DFX Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Andrew Kletter | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2025 | Mar 11, 2025 |
| Claudia Porter | Cambridge Investment Research Advisors, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2025 | Mar 14, 2025 |
| Dean Thomas Russell | Cambridge Investment Research Advisors, Inc. BD affiliated | Sandro Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 17, 2025 | Mar 12, 2025 |
| Douglas Howard Pardieck | Cambridge Investment Research Advisors, Inc. BD affiliated | Arax Advisory Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2025 | Mar 12, 2025 |
| Keith Larsen | Cambridge Investment Research Advisors, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2025 | May 15, 2025 (63 d) |
| Seth Alan Kelch | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 31, 2025 |
| Michael Jacob Reiman | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Feb 27, 2025 |
| Tina A Troup | Cambridge Investment Research Advisors, Inc. BD affiliated | Blue Chip Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2025 | Jan 1, 2026 (302 d) |
| Trevor Smith | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Feb 20, 2025 |
| Bereket Mesfin Kelile | Cambridge Investment Research Advisors, Inc. BD affiliated | Rehoboth Financial Planning, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 21, 2025 | Feb 3, 2025 |
| Deborah Waynell Andrews | Cambridge Investment Research Advisors, Inc. BD affiliated | Custom Wealth Solutions state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 18, 2025 | Jul 10, 2025 (142 d) |
| Gale Robert Hopkins | Cambridge Investment Research Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2025 | Mar 4, 2025 |
| Alexa Julianne Steffens | Cambridge Investment Research Advisors, Inc. BD affiliated | Freestone Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2025 | Feb 24, 2025 |
| John Stephen Beloin | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 5, 2025 |
| Richard D Boyd | Cambridge Investment Research Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 5, 2025 | May 29, 2025 (113 d) |
| Michael Joseph Valenta | Cambridge Investment Research Advisors, Inc. BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2025 | Jan 21, 2025 |
| Matthew Thomas Casey | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Feb 19, 2025 |
| Michael Dale Allen | Cambridge Investment Research Advisors, Inc. BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2025 | Feb 6, 2025 |
| Rebecca Leigh Jones | Cambridge Investment Research Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Jan 21, 2025 |
| Patricia Mapel | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Jan 15, 2025 |
| Colby John Valenta | Cambridge Investment Research Advisors, Inc. BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Jan 21, 2025 |
| Christopher James Davis | Cambridge Investment Research Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Jan 21, 2025 |
| Kristine Elisabeth Menko | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2025 | May 12, 2025 (109 d) |
| Ryan Justin Mckell | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 14, 2025 |
| Roland Gonzalez | Cambridge Investment Research Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 16, 2025 |
| Debra Sue Spencer | Cambridge Investment Research Advisors, Inc. BD affiliated | Spencer Financial Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 16, 2025 | Jan 9, 2025 |
| David Allen Schneider | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Jan 13, 2025 |
| Olivia Mackenzie Pauly | Cambridge Investment Research Advisors, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Jan 27, 2025 |
| Barry Carson Eller | Cambridge Investment Research Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2025 | Aug 1, 2025 (204 d) |
| Christina Leah Nassis | Cambridge Investment Research Advisors, Inc. BD affiliated | Hunter Associates LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Apr 22, 2025 (112 d) |
| Kristina Burgess | Cambridge Investment Research Advisors, Inc. BD affiliated | Brookstone Wealth Advisors, LLC no RAUM | Other | Dec 31, 2024 | Jan 8, 2025 |
| Debra Swanson | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 24, 2024 | Jan 10, 2025 |
| Stacy Hanlon Mchugh | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Nov 20, 2025 (336 d) |
| Thomas Phillip Boggess | Cambridge Investment Research Advisors, Inc. BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2024 | Dec 16, 2024 |
| Stephen Michael Sciannella | Cambridge Investment Research Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 17, 2024 | Mar 31, 2025 (104 d) |
| Michael Paul Levingston | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 6, 2024 |
| Alan Mears Gilbreath | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 6, 2024 |
| Christian Patrick Richards | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 4, 2024 |
| Brady Thomas Reynolds | Cambridge Investment Research Advisors, Inc. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2024 | Dec 4, 2024 |
| Stephen Andrew Ripic | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 6, 2024 |
| James Joseph Yanelli | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 4, 2024 |
| Kathleen Carol Yanelli | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 4, 2024 |
| John Paul Severy-Hoven | Cambridge Investment Research Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2024 | Dec 2, 2024 |
| Christopher Andrew Birkenbeul | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 2, 2024 |
| Brock Joseph Brannon | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 6, 2024 |
| Christian F Washington | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Nov 29, 2024 |
| Anju Mohindru | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 4, 2024 |
| Steven James Lathrop | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Jan 22, 2025 (47 d) |
| John Robert Michael | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Nov 26, 2024 |
| Michael James Lathrop | Cambridge Investment Research Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Dec 4, 2024 |
| Edward Charles Bamberg | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Nov 19, 2024 |
| Katharine Fowler Clark | Cambridge Investment Research Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Jan 24, 2025 (53 d) |
| Sandra Kay Whitehead | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Dec 4, 2024 |
| Yamara M Beck | Cambridge Investment Research Advisors, Inc. BD affiliated | Assetfusion state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 26, 2024 | Nov 15, 2024 |
| Julia Georges | Cambridge Investment Research Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 26, 2024 | Dec 10, 2024 |
| Benjamin David Johnson | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Nov 18, 2024 |
| Beth Ann Overbey | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 19, 2024 | May 11, 2026 (538 d) |
| Dale Eric Ringerwole | Cambridge Investment Research Advisors, Inc. BD affiliated | Dc & Associates state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2024 | Nov 7, 2024 |
| Lisa Michelle Jacobsen | Cambridge Investment Research Advisors, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 6, 2024 |
| Clifford Mathew Robello | Cambridge Investment Research Advisors, Inc. BD affiliated | Pinkerton Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2024 | Dec 2, 2024 |
2,158 moves match.