DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Kuleska | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Sep 14, 2020 |
| Paul Kevin Carpentier | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2020 | Aug 20, 2020 |
| Daniel R Humphrey Jr. | Pnc Wealth Management BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2020 | Aug 26, 2020 |
| Andrew W Omalley | Pnc Wealth Management BD affiliated | Independence Square Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | Jul 27, 2020 |
| Trevor Cole Johnson | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 3, 2020 | Sep 30, 2021 (423 d) |
| Thomas Alan Taylor | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 30, 2020 | Jul 24, 2020 |
| Brian A Powell | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2020 | Jul 23, 2020 |
| Timothy Phillip Pope | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2020 | Jul 10, 2020 |
| Patrick Heeb | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2020 | Aug 11, 2020 (32 d) |
| Anthony Zak | Pnc Wealth Management BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Nov 5, 2020 (121 d) |
| Paul Dayment | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 6, 2020 | Jun 26, 2020 |
| Christopher Lee Gray | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2020 | Jun 25, 2020 |
| Stephen Wilkinson | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 19, 2020 | Jun 15, 2020 |
| Gary Russell Brown | Pnc Wealth Management BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2020 | Jun 29, 2020 |
| Lillie Ann Lindsay | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2020 | May 27, 2020 |
| Nichol Stimac | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 18, 2020 | May 29, 2020 |
| Danuta M Durkiewicz | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2020 | May 7, 2020 |
| Orlando Rafael Cruz | Pnc Wealth Management BD affiliated | Missionsquare Retirement institutional | Other | May 1, 2020 | May 11, 2020 |
| Teron Lejuane Carter | Pnc Wealth Management BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2020 | Sep 15, 2020 (167 d) |
| Richard Cole | Pnc Wealth Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 24, 2020 | Apr 3, 2020 |
| Justin E Weible | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2020 | Feb 20, 2020 |
| Kristen Ehringer | Pnc Wealth Management BD affiliated | Dentist Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2020 | Apr 16, 2020 (35 d) |
| Scott Addison Garrigus | Pnc Wealth Management BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2020 | Mar 20, 2020 |
| Cathie Clontz | Pnc Wealth Management BD affiliated | Bb&T Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2020 | Mar 6, 2020 |
| Domenico Tomas Sciulli | Pnc Wealth Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2020 | Feb 25, 2020 |
| Sol H Chalhoub | Pnc Wealth Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2020 | Feb 18, 2020 |
| Sean Anthony Stamper | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2020 | Feb 8, 2022 (706 d) |
| Brianna Maria Buckley | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2020 | Feb 21, 2020 |
| Jason Aaron Young | Pnc Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Feb 4, 2020 |
| Zachary Allen Shepard | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Mar 8, 2020 |
| Jeffrey Nicholas Hemsath | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 21, 2020 | Feb 14, 2020 |
| Walter Marcel Taylor | Pnc Wealth Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 10, 2020 | Feb 3, 2020 |
| Stephen Thomas Hadad | Pnc Wealth Management BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2020 | Feb 18, 2020 |
| Stephen R Trombetta | Pnc Wealth Management BD affiliated | Pnc Capital Advisors LLC other | Other | Feb 6, 2020 | Jun 4, 2020 (119 d) |
| Travis Jay Lacelle | Pnc Wealth Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2020 | Jan 30, 2020 |
| John Steven Matthews | Pnc Wealth Management BD affiliated | Wintrust Investments mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2020 | Jan 10, 2020 |
| Craig Lewis Andres | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2020 | Dec 23, 2019 |
| Ryan M Greenhill | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2020 | Jan 8, 2020 |
| John Joseph Moriarty | Pnc Wealth Management BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2020 | Jun 22, 2020 (172 d) |
| Elias James Mellul | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 18, 2019 | Feb 14, 2020 (58 d) |
| Lorraine Hernandez Forbes | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2019 | Dec 9, 2019 |
| Rebekah Suzanne Kiger | Pnc Wealth Management BD affiliated | The Retirement Guys Formula other | Other | Dec 4, 2019 | Dec 6, 2019 |
| John Kevin Burton | Pnc Wealth Management BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Nov 25, 2019 |
| Robert Anderson Turner | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 22, 2019 | Oct 15, 2019 |
| Christopher Albert Dulovich | Pnc Wealth Management BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2019 | Oct 11, 2019 |
| Bernard Heigl | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 3, 2019 | Dec 9, 2019 (67 d) |
| Jordan Christopher Burger | Pnc Wealth Management BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2019 | Oct 11, 2019 |
| John Paul Bradley | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2019 | May 28, 2021 (619 d) |
| Jonathan Edward Bjoring | Pnc Wealth Management BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Sep 6, 2019 |
| Robert J Shannon | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2019 | Sep 9, 2019 |
| Robert Joseph Quarture III | Pnc Wealth Management BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Aug 30, 2019 |
| Michael Bruce Tursi | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2019 | Aug 29, 2019 |
| Ingrid Holder | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2019 | Oct 15, 2019 (42 d) |
| Carrie Jean Mccollim | Pnc Wealth Management BD affiliated | Exodus Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2019 | Aug 16, 2021 (718 d) |
| Charles Molloy | Pnc Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Sep 4, 2019 |
| Michael Preate | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2019 | Aug 15, 2019 |
| Joseph Frank Grimsic | Pnc Wealth Management BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2019 | Oct 23, 2019 (78 d) |
| Susan Ellen Trass | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 2, 2019 | Aug 13, 2019 |
| Stephen Lacko | Pnc Wealth Management BD affiliated | Stratos Wealth Partners, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2019 | Aug 13, 2019 |
| Ian Dodd Spradling | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 31, 2019 | Jul 19, 2019 |
2,665 moves match.