DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Devon Elise Killian | Raymond James Financial Services Advisors, Inc BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Jul 1, 2025 |
| Miles Robert Evans | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 30, 2025 | Oct 1, 2025 (93 d) |
| Robert Nobel Bell | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 24, 2025 |
| Thomas Wayne Cook | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 25, 2025 |
| Christina Hope Zimmer | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 24, 2025 |
| Keegan Wade Bell | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 24, 2025 |
| Laura Elaine Garza | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jul 8, 2025 |
| Leslie Ann Fisher | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 23, 2025 |
| Abigail Leigh Bailey | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2025 | Jul 11, 2025 |
| Indya Kellman | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Apr 17, 2023 |
| David Andrew Maus | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Sep 9, 2019 |
| Taylor M K Easley | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Jun 16, 2025 |
| Ryan Matthew Martin | Raymond James Financial Services Advisors, Inc BD affiliated | Martin Capital Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 17, 2025 | Jun 13, 2025 |
| Charles Kaimalu Cope | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Jun 16, 2025 |
| Simonpietro Magrelli | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2025 | Jul 11, 2025 |
| John Robert Young | Raymond James Financial Services Advisors, Inc BD affiliated | Ascentis Independent Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2025 | Jun 16, 2025 |
| Christopher Haddad | Raymond James Financial Services Advisors, Inc BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2025 | Jun 11, 2025 |
| Melissa Marie Montalvo | Raymond James Financial Services Advisors, Inc BD affiliated | Atticus Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2025 | Jul 9, 2025 |
| Joshua Moses Hernandez | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2025 | Jan 7, 2026 (205 d) |
| Jorge E Tijerino | Raymond James Financial Services Advisors, Inc BD affiliated | Vim Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 13, 2025 | Jan 1, 2026 (202 d) |
| Winfield Roy Geiger | Raymond James Financial Services Advisors, Inc BD affiliated | Souders Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2025 | Jul 25, 2025 (45 d) |
| Sean Thomas Powell | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jun 6, 2025 |
| Janna Mary Lutz | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Aug 12, 2025 (63 d) |
| Jonathan Bellm | Raymond James Financial Services Advisors, Inc BD affiliated | Dsg Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2025 | Jun 12, 2025 |
| Dolapo Bankole | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jun 23, 2025 |
| Catherine Howard Craig | Raymond James Financial Services Advisors, Inc BD affiliated | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jan 27, 2026 (235 d) |
| Michael John Forster | Raymond James Financial Services Advisors, Inc BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 24, 2025 |
| Christopher Brady | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 5, 2025 | Oct 29, 2025 (146 d) |
| Matthew Berkley Wigren | Raymond James Financial Services Advisors, Inc BD affiliated | Alden Capital Management LLC unclassified | Other | Jun 4, 2025 | Jan 4, 2017 |
| Jon Michael Gadberry | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 3, 2025 | May 30, 2025 |
| Carol Marie Stafford Klatt | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2025 | Jun 2, 2025 |
| Laura Nicole Christofferson | Raymond James Financial Services Advisors, Inc BD affiliated | Alden Capital Management LLC unclassified | Other | Jun 3, 2025 | Jan 9, 2020 |
| Jennifer K Gilroy | Raymond James Financial Services Advisors, Inc BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Jun 3, 2025 |
| Tyler Collier | Raymond James Financial Services Advisors, Inc BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Jun 11, 2025 |
| Hadi Wael Abu-Asab | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Mar 17, 2023 |
| Michael Paul Mazzei | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2025 | Oct 2, 2025 (122 d) |
| Jake Martin Sutherlin | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 30, 2025 | May 31, 2025 |
| Emily J Rodarte | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 27, 2025 | Jun 18, 2025 |
| Christina Jean Oettinger | Raymond James Financial Services Advisors, Inc BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | Oct 2, 2025 (132 d) |
| Anthony Lester Watts | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | May 22, 2025 |
| William Donald Mitchell | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2025 | Jun 2, 2025 |
| Marc Andrew Presley | Raymond James Financial Services Advisors, Inc BD affiliated | Alcyon Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2025 | May 20, 2025 |
| Nicholas Andrew Bianco | Raymond James Financial Services Advisors, Inc BD affiliated | Alcyon Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2025 | May 20, 2025 |
| Cullen Byrne Ebert | Raymond James Financial Services Advisors, Inc BD affiliated | Axiom Financial Strategies Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2025 | Jun 20, 2025 |
| Don Richard Sherwood | Raymond James Financial Services Advisors, Inc BD affiliated | Alcyon Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2025 | May 20, 2025 |
| Brendan Stewart Dailor | Raymond James Financial Services Advisors, Inc BD affiliated | Usi Securities, Inc. no RAUM | Other | May 16, 2025 | May 20, 2025 |
| Eric Ralph Van Buskirk | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2025 | May 28, 2025 |
| Roswell Jonathan Tyler Steadman | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2025 | May 12, 2025 |
| Travis Garrett Wichman | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 5, 2025 |
| Gregory Scott Griffith | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 6, 2025 |
| Gary Michael Gainspoletti | Raymond James Financial Services Advisors, Inc BD affiliated | Gainspoletti Wealth Planners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2025 | May 7, 2025 |
| Nicholas Anthony Giambri | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 16, 2025 |
| Ryan David Gordon | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 5, 2025 |
| James Russell Gainspoletti | Raymond James Financial Services Advisors, Inc BD affiliated | Gainspoletti Wealth Planners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2025 | May 5, 2025 |
| Miranda K Bertram | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 8, 2025 | May 23, 2025 |
| Allan Scott Lynn | Raymond James Financial Services Advisors, Inc BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | May 7, 2025 |
| Brandyn Halat Skeen | Raymond James Financial Services Advisors, Inc BD affiliated | Gainspoletti Wealth Planners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 7, 2025 | May 7, 2025 |
| Dylan Dalpedri | Raymond James Financial Services Advisors, Inc BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 7, 2025 | Sep 17, 2025 (133 d) |
| Douglas Miles Ramsey | Raymond James Financial Services Advisors, Inc BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | May 1, 2025 |
| Robert Terence Tinkler | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | May 1, 2025 |
3,739 moves match.