inc. BD affiliated	Stephens BD affiliated	Affiliated broker-dealer or bank to another	Mar 1, 2021	May 19, 2021 (79 d)
Paul Michael Weinberger	B. Riley Wealth Advisors, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 16, 2021	Feb 26, 2021
Peggy Jane Cozine	B. Riley Wealth Advisors, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 16, 2021	Feb 22, 2021
Carmine J Lacognata	B. Riley Wealth Advisors, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 5, 2021	Mar 22, 2021 (45 d)
Michael Thomas Gill	B. Riley Wealth Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 2, 2021	Feb 5, 2021
John Joseph Naegele	B. Riley Wealth Advisors, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 20, 2021	Mar 26, 2021 (65 d)
Deborah Ellen Oconnell	B. Riley Wealth Advisors, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 20, 2021	Jan 4, 2021
Alex Mark Weissman	B. Riley Wealth Advisors, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 20, 2021	Apr 16, 2021 (86 d)
Mark Scott Gopen	B. Riley Wealth Advisors, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 20, 2021	Jan 4, 2021
Daniel Jonathan Gopen	B. Riley Wealth Advisors, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 20, 2021	Jan 4, 2021
Sean Pearlman	B. Riley Wealth Advisors, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 20, 2021	Apr 20, 2021 (90 d)
James Cosmo Ciocia	B. Riley Wealth Advisors, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Dec 22, 2020	Dec 14, 2020
Chad Dana Champion	B. Riley Wealth Advisors, Inc. BD affiliated	Nfsg Corporation BD affiliated	Affiliated broker-dealer or bank to another	Dec 22, 2020	Dec 18, 2020
Roy Paul Niggebrugge	B. Riley Wealth Advisors, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Dec 22, 2020	Dec 9, 2020
James Philip Ciocia	B. Riley Wealth Advisors, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Dec 22, 2020	Dec 15, 2020
Curtis Wayne Raven	B. Riley Wealth Advisors, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Dec 22, 2020	Dec 8, 2020
Dylan Thomas Fayer	B. Riley Wealth Advisors, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Dec 22, 2020	Dec 8, 2020
Andrea Niggebrugge	B. Riley Wealth Advisors, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Affiliated broker-dealer or bank to another	Dec 22, 2020	Dec 8, 2020
William Ianni	B. Riley Wealth Advisors, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Affiliated broker-dealer or bank to wirehouse	Dec 21, 2020	Apr 27, 2021 (127 d)
Stephen Mark Littenberg	B. Riley Wealth Advisors, Inc. BD affiliated	Private Advisor Group, LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 27, 2020	Oct 27, 2020
Ronald Richard Schneider	B. Riley Wealth Advisors, Inc. BD affiliated	Samalin Wealth independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 6, 2020	Sep 15, 2021 (344 d)
Peter J. Maldjian	B. Riley Wealth Advisors, Inc. BD affiliated	Rilex Capital LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 15, 2020	Sep 9, 2020
Andrew P Massaro	B. Riley Wealth Advisors, Inc. BD affiliated	Atcap Partners, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Aug 7, 2020	Aug 26, 2022 (749 d)
Graham Edward Macneill	B. Riley Wealth Advisors, Inc. BD affiliated	Transamerica Financial Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Jul 24, 2020	Aug 26, 2020 (33 d)

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474 moves match.