DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Global Financial Private Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John Peter Papa	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC no RAUM	Other	Jun 7, 2016	May 2, 2016
Michael Steven Sondheim	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC no RAUM	Other	Jun 7, 2016	Jun 1, 2016
Kimberly A Douglas	Global Financial Private Capital, Inc. other	Raymond James & Associates, Inc. national BD	Other	Jun 6, 2016	Nov 9, 2016 (156 d)
Eli Mizrahi	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC no RAUM	Other	Jun 6, 2016	May 3, 2016
Brian Ward	Global Financial Private Capital, Inc. other	B.O.S.S. Retirement Advisors, LLC independent RIA	Other	May 27, 2016	Mar 17, 2016
Eric Jason Judy	Global Financial Private Capital, Inc. other	Creativeone Securities, LLC other	Other	May 12, 2016	Apr 13, 2016
Colleen Goodwillie	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC no RAUM	Other	May 5, 2016	May 5, 2016
Mark Alan Bigler	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC no RAUM	Other	May 4, 2016	May 11, 2016
Gina Camille Wells	Global Financial Private Capital, Inc. other	Brookstone Wealth Advisors, LLC other	Other	May 2, 2016	May 9, 2016
Patrick Thomas Schmidt	Global Financial Private Capital, Inc. other	Golden Reserve Retirement, LLC independent RIA	Other	Apr 15, 2016	May 12, 2016
Jammie Annette Serrano	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC no RAUM	Other	Apr 11, 2016	Apr 26, 2016
Thomas Edward Eaglehouse	Global Financial Private Capital, Inc. other	Advice & Planning Services LLC independent RIA	Other	Apr 8, 2016	May 20, 2016 (42 d)
Philip Roger Gordley	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC no RAUM	Other	Apr 6, 2016	May 6, 2016
Ryan Douglas Naugle	Global Financial Private Capital, Inc. other	Advice & Planning Services LLC independent RIA	Other	Apr 6, 2016	May 20, 2016 (44 d)
Nathaniel Joseph Miller	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC no RAUM	Other	Mar 23, 2016	Apr 25, 2016 (33 d)
Linden Everett Gould	Global Financial Private Capital, Inc. other	Concourse Financial Group Advisors other	Other	Mar 1, 2016	Mar 11, 2016
John Christopher Schnorr	Global Financial Private Capital, Inc. other	Brookstone Capital Management LLC other	Other	Feb 26, 2016	Mar 1, 2016
Michael Kent Petticord	Global Financial Private Capital, Inc. other	Horter Investment Management, LLC other	Other	Feb 19, 2016	Feb 28, 2017 (375 d)
Andrew Thomas Hansen	Global Financial Private Capital, Inc. other	Summit Wealth Partners, LLC other	Other	Jan 21, 2016	Nov 23, 2015
Ty Woodruff	Global Financial Private Capital, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jan 20, 2016	Jan 12, 2016
Patrick Michael Mueller	Global Financial Private Capital, Inc. other	Brookstone Wealth Advisors, LLC other	Other	Jan 13, 2016	Jan 20, 2016
Trevor Charles Batt	Global Financial Private Capital, Inc. other	Trevor Batt unclassified	Other	Dec 23, 2015	Jan 4, 2016
Phillip Leroy Ingle	Global Financial Private Capital, Inc. other	Horter Investment Management, LLC other	Other	Dec 21, 2015	Jan 6, 2016
Henry Howard Hampton	Global Financial Private Capital, Inc. other	Thrivent Investment Management Inc. other	Other	Dec 17, 2015	Dec 1, 2016 (350 d)
Nicholas Paul Schilling	Global Financial Private Capital, Inc. other	Avant Wealth Management, LLC state registered	Other	Dec 9, 2015	May 1, 2018 (874 d)
Gregory Joseph Garbeff	Global Financial Private Capital, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Nov 23, 2015	Dec 21, 2015
Blake James Rockey	Global Financial Private Capital, Inc. other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Nov 9, 2015	Jul 26, 2024 (3182 d)
Rose Marie Kratz	Global Financial Private Capital, Inc. other	Royal Fund Management, LLC other	Other	Nov 5, 2015	May 19, 2017 (561 d)
Christopher Earl Ballard	Global Financial Private Capital, Inc. other	Ae Wealth Management, LLC other	Other	Oct 2, 2015	Aug 22, 2016 (325 d)
Denise Ann-Marie Longshaw	Global Financial Private Capital, Inc. other	Foundations Investment Advisors LLC other	Other	Sep 29, 2015	Jan 5, 2016 (98 d)
Daniel Heaton Mann	Global Financial Private Capital, Inc. other	Kalos Management other	Other	Sep 28, 2015	Sep 22, 2015
Mindie Nicole Molina	Global Financial Private Capital, Inc. other	Gradient Advisors, LLC other	Other	Sep 22, 2015	Oct 2, 2015
Sean Patrick Lee	Global Financial Private Capital, Inc. other	Elevated Capital Advisors, LLC other	Other	Aug 31, 2015	Aug 31, 2015
Matthew Thomas Mcmahon	Global Financial Private Capital, Inc. other	Four Peaks Wealth Management, LLC unclassified	Other	Aug 26, 2015	Aug 25, 2015
Norman Clark Caldwell	Global Financial Private Capital, Inc. other	Gupta Wealth Management, LLC other	Other	May 14, 2015	Dec 24, 2014
Ronald Carl Wiitala	Global Financial Private Capital, Inc. other	Horter Investment Management, LLC other	Other	Apr 29, 2015	May 18, 2015
Steven Craig Sovde	Global Financial Private Capital, Inc. other	Osaic Fs, Inc. other	Other	Apr 8, 2015	May 27, 2015 (49 d)
Daniel B Shub	Global Financial Private Capital, Inc. other	Octo Capital, LLC independent RIA	Other	Mar 17, 2015	Feb 23, 2015
Jose Luis Estrada Arroyo	Global Financial Private Capital, Inc. other	Brookstone Capital Management LLC other	Other	Mar 9, 2015	Mar 9, 2015
Eric Matthew Sholberg	Global Financial Private Capital, Inc. other	Global Retirement Partners LLC other	Other	Mar 2, 2015	Nov 14, 2014
Paul Anthony Cox	Global Financial Private Capital, Inc. other	Cox Advisors, LLC state registered	Other	Feb 19, 2015	Feb 4, 2015
John Ryan Heath	Global Financial Private Capital, Inc. other	Copperleaf Capital, LLC other	Other	Feb 12, 2015	Feb 12, 2015
James Harrison Waugh	Global Financial Private Capital, Inc. other	LPL Financial LLC other	Other	Feb 10, 2015	May 14, 2015 (93 d)
David Aaron Campbell	Global Financial Private Capital, Inc. other	Campbell Financial Advisory, LLC state registered	Other	Nov 24, 2014	Oct 17, 2016 (693 d)
Jeffrey Lynn Bangerter	Global Financial Private Capital, Inc. other	Bangerter Financial Services, Inc. state registered	Other	Oct 29, 2014	Oct 20, 2014
Matthew Plunkitt	Global Financial Private Capital, Inc. other	Strategic Advisers LLC national BD	Other	Sep 25, 2014	Feb 2, 2016 (495 d)
Peter James Conway	Global Financial Private Capital, Inc. other	Sgl Financial, LLC other	Other	Sep 17, 2014	Aug 13, 2014
Jimmy Sherrod Holland	Global Financial Private Capital, Inc. other	Brookstone Capital Management LLC other	Other	Aug 6, 2014	Aug 4, 2014
Jeffrey Dean Bliss	Global Financial Private Capital, Inc. other	Smc Advisory Network, LLC unclassified	Other	Jun 30, 2014	Aug 20, 2014 (51 d)
Brian Dale Ditton	Global Financial Private Capital, Inc. other	Brookstone Wealth Advisors, LLC other	Other	May 6, 2014	May 7, 2014
Tyson Edward Kunst	Global Financial Private Capital, Inc. other	Verus Capital Advisors unclassified	Other	May 6, 2014	Feb 4, 2014
Joshua Adam Cumrine	Global Financial Private Capital, Inc. other	Brookstone Wealth Advisors, LLC other	Other	May 1, 2014	May 1, 2014
William Standley Eden	Global Financial Private Capital, Inc. other	Brookstone Capital Management LLC other	Other	Apr 24, 2014	Apr 24, 2014
Joshua Richard Meziere	Global Financial Private Capital, Inc. other	Financial Insights Wealth Management other	Other	Apr 4, 2014	Oct 11, 2016 (921 d)
Chad William Golseth	Global Financial Private Capital, Inc. other	Brookstone Wealth Advisors, LLC other	Other	Feb 13, 2014	Feb 12, 2014
Bryan Powell	Global Financial Private Capital, Inc. other	Stability Partners Advisory Group, LLC independent RIA	Other	Jan 21, 2014	Jan 11, 2013
Pelayo Nicholas Garcia	Global Financial Private Capital, Inc. other	Robotic Trading Advisors, LLC no RAUM	Other	Dec 12, 2013	Dec 20, 2013
Eric Alan Peterson	Global Financial Private Capital, Inc. other	Peterson Financial Group, Inc. independent RIA	Other	Nov 29, 2013	Oct 31, 2013
Gregory Alan Taylor	Global Financial Private Capital, Inc. other	Brookstone Wealth Advisors, LLC other	Other	Nov 25, 2013	Dec 2, 2015 (737 d)
Tracy Diane Gangone	Global Financial Private Capital, Inc. other	Patriot Investment Management Group Inc other	Other	Nov 14, 2013	May 20, 2014 (187 d)

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355 moves match.