DFX Intelligence
Advisor moves
Departures from Key Investment Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael G Costa | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Mar 17, 2020 |
| Robert Charles Fries | Key Investment Services LLC BD affiliated | Stratos Wealth Partners, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2020 | Feb 13, 2020 |
| Ryan Wilson | Key Investment Services LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 19, 2020 | Mar 2, 2020 |
| Nathan Michael Lee | Key Investment Services LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2020 | Feb 7, 2020 |
| Cyril James Kanagaraj | Key Investment Services LLC BD affiliated | 1914 Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2020 | Feb 3, 2020 |
| Joshua L Horsley | Key Investment Services LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2020 | May 7, 2020 (113 d) |
| Brian Kenneth Marois | Key Investment Services LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Dec 6, 2019 |
| Jacob March Schaefer | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2019 | Nov 26, 2019 |
| Sabina Anna Vegiard | Key Investment Services LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2019 | Jan 30, 2020 (66 d) |
| Stephanie A Mushenheim | Key Investment Services LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Oct 24, 2019 |
| Heather Elizabeth Henderson | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 17, 2019 | Dec 10, 2024 (1881 d) |
| Christopher Dean Thorpe | Key Investment Services LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2019 | Sep 23, 2019 |
| Andrew John Beckman | Key Investment Services LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Sep 24, 2019 |
| Daniel Weimer | Key Investment Services LLC BD affiliated | Wesbanco Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2019 | Aug 28, 2019 |
| Paul Henry Partridge | Key Investment Services LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2019 | Aug 13, 2019 |
| Christopher John Lannon | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2019 | Jun 14, 2019 |
| Jason Oliver Will | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | May 31, 2019 |
| Katie D Wolfe | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Jun 26, 2019 |
| Nathaniel Roberts | Key Investment Services LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 31, 2019 | Sep 6, 2019 (98 d) |
| Marcus Burns | Key Investment Services LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2019 | Jan 7, 2020 (222 d) |
| Yaldez Abdel Samed | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2019 | May 31, 2019 |
| Richard Edward Labriola | Key Investment Services LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2019 | Nov 20, 2019 (174 d) |
| James A Dewese | Key Investment Services LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2019 | Jul 21, 2019 (52 d) |
| Margaret Mary Koetzner | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2019 | Apr 8, 2021 (689 d) |
| Phillip Victor Swayze | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2019 | May 13, 2019 |
| Traci J. Underhill | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2019 | Sep 15, 2020 (497 d) |
| Chris A. Luttman | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2019 | Apr 22, 2019 |
| Josh W Oliver | Key Investment Services LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | Jun 21, 2019 (56 d) |
| Carol B Mayer | Key Investment Services LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | Apr 17, 2019 |
| Tammara Marie Upton | Key Investment Services LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Mar 12, 2019 |
| Amee Sue Wright | Key Investment Services LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2019 | Apr 9, 2019 (41 d) |
| Dennis Nicholas Cordova | Key Investment Services LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 8, 2019 | Feb 21, 2019 |
| James Duane Bish | Key Investment Services LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2019 | Feb 8, 2019 |
| Brett Alan Garver | Key Investment Services LLC BD affiliated | 180 Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2019 | Jan 11, 2019 |
| Benjamin James Bird | Key Investment Services LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2018 | Jan 4, 2019 (42 d) |
| Nicholas Hesse | Key Investment Services LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2018 | Dec 6, 2018 |
| Christopher Pace | Key Investment Services LLC BD affiliated | Financial Advocates Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2018 | Jun 21, 2019 (224 d) |
| Christopher Hernandez | Key Investment Services LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2018 | Nov 20, 2018 |
| Paul Andrew Muskin | Key Investment Services LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2018 | Dec 13, 2018 (50 d) |
| Tiffany L Boval | Key Investment Services LLC BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Oct 25, 2018 |
| Jeanette Anne Cable | Key Investment Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 27, 2018 | Sep 7, 2018 |
| Benjamin Hopper | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2018 | Sep 10, 2018 |
| Brian M Haschke | Key Investment Services LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2018 | Sep 27, 2018 |
| Brannon Charles Ozark | Key Investment Services LLC BD affiliated | Apella Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2018 | Sep 6, 2018 |
| Samantha Lynn Burke | Key Investment Services LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2018 | Sep 27, 2018 |
| Jason M Huynh | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2018 | Aug 6, 2018 |
| Brandon Decastro | Key Investment Services LLC BD affiliated | T.T.G. Financial, Inc. other | Other | Aug 20, 2018 | Aug 17, 2018 |
| Paul Alan Brazie | Key Investment Services LLC BD affiliated | Westminster Financial Advisory Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2018 | Aug 13, 2018 |
| Parker Russell Hardt | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2018 | Jul 17, 2019 (365 d) |
| Carlos Emmanuel Salmon | Key Investment Services LLC BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2018 | May 18, 2020 (675 d) |
| Eric Montgomery | Key Investment Services LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2018 | Jul 17, 2018 |
| Chase Rolland Munoz | Key Investment Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 27, 2018 | Jun 1, 2018 |
| Jonathan Taylor Beaton | Key Investment Services LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2018 | Jun 25, 2018 |
| Patrick Matthew Hale | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2018 | May 29, 2018 |
| Matthew G Martin | Key Investment Services LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2018 | May 30, 2018 |
| Stephanie L Russell | Key Investment Services LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2018 | Jun 13, 2018 (42 d) |
| Sean R Smith | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2018 | May 24, 2018 |
| Paul Steven Kobel | Key Investment Services LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2018 | Jun 7, 2021 (1139 d) |
| Daniel Christopher Damore | Key Investment Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 19, 2018 | May 9, 2018 |
| Angela Catherine Weber Moffat | Key Investment Services LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2018 | Apr 16, 2018 |
599 moves match.