DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Personal Capital Advisors Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Robert HunterPersonal Capital Advisors Corporation independent RIAMotley Fool Wealth Management, LLC independent RIARIA to RIAAug 24, 2020Dec 24, 2020 (122 d)
Andrew Robert PerryPersonal Capital Advisors Corporation independent RIASecurian Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 20, 2020Aug 27, 2020
Robert VollenweiderPersonal Capital Advisors Corporation independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 30, 2020Aug 2, 2021 (368 d)
Jeffrey Scott HayesPersonal Capital Advisors Corporation independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2020Mar 23, 2023 (994 d)
Griffith Eugene GrahamPersonal Capital Advisors Corporation independent RIATd Ameritrade Investment Management, LLC independent RIARIA to RIAApr 27, 2020May 20, 2020
Christopher Shaun AlexanderPersonal Capital Advisors Corporation independent RIAFisher Investments independent RIARIA to RIAMar 19, 2020Apr 24, 2020 (36 d)
Mark AgnewPersonal Capital Advisors Corporation independent RIAGoldman Sachs Wealth Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2020Mar 3, 2020
Bao Q LePersonal Capital Advisors Corporation independent RIATd Ameritrade Investment Management, LLC independent RIARIA to RIANov 1, 2019Nov 20, 2019
John Anderson CrouterPersonal Capital Advisors Corporation independent RIAFisher Investments independent RIARIA to RIAOct 9, 2019Feb 4, 2020 (118 d)
Timothy J. GreavesPersonal Capital Advisors Corporation independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseOct 2, 2019Oct 11, 2019
Timothy RyanPersonal Capital Advisors Corporation independent RIAAlpenglow Advisors LLC state registeredRIA to a state-registered adviserSep 30, 2019May 1, 2020 (214 d)
David Timothy EvansPersonal Capital Advisors Corporation independent RIAE*Trade Capital Management, LLC independent RIARIA to RIASep 30, 2019Oct 10, 2019
Max Cooper NovakPersonal Capital Advisors Corporation independent RIAMoneta Group Investment Advisors, LLC independent RIARIA to RIASep 5, 2019Apr 20, 2020 (228 d)
Hunter William SteadleyPersonal Capital Advisors Corporation independent RIAJfg Family Office independent RIARIA to RIAAug 2, 2019Sep 6, 2019 (35 d)
John Allen CarruthersPersonal Capital Advisors Corporation independent RIAU.S. Bancorp Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 23, 2019Aug 29, 2019 (37 d)
Joel Benjamin Van EssenPersonal Capital Advisors Corporation independent RIACity Different Investments asset managerOtherJul 19, 2019Jul 13, 2021 (725 d)
Andrew OconnorPersonal Capital Advisors Corporation independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2019Jul 3, 2019
Natasha Sophia GunbergPersonal Capital Advisors Corporation independent RIABlack Swift Group, LLC mixed wealthRIA to RIAJun 27, 2019Jul 2, 2019
Gerald Wayne HendrikPersonal Capital Advisors Corporation independent RIAInternational Capital Management Corp otherOtherJun 19, 2019Jul 9, 2019
Camden SargentPersonal Capital Advisors Corporation independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJun 4, 2019Jan 31, 2022 (972 d)
Tyler Thomas BoycePersonal Capital Advisors Corporation independent RIATd Ameritrade, Inc. no RAUMOtherApr 30, 2019May 20, 2019
Samuel Manasseh RichmondPersonal Capital Advisors Corporation independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankApr 5, 2019Jan 28, 2020 (298 d)
Nicholas Jon DamicoPersonal Capital Advisors Corporation independent RIAHilltop Securities Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 8, 2019Feb 19, 2019
Megan Elizabeth KanterPersonal Capital Advisors Corporation independent RIAThe Wealth Conservancy, Inc. independent RIARIA to RIAFeb 19, 2019Mar 7, 2019
Ian Stuart ColePersonal Capital Advisors Corporation independent RIAUnfcu Advisors LLC mixed wealthRIA to RIAJan 28, 2019Apr 16, 2019 (78 d)
Ryan David KoenigPersonal Capital Advisors Corporation independent RIAFarther independent RIARIA to RIANov 19, 2018May 19, 2021 (912 d)
Jordan Albert QuinnPersonal Capital Advisors Corporation independent RIABancwest Investment Services, Inc. (Bwis) BD affiliatedRIA to affiliated broker-dealer or bankNov 15, 2018Nov 2, 2018
Daniel W NelsonPersonal Capital Advisors Corporation independent RIAS.G. Long & Company state registeredRIA to a state-registered adviserSep 28, 2018Mar 11, 2019 (164 d)
John F. BeersPersonal Capital Advisors Corporation independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 28, 2018Dec 4, 2018 (67 d)
Che BaileyPersonal Capital Advisors Corporation independent RIACapital Benefit Consultants unclassifiedOtherAug 3, 2018Oct 22, 2018 (80 d)
Clayton Maurice DobsonPersonal Capital Advisors Corporation independent RIAWells Fargo Advisors wirehouseRIA to wirehouseAug 3, 2018Jan 14, 2019 (164 d)
Nathan Parker ChisholmPersonal Capital Advisors Corporation independent RIAGilbert Investment Management state registeredRIA to a state-registered adviserJun 14, 2018Jun 15, 2020 (732 d)
Jacob Martin JaeglePersonal Capital Advisors Corporation independent RIAM. J. Smith And Associates independent RIARIA to RIAJun 8, 2018Aug 30, 2018 (83 d)
Andrew WoodmanPersonal Capital Advisors Corporation independent RIAThe Investment House LLC independent RIARIA to RIAMay 29, 2018Mar 3, 2020 (644 d)
Bryan E WallsPersonal Capital Advisors Corporation independent RIAJoyn Advisors, Inc. independent RIARIA to RIAApr 18, 2018Jun 19, 2018 (62 d)
Hayward AdamsPersonal Capital Advisors Corporation independent RIARobinhood Asset Management independent RIARIA to RIAApr 2, 2018Aug 29, 2025 (2706 d)
Winfred Gideon BoycePersonal Capital Advisors Corporation independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 16, 2018Feb 28, 2020 (714 d)
Nicholas Matthew Van NoortPersonal Capital Advisors Corporation otherEk Riley Investments, LLC independent RIAOtherJan 16, 2018Oct 7, 2019 (629 d)
Andrew Taylor WagnerPersonal Capital Advisors Corporation otherUnited Capital Financial Advisors otherOtherDec 21, 2017Jan 3, 2018
Adam MazzaroPersonal Capital Advisors Corporation otherB|O|S independent RIAOtherDec 6, 2017Aug 6, 2019 (608 d)
Jordan Nicholas AndreolaPersonal Capital Advisors Corporation otherLevel Four Advisory Services otherOtherOct 2, 2017Nov 29, 2017 (58 d)
Aaron James HauglandPersonal Capital Advisors Corporation otherCuna Brokerage Services, Inc. otherOtherSep 13, 2017Sep 18, 2017
Kevin BertoncinPersonal Capital Advisors Corporation otherTd Ameritrade, Inc. no RAUMOtherJul 10, 2017Jul 21, 2017
Patrick O'Rourke DinanPersonal Capital Advisors Corporation otherImpact Fiduciary LLC independent RIAOtherMay 18, 2017Jun 6, 2017
Antwann HolmesPersonal Capital Advisors Corporation otherTownsend otherOtherNov 9, 2016Jan 28, 2017 (80 d)
Matthew S ParkinPersonal Capital Advisors Corporation otherSchwab Wealth Advisory, Inc. otherOtherAug 3, 2016Apr 20, 2017 (260 d)
James Matthew WeeksPersonal Capital Advisors Corporation otherAllegiance Financial Planning unclassifiedOtherSep 14, 2015Jun 30, 2022 (2481 d)
Christopher Sean McquillanPersonal Capital Advisors Corporation otherJackson Creek Investment Advisors LLC mixed wealthOtherMay 26, 2015Aug 18, 2021 (2276 d)
Brian Scott WhatleyPersonal Capital Advisors Corporation otherFisher Investments otherOtherApr 8, 2015Aug 5, 2015 (119 d)
Blake Vaughan BarnettPersonal Capital Advisors Corporation otherVsr Advisory Services otherOtherOct 2, 2014Jan 2, 2015 (92 d)
Christopher Daniel LongPersonal Capital Advisors Corporation otherAmeriprise Financial Services, LLC national BDOtherMar 18, 2014Mar 26, 2014
Brett Theodore GrauPersonal Capital Advisors Corporation otherCharles Schwab & Co., Inc. national BDOtherDec 10, 2013Dec 19, 2013
Chris A. LuttmanPersonal Capital Advisors Corporation otherBancwest Investment Services, Inc. (Bwis) otherOtherOct 25, 2013Nov 14, 2014 (385 d)
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113 moves match.