DFX Intelligence
Advisor moves
Departures from Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven M Bauers | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 16, 2024 |
| Vance Walker Embry | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Sep 5, 2024 |
| Michael Scott Stockton | Raymond James Financial Services Advisors, Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Sep 12, 2024 |
| Thomas Scott Staerker | Raymond James Financial Services Advisors, Inc BD affiliated | Saxon Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2024 | Sep 6, 2024 |
| Carla M Britton Ramsey | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Nov 11, 2024 (62 d) |
| Grayson Z Cook | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2024 | Mar 3, 2026 (539 d) |
| Michelle Jayne Feland | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Oct 10, 2025 (396 d) |
| Allison Graham Spangler | Raymond James Financial Services Advisors, Inc BD affiliated | Juncture Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2024 | Sep 8, 2024 |
| Michael Francis Richards | Raymond James Financial Services Advisors, Inc BD affiliated | Caliber Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 3, 2024 | Jul 15, 2024 |
| Deborah Elizabeth Hardy | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Aug 28, 2024 |
| Scott Tolochko | Raymond James Financial Services Advisors, Inc BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Mar 7, 2025 (197 d) |
| Katherine Dishman Brinkerhoff | Raymond James Financial Services Advisors, Inc BD affiliated | Capita Financial Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2024 | Aug 15, 2024 |
| Mitchel B Thomas | Raymond James Financial Services Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 21, 2024 | Sep 10, 2024 |
| Alex Meehan | Raymond James Financial Services Advisors, Inc BD affiliated | Midwest Professional Planners, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Aug 20, 2024 |
| Paul Andrew Schmitz | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 16, 2024 |
| Brandon Halliday | Raymond James Financial Services Advisors, Inc BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Jul 31, 2024 |
| Andrew Jared Vollman | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Oct 30, 2024 (77 d) |
| Nathaniel Isaiah Bethea | Raymond James Financial Services Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 14, 2024 | Sep 13, 2024 |
| Laura Beatriz Fleites Rodriguez | Raymond James Financial Services Advisors, Inc BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Sep 17, 2024 (40 d) |
| Franklin Danilo Portillo | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2024 | Aug 2, 2024 |
| Nicholas Timothy Smail | Raymond James Financial Services Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2024 | Sep 5, 2024 |
| Erik Robert Rinehold | Raymond James Financial Services Advisors, Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Aug 2, 2024 |
| Ma Asuncion Mendoza Tapang | Raymond James Financial Services Advisors, Inc BD affiliated | Crux Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2024 | Aug 6, 2024 |
| Dennis Munsayac Ortiz-Luis | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 16, 2024 |
| Julie Janette Young-Sedillo | Raymond James Financial Services Advisors, Inc BD affiliated | Crux Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2024 | Aug 6, 2024 |
| Kenneth William Newberry | Raymond James Financial Services Advisors, Inc BD affiliated | Crux Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2024 | Aug 23, 2024 |
| David Colley | Raymond James Financial Services Advisors, Inc BD affiliated | Crux Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2024 | Aug 3, 2024 |
| David Tamashiro | Raymond James Financial Services Advisors, Inc BD affiliated | Crux Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2024 | Aug 6, 2024 |
| Terri Anne Hughes | Raymond James Financial Services Advisors, Inc BD affiliated | Crux Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2024 | Aug 6, 2024 |
| Deana J Dyjor | Raymond James Financial Services Advisors, Inc BD affiliated | Crux Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2024 | Aug 6, 2024 |
| Travis Price Alexander | Raymond James Financial Services Advisors, Inc BD affiliated | Crux Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 | Jan 1, 2026 (517 d) |
| Julia Eve Perez | Raymond James Financial Services Advisors, Inc BD affiliated | Crux Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2024 | Aug 3, 2024 |
| Christopher W. Bryant | Raymond James Financial Services Advisors, Inc BD affiliated | Crux Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2024 | Aug 6, 2024 |
| Claire Johnson Alexander | Raymond James Financial Services Advisors, Inc BD affiliated | Crux Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2024 | Aug 6, 2024 |
| Guido Cosenza | Raymond James Financial Services Advisors, Inc BD affiliated | Crux Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 2, 2024 | Aug 3, 2024 |
| Nicholas Wesley Linton | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Jul 30, 2024 |
| Kimberly Dawn Smith | Raymond James Financial Services Advisors, Inc BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2024 | Aug 13, 2024 |
| Stacey Lynn Mullin | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2024 | Oct 1, 2024 (63 d) |
| Naomi Monica Roy | Raymond James Financial Services Advisors, Inc BD affiliated | Root Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2024 | Oct 10, 2024 (72 d) |
| Matthew Alton Davis | Raymond James Financial Services Advisors, Inc BD affiliated | Boston Harbor Wealth Advisors, LLC other | Other | Jul 26, 2024 | Mar 24, 2016 |
| Shaun D. Patterson | Raymond James Financial Services Advisors, Inc BD affiliated | World Investment Advisors, LLC institutional | Other | Jul 25, 2024 | Jun 28, 2024 |
| Scott M Turner | Raymond James Financial Services Advisors, Inc BD affiliated | World Investment Advisors, LLC institutional | Other | Jul 25, 2024 | Jun 28, 2024 |
| Suzanne Covert Wagner | Raymond James Financial Services Advisors, Inc BD affiliated | World Investment Advisors, LLC institutional | Other | Jul 25, 2024 | Jun 28, 2024 |
| John Patrick Greco | Raymond James Financial Services Advisors, Inc BD affiliated | World Investment Advisors, LLC institutional | Other | Jul 25, 2024 | Jun 28, 2024 |
| Robyn Lista | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 29, 2024 |
| Jason Jack Turesky | Raymond James Financial Services Advisors, Inc BD affiliated | Orion Portfolio Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 21, 2026 (727 d) |
| Joseph Engleby | Raymond James Financial Services Advisors, Inc BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 18, 2024 | Nov 4, 2025 (474 d) |
| Ronald Patrick Crudo | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Jul 16, 2024 |
| Steven Paul Strader | Raymond James Financial Services Advisors, Inc BD affiliated | Lakeshore Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 11, 2024 | Jul 9, 2024 |
| Daniel Gregory Carthew | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 9, 2024 | Jul 1, 2024 |
| William Daniel Bohney | Raymond James Financial Services Advisors, Inc BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 18, 2024 |
| Michael Mixon Ellis | Raymond James Financial Services Advisors, Inc BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2024 | Jun 28, 2024 |
| Logan Taylor Smith | Raymond James Financial Services Advisors, Inc BD affiliated | Root Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2024 | Jul 25, 2024 |
| Gina Kay Blair | Raymond James Financial Services Advisors, Inc BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 1, 2024 |
| Caley Renee Coss | Raymond James Financial Services Advisors, Inc BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2024 | Oct 17, 2024 (101 d) |
| Michael Bostedo | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 1, 2024 |
| Thomas Mark Douglass | Raymond James Financial Services Advisors, Inc BD affiliated | Douglass Investment Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 3, 2024 | Jul 1, 2024 |
| Dana Brandl Tupper | Raymond James Financial Services Advisors, Inc BD affiliated | Midwestern Securities Trading Co.,LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2024 | Jun 28, 2024 |
| Louis Michael Ricciardi | Raymond James Financial Services Advisors, Inc BD affiliated | Bristol Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 2, 2024 | Jul 3, 2024 |
| Rick Karl Skousen | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 1, 2024 |
3,741 moves match.