DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from United Capital Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin M RyanUnited Capital Financial Advisors BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMar 18, 2022Apr 5, 2022
Taylor RyanUnited Capital Financial Advisors BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 17, 2022Apr 26, 2022 (40 d)
Brian OberleUnited Capital Financial Advisors BD affiliatedMercer Global Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2022Mar 9, 2022
Sloan J LuckieUnited Capital Financial Advisors BD affiliatedGoldman Sachs Wealth Services, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 15, 2022Feb 23, 2022
Stephen Andrew TuckwoodUnited Capital Financial Advisors BD affiliatedModern Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2021May 17, 2023 (502 d)
Raymond Michael SurenkampUnited Capital Financial Advisors BD affiliatedSage Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 23, 2021Mar 15, 2022 (82 d)
Michael Anson HermanUnited Capital Financial Advisors BD affiliatedPfe Advisors, Inc. no RAUMOtherDec 10, 2021Dec 11, 2013
Christian YossUnited Capital Financial Advisors BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseDec 7, 2021Jan 13, 2022 (37 d)
Kevin D McloughlinUnited Capital Financial Advisors BD affiliatedTrio Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 3, 2021Oct 12, 2023 (678 d)
James P DonahueUnited Capital Financial Advisors BD affiliatedCetera Advisor Networks LLC otherOtherOct 28, 2021Nov 1, 2017
Mouna NutakkiUnited Capital Financial Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 19, 2021Oct 5, 2021
Robert Brian WolfeUnited Capital Financial Advisors BD affiliatedApollon Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2021Dec 9, 2021 (63 d)
Bobby Sharan GomezUnited Capital Financial Advisors BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 7, 2021Sep 20, 2021
Carli Sandra PiccolellaUnited Capital Financial Advisors BD affiliatedPersonal Cfo Solutions LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2021Feb 28, 2022 (151 d)
Jerald Larson DunnUnited Capital Financial Advisors BD affiliatedAdvisornet Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2021Aug 5, 2021
Jeffrey Scott BurrowUnited Capital Financial Advisors BD affiliatedSierra Ocean, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2021Sep 8, 2025 (1475 d)
Bradford William HessUnited Capital Financial Advisors BD affiliatedLevy Wealth Management Group independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2021Nov 23, 2021 (90 d)
Dezaree Maree SeedsUnited Capital Financial Advisors BD affiliatedSierra Ocean, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2021Feb 26, 2025 (1281 d)
Sean K ChanUnited Capital Financial Advisors BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2021Sep 9, 2021
Thad Robert DunnUnited Capital Financial Advisors BD affiliatedCetera Advisor Networks LLC otherOtherJul 2, 2021Nov 1, 2017
Jason Everett HeltonUnited Capital Financial Advisors BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherJul 2, 2021Jul 13, 2021
Heidi Sarah HirshUnited Capital Financial Advisors BD affiliatedCetera Advisor Networks LLC otherOtherJun 29, 2021Nov 1, 2017
Carolyn Ann MaslineUnited Capital Financial Advisors BD affiliatedCaregen Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2021Jan 1, 2025 (1282 d)
Alexander N BlancoUnited Capital Financial Advisors BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2021Jun 17, 2021
Andrew William BlassUnited Capital Financial Advisors BD affiliatedAtlantic Private Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 21, 2021May 21, 2021
Christopher Daniel ThomasUnited Capital Financial Advisors BD affiliatedAtlantic Private Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 21, 2021May 21, 2021
Jessica AlpersUnited Capital Financial Advisors BD affiliatedAtlantic Private Wealth, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 11, 2021May 21, 2021
Linda A HalleranUnited Capital Financial Advisors BD affiliatedFrank Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2021Jun 16, 2025 (1515 d)
Kara Marie MurphyUnited Capital Financial Advisors BD affiliatedKestra Investment Management, LLC. no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 22, 2021Mar 4, 2022 (316 d)
Callum HarrisUnited Capital Financial Advisors BD affiliatedLido independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2021Mar 29, 2021
David Berend Van RoijenUnited Capital Financial Advisors BD affiliatedSplit Creek LLC Dba Split Creek Capital LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2021May 24, 2022 (436 d)
John Higgins ViiUnited Capital Financial Advisors BD affiliatedPersonal Cfo Solutions LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2021Feb 25, 2021
Adam Anthony VegaUnited Capital Financial Advisors BD affiliatedGladstone Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2021May 20, 2021 (76 d)
Harold ZirkinUnited Capital Financial Advisors BD affiliatedHarold Zirkin Fiduciary Services, Inc. otherOtherJan 21, 2021Jun 9, 2011
Thomas David GarveyUnited Capital Financial Advisors BD affiliatedLcr Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2021Mar 12, 2021 (50 d)
Gary Lawson GrigsbyUnited Capital Financial Advisors BD affiliatedAllworth Financial, L.P. independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020May 20, 2021 (140 d)
Ronald Paul WyattUnited Capital Financial Advisors BD affiliatedTrue Wealth Design, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2020Nov 20, 2020
Stacy Hanlon MchughUnited Capital Financial Advisors BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 9, 2020Sep 16, 2021 (281 d)
Michael Benito CamaraUnited Capital Financial Advisors BD affiliatedBogart Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2020Nov 13, 2020
Kelly Bernard TrevethanUnited Capital Financial Advisors BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherOct 28, 2020Oct 26, 2020
John Stephen SchwalbachUnited Capital Financial Advisors BD affiliatedAdvisornet Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAOct 28, 2020Feb 28, 2020
David Alan KingUnited Capital Financial Advisors BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 18, 2020Aug 21, 2020
Edward Marshall GieseUnited Capital Financial Advisors BD affiliatedSargent Investment Group independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2020Sep 9, 2020
Amy Charbonneau BurkUnited Capital Financial Advisors BD affiliatedGolden Corner Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 6, 2020Jul 21, 2020
Laura L McareeUnited Capital Financial Advisors BD affiliatedHeritage Investors Management Corp independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2020Nov 2, 2020 (123 d)
Kevin Alan LenoxUnited Capital Financial Advisors BD affiliatedAvidian Wealth Solutions independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2020Jun 12, 2020
Charles Joseph CostaUnited Capital Financial Advisors BD affiliatedLumature Wealth Partners, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 27, 2020Jun 4, 2020
James CharbonneauUnited Capital Financial Advisors BD affiliatedGolden Corner Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 27, 2020Jun 8, 2020
Andrew Ross RamseyUnited Capital Financial Advisors BD affiliatedCetera Advisor Networks LLC otherOtherJun 27, 2020Nov 1, 2017
Lance Aaron WexlerUnited Capital Financial Advisors BD affiliatedNexus Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 27, 2020May 22, 2020
Charles Wesley DavidsonUnited Capital Financial Advisors BD affiliatedLumature Wealth Partners, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 27, 2020Jun 3, 2020
Ralph Corley WatsonUnited Capital Financial Advisors BD affiliatedLumature Wealth Partners, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 27, 2020Jun 4, 2020
Wesley Blake TurnerUnited Capital Financial Advisors BD affiliatedLumature Wealth Partners, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 27, 2020Jun 3, 2020
Kelly Manning RodriguezUnited Capital Financial Advisors BD affiliatedLumature Wealth Partners, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 27, 2020Jun 4, 2020
John Harrison LindseyUnited Capital Financial Advisors BD affiliatedCetera Advisor Networks LLC otherOtherMay 12, 2020Nov 1, 2017
Maryanna Elizabeth BraunUnited Capital Financial Advisors BD affiliatedBaker Tilly Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 12, 2020Mar 31, 2020
Jennifer Ross ShepardUnited Capital Financial Advisors BD affiliatedCuri Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2020Oct 16, 2024 (1686 d)
Trever Thomas ChristianUnited Capital Financial Advisors BD affiliatedAdvisornet Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2020Jan 24, 2020
Robert Joseph SchneiderUnited Capital Financial Advisors BD affiliatedBryn Mawr Trust Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2020Oct 22, 2019
Thad BorowiakUnited Capital Financial Advisors BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAJan 21, 2020Apr 28, 2021 (463 d)
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421 moves match.