DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Steward Partners Investment Solutions, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christine Jue MunnSteward Partners Investment Solutions, LLC independent RIASteward Partners Investment Advisory, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 29, 2024Jun 10, 2024
Virginia Lee-Davis TycksenSteward Partners Investment Solutions, LLC independent RIASteward Partners Investment Advisory, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2024Jun 13, 2024
Calvin RobertsSteward Partners Investment Solutions, LLC independent RIASteward Partners Investment Advisory, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2024May 19, 2023
Soren Milo EricksonSteward Partners Investment Solutions, LLC independent RIABadgley Phelps Wealth Managers independent RIARIA to RIADec 23, 2023Feb 21, 2024 (60 d)
Steven Byungkwan ChangSteward Partners Investment Solutions, LLC independent RIAKensington Asset Management, LLC asset managerOtherSep 15, 2023Feb 28, 2025 (532 d)
David Michael BuddSteward Partners Investment Solutions, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMar 7, 2023May 15, 2024 (435 d)
Leann Renae GilmoreSteward Partners Investment Solutions, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 7, 2023Mar 8, 2023
Robert Francis ScherzingerSteward Partners Investment Solutions, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 7, 2023Mar 8, 2023
Chinh Td NguyenSteward Partners Investment Solutions, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2023Mar 1, 2023
Timothy Eugene WarrenSteward Partners Investment Solutions, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2023Mar 1, 2023
Susan ChandlerSteward Partners Investment Solutions, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 1, 2023Mar 1, 2023
Mark Thomas DefeoSteward Partners Investment Solutions, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 1, 2023Mar 1, 2023
Todd Robert HobsonSteward Partners Investment Solutions, LLC independent RIACable Hill Partners, LLC independent RIARIA to RIAJan 20, 2023Jan 12, 2023
Matthew Stephen KernsSteward Partners Investment Solutions, LLC independent RIAClear Trail Advisors, LLC no RAUMRIA to a newly registered adviserJun 1, 2022Aug 12, 2025 (1168 d)
Ketan DesaiSteward Partners Investment Solutions, LLC independent RIAJ.P. Morgan Private Wealth Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 17, 2021Dec 22, 2021
Trevor LooneySteward Partners Investment Solutions, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2021Jan 14, 2022 (289 d)
Leo Joseph HullSteward Partners Investment Solutions, LLC independent RIATrue Purpose Advisors, LLC state registeredRIA to a state-registered adviserFeb 11, 2021Feb 6, 2023 (725 d)
Kristine Jean StawinskiSteward Partners Investment Solutions, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 22, 2021Apr 17, 2021 (85 d)
Donald Evan PeabodySteward Partners Investment Solutions, LLC independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2021Jan 7, 2021
Alicia Nicole MurraySteward Partners Investment Solutions, LLC independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankAug 28, 2020Aug 28, 2020
Clement Eric Alexander RichardsonSteward Partners Investment Solutions, LLC independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2020Aug 12, 2020
Brent Robert BridenbackSteward Partners Investment Solutions, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMay 15, 2020May 15, 2020
Daniel Morris SteinbergSteward Partners Investment Solutions, LLC independent RIAIeq Capital, LLC independent RIARIA to RIAMar 6, 2020Nov 16, 2022 (985 d)
Jennifer FlickingerSteward Partners Investment Solutions, LLC independent RIATru Independence Asset Management, LLC independent RIARIA to RIAFeb 21, 2020Mar 3, 2021 (376 d)
William WilliamsSteward Partners Investment Solutions, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseFeb 13, 2020Mar 6, 2020
Thomas Aaron BakamusSteward Partners Investment Solutions, LLC independent RIABuild Asset Management asset managerOtherJan 22, 2020Mar 10, 2020 (48 d)
Osvin M TorresSteward Partners Investment Solutions, LLC independent RIABny Mellon Securities Corporation otherOtherNov 19, 2019Jan 1, 2025 (1870 d)
Shaun SkerisSteward Partners Investment Solutions, LLC independent RIAIeq Capital, LLC independent RIARIA to RIAOct 4, 2019Dec 7, 2022 (1160 d)
Harry Lynn StriplinSteward Partners Investment Solutions, LLC independent RIAPaulson Investment Advisors, LLC unclassifiedOtherAug 30, 2019Nov 13, 2019 (75 d)
Jason Bruce YaegerSteward Partners Investment Solutions, LLC independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankJun 20, 2019Jun 10, 2019
Amanda L DodsonSteward Partners Investment Solutions, LLC independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankJun 20, 2019Jun 12, 2019
Frances Young LeeSteward Partners Investment Solutions, LLC independent RIAColdstream Wealth Management independent RIARIA to RIAMay 20, 2019May 29, 2019
Arron Christopher DieterSteward Partners Investment Solutions, LLC independent RIAD.A. Davidson & Co. independent RIARIA to RIASep 19, 2018Sep 19, 2018
Anna BowersSteward Partners Investment Solutions, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseAug 21, 2018Aug 22, 2018
Daniel John MurphySteward Partners Investment Solutions, LLC otherLPL Financial LLC independent RIAOtherJan 17, 2018Feb 1, 2018
Richard Omar WilsonSteward Partners Investment Solutions, LLC otherLPL Financial LLC otherOtherAug 2, 2017Aug 1, 2017
Charissa Eilleen AndersonSteward Partners Investment Solutions, LLC otherFerguson Wellman Capital Management, Inc. independent RIAOtherFeb 17, 2017Jul 4, 2019 (867 d)
Rex Sean RitterSteward Partners Investment Solutions, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 15, 2017Mar 10, 2017
Christian CobbSteward Partners Investment Solutions, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 15, 2017Feb 24, 2017
Kevin Scott McclellandSteward Partners Investment Solutions, LLC other1st Global Advisors Inc otherOtherJan 13, 2017Jan 11, 2017
Michael G McgrathSteward Partners Investment Solutions, LLC otherStrategic Advisers LLC national BDOtherOct 12, 2016Feb 23, 2017 (134 d)
Jeffrey Arnold CrouchSteward Partners Investment Solutions, LLC otherEdward Jones national BDOtherOct 7, 2016Oct 7, 2016
Evan Lyle HersheySteward Partners Investment Solutions, LLC otherLanark Financial, Inc. otherOtherOct 7, 2016Oct 7, 2016
Kevin Randall StottlemyreSteward Partners Investment Solutions, LLC otherSecurities America Advisors, Inc. otherOtherAug 2, 2016Aug 2, 2016
Joseph B JohnsonSteward Partners Investment Solutions, LLC other1st Global Advisors Inc otherOtherMar 14, 2016Mar 17, 2016
Pradeep TempalliSteward Partners Investment Solutions, LLC otherArnerich Massena, Inc. otherOtherFeb 29, 2016Jun 10, 2016 (102 d)
John Charles CameronSteward Partners Investment Solutions, LLC otherD.A. Davidson & Co. otherOtherFeb 3, 2016Feb 4, 2016
Rebecca Marie GarrowSteward Partners Investment Solutions, LLC otherD.A. Davidson & Co. otherOtherFeb 3, 2016Feb 3, 2016
Jarrad SmithSteward Partners Investment Solutions, LLC otherJ.P. Morgan Securities LLC wirehouseOtherJan 5, 2016Jan 27, 2016
Amy Kristine JamisonSteward Partners Investment Solutions, LLC otherCetera Investment Advisers LLC otherOtherDec 15, 2015Jan 4, 2016
Ronald John GubelmanSteward Partners Investment Solutions, LLC otherKey Investment Services LLC otherOtherOct 30, 2015Nov 5, 2015
Ben Clark TankeSteward Partners Investment Solutions, LLC otherPetersen Hastings Wealth Advisors, Inc. otherOtherOct 5, 2015Oct 14, 2016 (375 d)
Michelle Lynn WanlessSteward Partners Investment Solutions, LLC otherE2i Advisors, LLC independent RIAOtherJul 21, 2015May 30, 2018 (1044 d)
Robert A LindbloomSteward Partners Investment Solutions, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherJan 21, 2015Jan 22, 2015
Shane Thomas HillerSteward Partners Investment Solutions, LLC otherCitigroup Global Markets Inc. otherOtherAug 15, 2014Aug 27, 2014
Helen F RouzanovSteward Partners Investment Solutions, LLC otherMerriman otherOtherJun 24, 2014Jul 9, 2014
Thomas Francis KennedySteward Partners Investment Solutions, LLC otherPnc Managed Account Solutions, Inc. otherOtherSep 24, 2013Oct 21, 2013
Kyle Richard HunterSteward Partners Investment Solutions, LLC otherMorgan Stanley wirehouseOtherSep 13, 2013Sep 12, 2013
Karla Renee PembertonSteward Partners Investment Solutions, LLC otherM Holdings Securities, Inc. otherOtherApr 10, 2013Apr 18, 2013
Trevor LooneySteward Partners Investment Solutions, LLC otherGbs Advisors otherOtherOct 3, 2011Aug 2, 2012 (304 d)
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69 moves match.