DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cwm, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua Richard Volgarino | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Apr 7, 2022 |
| Roman Spear | Cwm, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Apr 29, 2025 (89 d) |
| Mark Francis Scribner | Cwm, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Jan 13, 2025 |
| Logan Christopher Spaw | Cwm, LLC BD affiliated | Reframe Wealth Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 2, 2025 | May 5, 2026 (488 d) |
| Silver Sibert | Cwm, LLC BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Jan 30, 2025 |
| Dawson G. Brooks | Cwm, LLC BD affiliated | Three Sixty Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Jan 24, 2025 |
| Joel Garrett | Cwm, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 13, 2024 |
| Erin Kay Wood | Cwm, LLC BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Aug 14, 2025 (265 d) |
| Daniel John Kearney | Cwm, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Jan 23, 2025 (64 d) |
| Linda Jayne Oeth | Cwm, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 18, 2024 |
| Nicholas Martin Fisher | Cwm, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 15, 2024 |
| Meghan Deann Hein | Cwm, LLC BD affiliated | Aspyre Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2024 | Oct 25, 2024 |
| Reyn Goro Watanabe | Cwm, LLC BD affiliated | First National Advisers, LLC other | Other | Nov 5, 2024 | Dec 2, 2024 |
| John Matthew Parsons | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Aug 6, 2019 |
| John William Parsons | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Aug 6, 2019 |
| Carla June Stirling | Cwm, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Oct 16, 2024 |
| Abbey Lee Henderson | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 10, 2024 |
| Elizabeth Allen Malgari | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 22, 2024 |
| Candice Nichole Skinner | Cwm, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Feb 6, 2025 (127 d) |
| Patrick Bevan | Cwm, LLC BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | Jan 29, 2025 (119 d) |
| Bruce Tynan | Cwm, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2024 | Oct 17, 2024 |
| Camille Koppenberg | Cwm, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Sep 4, 2024 |
| Mark N Petersen | Cwm, LLC BD affiliated | Midwest Value Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 3, 2024 | Jan 1, 2026 (485 d) |
| J Cameron Zabko | Cwm, LLC BD affiliated | Westhollow Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 3, 2024 | Nov 20, 2024 (78 d) |
| Ethan Brouwer | Cwm, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Sep 3, 2024 |
| Patrick Gene Sittner | Cwm, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Sep 16, 2024 |
| Jacob Steven Anderson | Cwm, LLC BD affiliated | Stevens Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Jan 1, 2026 (500 d) |
| Christopher J Mcneil | Cwm, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 15, 2024 | Oct 16, 2024 (62 d) |
| James Robert Caldwell | Cwm, LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2024 | Sep 23, 2024 (55 d) |
| Christopher Ryan Tooker | Cwm, LLC BD affiliated | Hub Investment Advisors, Inc other | Other | Jul 24, 2024 | Sep 9, 2024 (47 d) |
| Peter J. Mullen | Cwm, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 23, 2024 | Jul 29, 2024 |
| Nicole Kristine Szakos | Cwm, LLC BD affiliated | Advice & Planning Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Aug 18, 2024 |
| Lorenzo Pietro Gaudioso | Cwm, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2024 | Jul 18, 2024 |
| Donovan Thomas Cizek | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2024 | Jul 3, 2024 |
| Timothy Nolan Bearden | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Apr 9, 2018 |
| Evan Michael Topor | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 6, 2024 |
| Colin Sean Casey | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 10, 2024 |
| Tyler J Silverthorn | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC other | Other | Jun 6, 2024 | Jan 19, 2018 |
| Austin Grant Potter | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 6, 2024 |
| Mitchell James Sovis | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jul 3, 2024 |
| Robert Taylor Maks | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 6, 2024 |
| Bonnie Kay Bailey | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | Nov 20, 2024 (184 d) |
| Garrett Gamble | Cwm, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2024 | Jun 12, 2024 |
| Rachel Byer Barker | Cwm, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 17, 2024 | Aug 28, 2024 (103 d) |
| Joshua James Klooz | Cwm, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Jan 2, 2026 (612 d) |
| Joshua Bruce Lewis | Cwm, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | Jun 25, 2026 (787 d) |
| Joseph Michael Allen | Cwm, LLC BD affiliated | Lane Brothers Investment Counsel other | Other | Apr 2, 2024 | Feb 27, 2024 |
| Megan Kema Lane | Cwm, LLC BD affiliated | Lane Brothers Investment Counsel other | Other | Apr 2, 2024 | Mar 4, 2024 |
| William Bradford | Cwm, LLC BD affiliated | Grimes & Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2024 | Apr 2, 2024 |
| Kerry Jean Meath-Sinkin | Cwm, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Jun 29, 2023 |
| Paul Johnathan Mershon | Cwm, LLC BD affiliated | Griffin Capital Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 6, 2024 | May 28, 2024 (83 d) |
| Kent Douglas Kuhlmann | Cwm, LLC BD affiliated | Avior Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2024 | Nov 14, 2025 (633 d) |
| Julia Lilly Curry | Cwm, LLC BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2024 | Apr 7, 2026 (805 d) |
| James Frank Lagace | Cwm, LLC BD affiliated | Spurstone independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2024 | Nov 13, 2025 (673 d) |
| Odaro Eric Aisueni | Cwm, LLC BD affiliated | Willis Johnson Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Feb 7, 2024 |
| Mandy Jo Hoeschen | Cwm, LLC BD affiliated | Private Client Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jan 18, 2024 |
| Matthew Mark Glatt | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Kevin H Christopher | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Jaclyn A Hissick | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Ty Bongiovanni | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
288 moves match.