DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kovack Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ian Thomas Prymak	Kovack Advisors, Inc. other	Lincoln Investment other	Other	Feb 10, 2015	Mar 17, 2016 (401 d)
Craig Robert Mohr	Kovack Advisors, Inc. other	Ssn Advisory, Inc. other	Other	Jan 16, 2015	Jan 29, 2015
Jeffrey Lee Foreman	Kovack Advisors, Inc. other	Advisory Services Network other	Other	Jan 2, 2015	Jan 21, 2015
Peter George Pecci	Kovack Advisors, Inc. other	Vertical Capital Asset Management, LLC other	Other	Dec 5, 2014	Jan 26, 2015 (52 d)
Rajiv Shah	Kovack Advisors, Inc. other	Deutsche Bank Securities Inc. other	Other	Sep 18, 2014	Oct 24, 2014 (36 d)
Perry Franklin Carter	Kovack Advisors, Inc. other	Brickell Global Advisory, Inc. unclassified	Other	Jun 23, 2014	May 10, 2016 (687 d)
Deann Michele Elmore	Kovack Advisors, Inc. other	Waddell & Reed other	Other	Apr 7, 2014	Apr 24, 2014
Steven Adam Newman	Kovack Advisors, Inc. other	Concourse Financial Group Advisors other	Other	Feb 28, 2014	Mar 3, 2014
Timothy J Hummel	Kovack Advisors, Inc. other	Concourse Financial Group Advisors other	Other	Feb 28, 2014	Mar 18, 2014
Nicholas James Taylor	Kovack Advisors, Inc. other	State Farm Investment Management Corp. asset manager	Other	Jan 22, 2014	Aug 7, 2025 (4215 d)
Todd Michael Robbins	Kovack Advisors, Inc. other	Pnc Wealth Management other	Other	Dec 31, 2013	Jan 28, 2014
Steven Eric Bertolo	Kovack Advisors, Inc. other	Questar Asset Management, Inc. other	Other	Nov 18, 2013	Nov 18, 2013
Jennifer Lee Jost	Kovack Advisors, Inc. other	Ameritas Advisory Services other	Other	Sep 12, 2013	Oct 9, 2014 (392 d)
Shuyi Kong	Kovack Advisors, Inc. other	Shuyi Kong Wealth Management, Inc. state registered	Other	Aug 1, 2013	Oct 30, 2013 (90 d)
Robert Lee White	Kovack Advisors, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jul 23, 2013	Jul 30, 2013
Rajeev S Pandit	Kovack Advisors, Inc. other	Southeast Investments, N.C., Inc. state registered	Other	Dec 31, 2012	Mar 26, 2013 (85 d)
David A Flynn	Kovack Advisors, Inc. other	Southeast Investments, N.C., Inc. state registered	Other	Dec 31, 2012	Jan 10, 2013
Mark Andrew Quinn	Kovack Advisors, Inc. other	Greenfield Financial Services, LLC state registered	Other	Dec 21, 2012	Dec 10, 2012
Meredith Denise Sims	Kovack Advisors, Inc. other	Transamerica Financial Advisors, LLC other	Other	Aug 21, 2012	Sep 5, 2012
Ali Abbas	Kovack Advisors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 30, 2012	Sep 10, 2012 (133 d)
Daniel Leonard Ascani	Kovack Advisors, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Apr 27, 2012	Apr 27, 2012
Jeffery Jay Seitz	Kovack Advisors, Inc. other	Cetera Advisors LLC other	Other	Mar 12, 2012	Mar 8, 2012
Darshan Prakash Makim	Kovack Advisors, Inc. other	Financial Telesis, Inc. other	Other	Jan 25, 2012	Jan 25, 2012
Hungkwang Wu	Kovack Advisors, Inc. other	Bright Light Capital Advisor state registered	Other	Dec 31, 2011	Dec 5, 2025 (5088 d)
Craig Roger Perkins	Kovack Advisors, Inc. other	Latitude Advisors, LLC other	Other	Dec 31, 2011	Jan 9, 2012
John Kyle Richards	Kovack Advisors, Inc. other	Richards Financial state registered	Other	Dec 31, 2011	Jun 27, 2012 (179 d)
Peter Jeremy Creedon	Kovack Advisors, Inc. other	Hsbc Securities (USA) Inc. other	Other	Dec 31, 2011	Oct 16, 2012 (290 d)
Rodney Jerard Derbigny	Kovack Advisors, Inc. other	Next Financial Group, Inc. other	Other	Dec 31, 2011	Feb 2, 2012 (33 d)
Nathan Rogers Woodbury	Kovack Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Dec 31, 2011	Jan 5, 2012
Travis Robert Cornett	Kovack Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Dec 31, 2011	Feb 1, 2012 (32 d)
Brooks Carelton Marsted	Kovack Advisors, Inc. other	Bcm Wealth Management, LLC. state registered	Other	Dec 16, 2011	Nov 21, 2025 (5089 d)
Craig Bennett Roth	Kovack Advisors, Inc. other	E*Trade Capital Management, LLC other	Other	Dec 6, 2011	Dec 2, 2011
Jonathan Calvin Davidson	Kovack Advisors, Inc. other	Schwan Financial Advisors, LLC other	Other	Oct 10, 2011	Oct 12, 2011
Jerry Lawrence Furlong	Kovack Advisors, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 28, 2011	Jul 28, 2011
Sandra Mary Derosa	Kovack Advisors, Inc. other	Wells Fargo Advisors wirehouse	Other	Dec 2, 2010	Jan 5, 2011 (34 d)
Gregory Allen Hancock	Kovack Advisors, Inc. other	Valic Financial Advisors, Inc. other	Other	Nov 18, 2010	Dec 17, 2010
Luis Manuel Espinoza	Kovack Advisors, Inc. other	Newport Coast Asset Management other	Other	Jun 29, 2010	Jun 27, 2012 (729 d)
Spencer Odom Hawkins	Kovack Advisors, Inc. other	Nationwide Securities, LLC no RAUM	Other	Dec 31, 2009	Jan 25, 2013 (1121 d)
Charles Edward Howell	Kovack Advisors, Inc. other	Concourse Financial Group Advisors other	Other	Dec 31, 2009	Jun 3, 2010 (154 d)
Jane Elizabeth Bourette	Kovack Advisors, Inc. other	Jwkodak Capital Management, LLC other	Other	Dec 31, 2009	Jan 12, 2010
Israel Guitian	Kovack Advisors, Inc. other	Independent Financial Partners other	Other	Nov 17, 2009	Sep 21, 2009
Raymond Joseph Filorimo	Kovack Advisors, Inc. other	Portfolio Medics, LLC independent RIA	Other	Aug 10, 2009	Aug 21, 2020 (4029 d)
Brooks Brevick Larson	Kovack Advisors, Inc. other	Wealth Planning Systems, LLC state registered	Other	Apr 22, 2009	Feb 3, 2014 (1748 d)
Debbie Mae Feest	Kovack Advisors, Inc. other	Morgan Stanley & Co. LLC unclassified	Other	Oct 3, 2008	Oct 21, 2008
James Frazier Foster	Kovack Advisors, Inc. other	Wells Fargo Investments, LLC unclassified	Other	Aug 27, 2008	Aug 25, 2008
Charles Marc Wilner	Kovack Advisors, Inc. other	Independent Financial Partners other	Other	Jun 23, 2008	May 3, 2016 (2871 d)
Kevin Glenn Simpson	Kovack Advisors, Inc. other	Qfa, LLC other	Other	Jun 18, 2008	Jun 27, 2008
Martin Douglas Parlato	Kovack Advisors, Inc. other	Lighthouse Retirement independent RIA	Other	Jun 18, 2008	Jun 17, 2008
Robert S Chapman	Kovack Advisors, Inc. other	Gunnallen Financial, Inc unclassified	Other	Jun 6, 2008	Jun 5, 2008
Stephen Anthony Beam	Kovack Advisors, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Apr 2, 2008	Apr 29, 2008
Kevin Devon Olison	Kovack Advisors, Inc. other	H. Beck, Inc. other	Other	Dec 17, 2007	Dec 18, 2007
Charles Phillip Rosen	Kovack Advisors, Inc. other	Cpr Financial & Insurance Services, Inc. state registered	Other	Dec 5, 2007	Feb 6, 2015 (2620 d)
Jason Charles Cox	Kovack Advisors, Inc. other	Northpeak Financial, Inc. state registered	Other	Apr 4, 2007	Mar 27, 2007
Patrick W Pirone	Kovack Advisors, Inc. other	Investors Capital Advisory other	Other	Feb 13, 2007	Feb 27, 2007
Michael Steven Greenberg	Kovack Advisors, Inc. other	Independent Financial Partners other	Other	Feb 6, 2007	Feb 22, 2007

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235 moves match.