DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas J Peregoy | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jul 9, 2021 |
| Angelo Dominick Catalano | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2021 | Jul 6, 2021 |
| Michelle Lynn Herman | Pnc Wealth Management BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2021 | Jul 1, 2021 |
| Sean Housel | Pnc Wealth Management BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2021 | Jul 1, 2021 |
| Jeffrey M Urbin | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2021 | Jul 30, 2021 |
| Douglas Matthew Warzinski | Pnc Wealth Management BD affiliated | Carnegie Investment Counsel independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Jul 29, 2021 |
| Nikki Cibelli | Pnc Wealth Management BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Jul 1, 2021 |
| Kyle Schafer | Pnc Wealth Management BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2021 | Jul 6, 2021 |
| Rodger A Jordan | Pnc Wealth Management BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Mar 23, 2022 (273 d) |
| George Thibault | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Jun 23, 2021 |
| Nikko J. Richardson | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Aug 4, 2021 (54 d) |
| Tyren A Tornincasa | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2021 | Jun 2, 2021 |
| Michael David Bruton | Pnc Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jun 2, 2021 |
| Andrew Paul Herbert | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jun 1, 2021 |
| Ignacio Bartolomei | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2021 | Sep 10, 2021 (105 d) |
| Shane Vincent Pamphilis | Pnc Wealth Management BD affiliated | Security Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2021 | May 21, 2021 |
| Jesse Burns | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | Jul 6, 2021 (47 d) |
| Bratati Bea Mukherjee | Pnc Wealth Management BD affiliated | Maryland Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2021 | Jul 29, 2021 (72 d) |
| Stephen J Rohm | Pnc Wealth Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2021 | May 24, 2021 |
| Alae Jaber | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2021 | Apr 29, 2021 |
| Steven John Nulty | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2021 | Sep 16, 2022 (525 d) |
| Tyson Phillip Lersch | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 7, 2021 | Nov 1, 2022 (573 d) |
| Gabriel Aleia Jackson | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 6, 2021 | Jan 31, 2023 (665 d) |
| Brady Jackson | Pnc Wealth Management BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Mar 30, 2021 | May 4, 2021 (35 d) |
| Chad Patrick Budy | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 26, 2021 | Mar 26, 2021 |
| Delores J May | Pnc Wealth Management BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2021 | Jun 30, 2021 (98 d) |
| David H Huther | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 24, 2021 | May 18, 2022 (420 d) |
| Ann Christina Durham | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 18, 2021 | Dec 6, 2021 (263 d) |
| James D King | Pnc Wealth Management BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2021 | Mar 24, 2021 |
| Karen Lee Schleuss | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2021 | Jun 7, 2022 (461 d) |
| Timothy O. Moore | Pnc Wealth Management BD affiliated | Missionsquare Retirement institutional | Other | Feb 17, 2021 | Aug 27, 2021 (191 d) |
| Gaelle Moise Isrow | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2021 | Apr 26, 2021 (74 d) |
| Jerome William Lama | Pnc Wealth Management BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2021 | Nov 1, 2021 (264 d) |
| Evan Pirc | Pnc Wealth Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | May 9, 2021 (95 d) |
| Nicholas James Marino | Pnc Wealth Management BD affiliated | Gerber, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2021 | Feb 19, 2021 |
| Louis Coleman Dessaint | Pnc Wealth Management BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2021 | Jan 14, 2021 |
| Brian Jeffrey Anderson | Pnc Wealth Management BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2021 | Aug 18, 2022 (581 d) |
| Bindu Menon | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 14, 2021 | Feb 17, 2021 (34 d) |
| Sujata Chakraborty | Pnc Wealth Management BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2021 | Sep 12, 2022 (608 d) |
| David Hunter Marshall | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2021 | Dec 23, 2020 |
| David Dean Very | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2020 | Dec 10, 2020 |
| Mary Katherine Gouveia | Pnc Wealth Management BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2020 | Dec 8, 2020 |
| Peter Halbrook | Pnc Wealth Management BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2020 | Dec 23, 2020 |
| Brendon John Peters | Pnc Wealth Management BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Nov 25, 2020 | Dec 16, 2020 |
| Luis Alberto Miletti | Pnc Wealth Management BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2020 | Nov 13, 2020 |
| Matthew Laroy Benham | Pnc Wealth Management BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2020 | Nov 13, 2020 |
| James Brett Anderson | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2020 | Oct 1, 2021 (336 d) |
| Thomas James Bell | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 28, 2020 | Oct 26, 2020 |
| Victoria Hays | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 26, 2020 | Oct 28, 2020 |
| Jeffrey James Jordano | Pnc Wealth Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2020 | Nov 23, 2020 (34 d) |
| Cherie Curry | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2020 | Oct 16, 2020 |
| David E Woods | Pnc Wealth Management BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2020 | Sep 9, 2020 |
| Gentian Plaku | Pnc Wealth Management BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2020 | Oct 13, 2020 |
| Robert Treichler | Pnc Wealth Management BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2020 | Feb 7, 2023 (874 d) |
| William Christopher Jones | Pnc Wealth Management BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 10, 2020 | Sep 3, 2020 |
| Mark Strunk Jr | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2020 | Sep 8, 2020 |
| Zachary Charles Evock | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 10, 2020 | Sep 4, 2020 |
| Jason R Vaughn | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Sep 15, 2020 |
| Jacob D Kinsley | Pnc Wealth Management BD affiliated | W.A. Smith Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2020 | Mar 24, 2021 (202 d) |
| William Duncan Mcnally | Pnc Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Sep 3, 2020 |
2,665 moves match.