DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Geneos Wealth Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Allen FunkeGeneos Wealth Management, Inc. BD affiliatedKms Financial Services, Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2019Aug 21, 2019
Michael William GallagherGeneos Wealth Management, Inc. BD affiliatedTpg Financial Advisors, LLC otherOtherJun 4, 2019Mar 30, 2015
Lauren Michele ReedGeneos Wealth Management, Inc. BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2019Feb 4, 2025 (2072 d)
Frank Alfred LeyesGeneos Wealth Management, Inc. BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherFeb 12, 2019Feb 11, 2019
Robin K JollyGeneos Wealth Management, Inc. BD affiliatedJolly, Robin K state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 31, 2019Jan 26, 2021 (726 d)
Brian Michael PellingGeneos Wealth Management, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJan 22, 2019Jan 25, 2019
Jay Alan MurrayGeneos Wealth Management, Inc. BD affiliatedSolutions For Tuition unclassifiedOtherDec 31, 2018Sep 14, 2010
James Vance KampstraGeneos Wealth Management, Inc. BD affiliatedOsaic Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2018Nov 1, 2018
Kelly Layton KampstraGeneos Wealth Management, Inc. BD affiliatedOsaic Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2018Nov 1, 2018
David Michael RothGeneos Wealth Management, Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 12, 2018Sep 10, 2018
Randall Kenneth HuntimerGeneos Wealth Management, Inc. BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 30, 2018Jul 25, 2018
Guy Edmund WoolleyGeneos Wealth Management, Inc. BD affiliatedFreedom Capital Management, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 25, 2018Mar 14, 2006
William Steven McarthurGeneos Wealth Management, Inc. BD affiliatedJ. W. Cole Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2018May 14, 2018
Edward James CollinsGeneos Wealth Management, Inc. otherR & R Financial Planners, Inc. independent RIAOtherMar 26, 2018May 1, 2018 (36 d)
Patrick Bryan WallaceGeneos Wealth Management, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherJan 18, 2018Jan 17, 2018
Keith Wendell WhittGeneos Wealth Management, Inc. otherInvestment Advisory Group LLC independent RIAOtherJan 16, 2018Apr 23, 2018 (97 d)
Bill Lee DayGeneos Wealth Management, Inc. otherCwm, LLC BD affiliatedOtherJan 12, 2018Apr 3, 2023 (1907 d)
Tray A WiltseGeneos Wealth Management, Inc. otherCwm, LLC BD affiliatedOtherJan 12, 2018Apr 3, 2023 (1907 d)
Michael Edward MarsengillGeneos Wealth Management, Inc. otherInvestacorp Advisory Services Inc otherOtherDec 31, 2017Jan 11, 2018
Jack Edward ArmstrongGeneos Wealth Management, Inc. otherCommonwealth Financial Network national BDOtherSep 8, 2017Sep 6, 2017
Jason Patrick ThorneGeneos Wealth Management, Inc. otherCommonwealth Financial Network national BDOtherSep 8, 2017Sep 6, 2017
Peter William CrimminsGeneos Wealth Management, Inc. otherOneamerica Securities, Inc. otherOtherSep 6, 2017Sep 5, 2017
Dewayne Ray NelsonGeneos Wealth Management, Inc. otherCollective Wealth Advisors LLC independent RIAOtherAug 11, 2017Aug 11, 2017
Vern Clarence HaydenGeneos Wealth Management, Inc. otherMoney Concepts Advisory Service otherOtherJul 26, 2017Oct 12, 2017 (78 d)
Clayton John ShearerGeneos Wealth Management, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherDec 31, 2016Sep 18, 2017 (261 d)
Ruth Elaine DelaneyGeneos Wealth Management, Inc. otherSignator Investors, Inc. otherOtherNov 8, 2016Nov 4, 2016
Seema JainGeneos Wealth Management, Inc. otherJaffe Tilchin Investment Partners, LLC independent RIAOtherNov 8, 2016Feb 28, 2020 (1207 d)
Jay Robert PenneyGeneos Wealth Management, Inc. otherAshton Thomas Private Wealth otherOtherAug 16, 2016Aug 12, 2016
Karen Wozniak McdadeGeneos Wealth Management, Inc. otherAshton Thomas Private Wealth otherOtherAug 16, 2016Aug 16, 2016
Jeffrey Allan GatesGeneos Wealth Management, Inc. otherTpg Financial Advisors, LLC otherOtherJun 1, 2016Jul 23, 2008
Philip John FogliGeneos Wealth Management, Inc. otherGlobal Retirement Partners LLC otherOtherFeb 19, 2016Feb 17, 2016
Marcos Ramon LopezGeneos Wealth Management, Inc. otherGlobal Retirement Partners LLC otherOtherFeb 19, 2016Feb 22, 2016
David Louis MarcinowskiGeneos Wealth Management, Inc. otherGlobal Retirement Partners LLC otherOtherFeb 19, 2016Feb 16, 2016
Philip Jude FogliGeneos Wealth Management, Inc. otherGlobal Retirement Partners LLC otherOtherFeb 19, 2016Feb 16, 2016
Joshua Claxton WalkerGeneos Wealth Management, Inc. otherGlobal Retirement Partners LLC otherOtherFeb 19, 2016Feb 16, 2016
Sheldon Jay HarberGeneos Wealth Management, Inc. otherVisionary Wealth Advisors, LLC otherOtherJan 14, 2016Jul 18, 2016 (186 d)
Elizabeth Mary Gallen MastromarinoGeneos Wealth Management, Inc. otherVan Reed Wealth Management LLC state registeredOtherJan 13, 2016Jun 28, 2007
Carrie Ann BakerGeneos Wealth Management, Inc. otherPrincipal Securities, Inc. otherOtherDec 10, 2015Apr 8, 2016 (120 d)
Derek Bradley CarterGeneos Wealth Management, Inc. otherEquitable Advisors, LLC national BDOtherNov 11, 2015Jul 18, 2016 (250 d)
Wayne Edward SprengerGeneos Wealth Management, Inc. otherGirard Securities, Inc. otherOtherJul 2, 2015Jun 30, 2015
Eric Appleton CheneyGeneos Wealth Management, Inc. otherTurman Financial Group, LLC unclassifiedOtherMay 18, 2015May 18, 2015
Christopher Stephen ScottGeneos Wealth Management, Inc. otherFinancial Design & Management, Inc. otherOtherJan 7, 2015Apr 17, 2008
Barbara Linn HeinGeneos Wealth Management, Inc. otherSteeleworks Wealth Management unclassifiedOtherMar 31, 2014Mar 31, 2014
Patrick Earl MckimGeneos Wealth Management, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherFeb 3, 2014Mar 21, 2024 (3699 d)
Karen Elizabeth BlissGeneos Wealth Management, Inc. otherLPL Financial LLC otherOtherJan 7, 2014Apr 30, 2014 (113 d)
Sheryl Lynn OlsonGeneos Wealth Management, Inc. otherTpg Financial Advisors, LLC otherOtherDec 31, 2013Sep 27, 2006
Kevin Allan KrugerGeneos Wealth Management, Inc. otherSii Investments, Inc. otherOtherOct 1, 2013Oct 1, 2013
Robert Leonard GreenGeneos Wealth Management, Inc. otherBg Financial Advisors, LLC state registeredOtherSep 3, 2013Jun 20, 2013
Reginald Brent DeesGeneos Wealth Management, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 6, 2013Sep 19, 2013 (44 d)
Dan Eugene SandersGeneos Wealth Management, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 1, 2013Aug 1, 2013
Paul KrepinskiGeneos Wealth Management, Inc. otherLPL Financial LLC otherOtherJul 22, 2013Aug 1, 2013
William Austin AllenGeneos Wealth Management, Inc. otherInvest Financial Corporation otherOtherApr 12, 2013Apr 15, 2013
Carmen Diane BohlkeGeneos Wealth Management, Inc. otherCetera Investment Services LLC otherOtherNov 20, 2012Dec 11, 2012
Ethan Alexander William QuirinGeneos Wealth Management, Inc. otherNext Financial Group, Inc. otherOtherNov 12, 2012Nov 9, 2012
Daniel Craig ParksGeneos Wealth Management, Inc. otherIndependent Financial Group, LLC otherOtherApr 30, 2012May 7, 2012
Charles Joseph RamosGeneos Wealth Management, Inc. otherBeacon Pointe Advisors, LLC independent RIAOtherDec 31, 2011Oct 19, 2023 (4310 d)
Keith Wayne PattersonGeneos Wealth Management, Inc. otherInvestacorp Advisory Services Inc otherOtherDec 31, 2011Jan 5, 2012
William Franklin RichardsonGeneos Wealth Management, Inc. otherInvestacorp Advisory Services Inc otherOtherDec 31, 2011Jan 5, 2012
Szablis M KleeGeneos Wealth Management, Inc. otherConcourse Financial Group Advisors otherOtherNov 21, 2011Dec 2, 2011
Jay Richard CutreraGeneos Wealth Management, Inc. otherConcourse Financial Group Advisors otherOtherNov 18, 2011Nov 23, 2011
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193 moves match.