DFX Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,158 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Troy Charles Jordan | Cambridge Investment Research Advisors, Inc. BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2023 | Mar 15, 2023 |
| Mark Ronald Dittmann | Cambridge Investment Research Advisors, Inc. BD affiliated | Global View Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2023 | Apr 26, 2023 |
| Dustin Mcdonald | Cambridge Investment Research Advisors, Inc. BD affiliated | Cedrus independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2023 | Apr 3, 2023 |
| Christopher Joseph Marsico | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2023 | Mar 31, 2023 |
| John Robert Crane | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2023 | Mar 14, 2023 |
| Edwin James Woolley | Cambridge Investment Research Advisors, Inc. BD affiliated | Duncan Financial Planning Advisors no RAUM | Other | Mar 27, 2023 | Dec 20, 2020 |
| Andrew Mark Albers | Cambridge Investment Research Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2023 | Apr 26, 2023 |
| Lawrence H Sidney | Cambridge Investment Research Advisors, Inc. BD affiliated | Palisade Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2023 | Mar 21, 2023 |
| Victor Phillip Navarroli | Cambridge Investment Research Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2023 | Mar 14, 2023 |
| David Andrew Leder | Cambridge Investment Research Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2023 | Mar 14, 2023 |
| Michael Davies | Cambridge Investment Research Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2023 | Mar 14, 2023 |
| Clark David Randall | Cambridge Investment Research Advisors, Inc. BD affiliated | Creekmur Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2023 | Mar 21, 2023 |
| Brian Robert Luce | Cambridge Investment Research Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2023 | Mar 14, 2023 |
| Jean Jacques Robert Widmaier | Cambridge Investment Research Advisors, Inc. BD affiliated | Green Era Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 16, 2023 | Mar 14, 2023 |
| Kevin Michael Komar | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 14, 2023 | Mar 20, 2023 |
| Gregory Michael Pollack | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2023 | Feb 23, 2023 |
| Glenn Harmon Stroer | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2023 | Mar 7, 2023 |
| Vincent Edwin Foster | Cambridge Investment Research Advisors, Inc. BD affiliated | Generations Wealth Design state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 6, 2023 | Apr 6, 2023 (31 d) |
| Andrew John Evans | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2023 | Jan 1, 2025 (667 d) |
| Elizabeth Hutton Milardo | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 6, 2023 | Mar 2, 2023 |
| Brian William Yeakley | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 3, 2023 | Feb 23, 2023 |
| Jason F Sauer | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisor Resource Council independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2023 | Mar 22, 2023 |
| Mindy Ann Cook | Cambridge Investment Research Advisors, Inc. BD affiliated | Elevation Wealth Partners, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 23, 2023 | Feb 16, 2023 |
| Michael Wayne Wiginton | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2023 | Apr 2, 2024 (407 d) |
| Charles Howard Fitzpatrick | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 20, 2023 | Feb 28, 2023 |
| Thomas Harmon Ferrell | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2023 | Apr 2, 2024 (407 d) |
| Alec Smith | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2023 | Apr 10, 2023 (49 d) |
| Sheridan P Murphy | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2023 | Mar 26, 2025 (765 d) |
| Luke T Ferrell | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2023 | Apr 2, 2024 (407 d) |
| Howard Edward Rightsell | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 17, 2023 | Feb 10, 2023 |
| Garry W Rutledge | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 17, 2023 | Feb 10, 2023 |
| Juliet Lanlan Magee | Cambridge Investment Research Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2023 | Jan 1, 2025 (684 d) |
| Brian Matthew Bushman | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 10, 2023 |
| Donald M Mcclurg | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 10, 2023 |
| Christopher J Gordon | Cambridge Investment Research Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 6, 2023 |
| Jordan R Lefko | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2023 | Apr 11, 2023 (62 d) |
| Cole Kennith Foster | Cambridge Investment Research Advisors, Inc. BD affiliated | Generations Wealth Design state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 6, 2023 | Jan 31, 2023 |
| Jon Benjamin Dixon | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Feb 1, 2023 |
| Melina Trevino | Cambridge Investment Research Advisors, Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Mar 30, 2023 (55 d) |
| John Jones | Cambridge Investment Research Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Jan 30, 2023 |
| Jill Irja Thomas | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2023 | Jan 17, 2023 |
| Aaron Jussi Thomas | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2023 | Jan 17, 2023 |
| Theresa Marie Sell | Cambridge Investment Research Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2023 | Jan 3, 2023 |
| Philip Thomas Corso | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 24, 2023 | Jan 12, 2023 |
| Andrew Garrett Morris | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2023 | Jan 3, 2023 |
| Andrew Oconnor | Cambridge Investment Research Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2023 | Mar 22, 2023 (75 d) |
| James Michael Hill | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2023 | Jan 9, 2023 |
| John Terry Underwood | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2023 | Jan 5, 2026 (1095 d) |
| Bradley Harsch | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Sep 19, 2022 |
| David Allen Dedman | Cambridge Investment Research Advisors, Inc. BD affiliated | Pulse Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2022 | Dec 21, 2022 |
| Daniel Joseph Evans | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategy Cap, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Oct 19, 2022 |
| John Reed Mickelson | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Sep 19, 2022 |
| John Richard Heise | Cambridge Investment Research Advisors, Inc. BD affiliated | Atlas Fiduciary Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Jun 14, 2022 |
| Elaine Marie Schamber | Cambridge Investment Research Advisors, Inc. BD affiliated | The Schamber Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2022 | Mar 5, 2013 |
| Jennifer Joy Smith | Cambridge Investment Research Advisors, Inc. BD affiliated | Triton Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Oct 3, 2022 |
| Jared Andrew Pearson | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategy Cap, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Oct 31, 2022 |
| Sarah Nowfel | Cambridge Investment Research Advisors, Inc. BD affiliated | Pacer Advisors, Inc. asset manager | Other | Dec 31, 2022 | Jan 12, 2023 |
| Wesley Thomas Hoppe | Cambridge Investment Research Advisors, Inc. BD affiliated | Triton Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Oct 3, 2022 |
| Michael Joseph Ryan | Cambridge Investment Research Advisors, Inc. BD affiliated | Triton Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Oct 6, 2022 |
| James Patrick Jenkins | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Sep 19, 2022 |