DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Huntington Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert L. PooleHuntington Financial Advisors BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseSep 29, 2022Nov 1, 2022 (33 d)
Joshua Paul PergerHuntington Financial Advisors BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 22, 2022Oct 18, 2022
Anthony GrisantiHuntington Financial Advisors BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 16, 2022Oct 31, 2022 (45 d)
Christine Lynn LambertHuntington Financial Advisors BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseSep 10, 2022Sep 2, 2022
Suzanne SweeneyHuntington Financial Advisors BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2022Sep 2, 2022
Nikolas Carl KaufmanHuntington Financial Advisors BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherSep 2, 2022Sep 12, 2022
Kiran Bala SharmaHuntington Financial Advisors BD affiliatedBrass Tax Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2022Oct 4, 2022 (34 d)
Beth DeleeuwHuntington Financial Advisors BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 17, 2022Sep 7, 2022
Timothy WallerHuntington Financial Advisors BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 17, 2022Aug 17, 2022
Adam Graydon BuckholzHuntington Financial Advisors BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 4, 2022Sep 14, 2022 (41 d)
Gary Martin SchindlerHuntington Financial Advisors BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 29, 2022Aug 4, 2022
Kimberly D WalkoHuntington Financial Advisors BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 21, 2022Aug 5, 2022 (45 d)
Lidia E LaurieHuntington Financial Advisors BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherJun 15, 2022Aug 8, 2022 (54 d)
Adam Caleb WardHuntington Financial Advisors BD affiliatedOxford Financial Group, Ltd independent RIAAffiliated broker-dealer or bank to independent RIAJun 6, 2022Jul 29, 2022 (53 d)
Kenneth C KondasHuntington Financial Advisors BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 27, 2022Jun 29, 2023 (398 d)
Sarah Marie NovakHuntington Financial Advisors BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 17, 2022Jan 5, 2023 (233 d)
Justin CattaneoHuntington Financial Advisors BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2022Apr 29, 2022
Sharyn DansaHuntington Financial Advisors BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2022Jun 2, 2022
Michael AwwadHuntington Financial Advisors BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherApr 21, 2022Apr 27, 2022
Jeffrey Michael CliffordHuntington Financial Advisors BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 24, 2022Jan 4, 2023 (286 d)
Stephen L PaneralHuntington Financial Advisors BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherMar 23, 2022Aug 3, 2023 (498 d)
Jack J BoyleHuntington Financial Advisors BD affiliatedNorthcoast Research Partners, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 23, 2022Jun 23, 2023 (457 d)
Jill Anne VeenstraHuntington Financial Advisors BD affiliatedOakwood Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2022Mar 22, 2022
Luke Jonothan FrazierHuntington Financial Advisors BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherMar 8, 2022Apr 5, 2022
Travis KendallHuntington Financial Advisors BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseFeb 18, 2022Apr 29, 2022 (70 d)
Daniel PotockiHuntington Financial Advisors BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherFeb 10, 2022Mar 6, 2022
Jeffrey John VotrubaHuntington Financial Advisors BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherFeb 4, 2022Jul 6, 2022 (152 d)
Adam LundyHuntington Financial Advisors BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 27, 2022Jan 14, 2022
Kevin C GalbraithHuntington Financial Advisors BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 29, 2021Jan 19, 2022 (51 d)
Steven Charles LorsonHuntington Financial Advisors BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 22, 2021Nov 8, 2021
Daniel T BerzinskasHuntington Financial Advisors BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 16, 2021Nov 19, 2021
Daniel Joseph DerrigHuntington Financial Advisors BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 12, 2021Mar 21, 2024 (860 d)
Melissa Lynn HummHuntington Financial Advisors BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 18, 2021Oct 14, 2021
Leshawn PowersHuntington Financial Advisors BD affiliatedW&S Brokerage Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 14, 2021Jan 10, 2023 (453 d)
Vincent Edward FranksHuntington Financial Advisors BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 14, 2021Nov 10, 2021
Nathaniel E. GladishHuntington Financial Advisors BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseOct 14, 2021Jan 3, 2022 (81 d)
Tracy R. OsborneHuntington Financial Advisors BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2021Nov 12, 2021 (37 d)
Trisha A ChaneyHuntington Financial Advisors BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 27, 2021Sep 15, 2021
Brian M. NovotnyHuntington Financial Advisors BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 27, 2021Jan 12, 2022 (107 d)
Grant N HallHuntington Financial Advisors BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseSep 7, 2021Oct 22, 2021 (45 d)
Darcy Gibson Graham AndrewsHuntington Financial Advisors BD affiliatedUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseAug 10, 2021Aug 9, 2021
Jason BeveridgeHuntington Financial Advisors BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 10, 2021Aug 23, 2021
Robert Michael PollettaHuntington Financial Advisors BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2021Aug 2, 2021
Kevin H. MolinaroHuntington Financial Advisors BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 28, 2021Sep 10, 2021 (44 d)
Andrew D. ConleyHuntington Financial Advisors BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 28, 2021Oct 8, 2021 (72 d)
Kara L ElledgeHuntington Financial Advisors BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 16, 2021Jul 27, 2021
Kristine Marie SkomerHuntington Financial Advisors BD affiliatedRussell Capital Management, LLC unclassifiedOtherJul 16, 2021Jul 28, 2021
Andrew Charles ClemensHuntington Financial Advisors BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJun 16, 2021Jun 11, 2021
Michael Ray SchneiderHuntington Financial Advisors BD affiliatedWesbanco Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 14, 2021Jun 25, 2021
Anthony Marlette Jr.Huntington Financial Advisors BD affiliatedBrookside Financial Advisors, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 9, 2021Jun 17, 2021
Clayton Drew IrwinHuntington Financial Advisors BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 9, 2021Jul 21, 2021 (42 d)
Michael Joseph TolleHuntington Financial Advisors BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 19, 2021May 19, 2021
Rachel Renae MonfortHuntington Financial Advisors BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMay 18, 2021May 17, 2021
Stephen J. SmiechowskiHuntington Financial Advisors BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 30, 2021May 18, 2021
Elliott Edward ClarkHuntington Financial Advisors BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 7, 2021Apr 1, 2021
Cynthia Joy RogersHuntington Financial Advisors BD affiliatedOsaic Institutions, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 5, 2021May 4, 2021
Drew KoellerHuntington Financial Advisors BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherMar 30, 2021Apr 15, 2021
Amanda M MyersHuntington Financial Advisors BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 30, 2021Apr 22, 2021
Bradley James FergasonHuntington Financial Advisors BD affiliatedMeridian Capital Management Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 3, 2021Mar 3, 2021
Jason WitkoskiHuntington Financial Advisors BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherFeb 19, 2021Feb 18, 2021
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515 moves match.