DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Foundations Investment Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Joseph PonceFoundations Investment Advisors LLC independent RIAKrilogy independent RIARIA to RIASep 11, 2026Sep 15, 2026
Steven Robert LarsenFoundations Investment Advisors LLC independent RIAHorizon Ridge Advisors L.L.C. state registeredRIA to a state-registered adviserAug 13, 2026May 8, 2026
Andrew G CavasinoFoundations Investment Advisors LLC independent RIAVirtue Capital Management, LLC independent RIARIA to RIAAug 13, 2026Aug 12, 2026
Terek WilsonFoundations Investment Advisors LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 11, 2026Aug 24, 2026
Lashae Maurice McmillanFoundations Investment Advisors LLC independent RIASignal Advisors Wealth, LLC independent RIARIA to RIAJul 1, 2026Jun 30, 2026
Joshua Domagoi CarapinaFoundations Investment Advisors LLC independent RIASignal Advisors Wealth, LLC independent RIARIA to RIAJul 1, 2026Jul 2, 2026
Kermit Dale McgregorFoundations Investment Advisors LLC independent RIASignal Advisors Wealth, LLC independent RIARIA to RIAJun 30, 2026Jun 30, 2026
Cherish Ruby GreyFoundations Investment Advisors LLC independent RIABreiter Wealth Management, LLC no RAUMRIA to a newly registered adviserJun 26, 2026Aug 6, 2026 (41 d)
Joshua Eric ReesmanFoundations Investment Advisors LLC independent RIABreiter Wealth Management, LLC no RAUMRIA to a newly registered adviserJun 25, 2026Jun 26, 2026
Robert Joseph CaldwellFoundations Investment Advisors LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 18, 2026Jul 23, 2026 (35 d)
Gregory Lynn LynchFoundations Investment Advisors LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 18, 2026Jun 17, 2026
Brent Allen WardFoundations Investment Advisors LLC independent RIAAward Financial Group state registeredRIA to a state-registered adviserMay 29, 2026Jun 1, 2026
Richard Derek BradyFoundations Investment Advisors LLC independent RIAHelios Financial Services, LLC state registeredRIA to a state-registered adviserMay 19, 2026Apr 22, 2026
Cynthia Brooks LeeFoundations Investment Advisors LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMay 6, 2026Jul 27, 2026 (82 d)
Michael P. LacyFoundations Investment Advisors LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseApr 20, 2026May 11, 2026
Jonathan Scott O'ReillyFoundations Investment Advisors LLC independent RIALimehouse Wealth Management LLC state registeredRIA to a state-registered adviserApr 17, 2026Jan 29, 2026
Jason SiebertFoundations Investment Advisors LLC independent RIAAdvisor Share Wealth Management, LLC independent RIARIA to RIAApr 16, 2026Apr 20, 2026
Jeffrey Stephen BlockerFoundations Investment Advisors LLC independent RIAAdvisor Share Wealth Management, LLC independent RIARIA to RIAApr 8, 2026Jul 2, 2026 (85 d)
Janet Mohler KnightFoundations Investment Advisors LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAApr 7, 2026Apr 8, 2026
Haidy Wahid EskanderFoundations Investment Advisors LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMar 30, 2026Mar 24, 2026
Luke A LucianoFoundations Investment Advisors LLC independent RIATruist Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2026Apr 9, 2026
Eduardo CalderaFoundations Investment Advisors LLC independent RIARetirement Systems LLC state registeredRIA to a state-registered adviserMar 27, 2026Mar 23, 2026
Amos MadisonFoundations Investment Advisors LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 27, 2026Apr 6, 2026
Kyle John SosciaFoundations Investment Advisors LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 27, 2026Apr 20, 2026
Ryan Robert PitardFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Brendan Shea BayronFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Jacob Aaron GraffFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Jacob CiechonFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Killian Michael DowdFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Samuel Joshua GraffFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Kyle MortimerFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Joanna Esther MartinezFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Christian Robert RoyFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Robert James MarchewkaFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Damien Anthony AutissierFoundations Investment Advisors LLC independent RIAMoney Concepts Advisory Service BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2026May 12, 2026 (69 d)
Kyle Francis LasellaFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors independent RIARIA to RIAMar 4, 2026May 7, 2026 (64 d)
Benjamin HarrisFoundations Investment Advisors LLC independent RIAPurposepath Capital, LLC state registeredRIA to a state-registered adviserMar 3, 2026Apr 1, 2026
Michael FlynnFoundations Investment Advisors LLC independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 20, 2026Apr 14, 2026 (53 d)
Isaac ButlerFoundations Investment Advisors LLC independent RIASyntegra Private Wealth Group LLC independent RIARIA to RIAFeb 20, 2026Feb 23, 2026
Tom Joseph TamuraFoundations Investment Advisors LLC independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAFeb 19, 2026Feb 19, 2026
Jordan Daniel KnapkeFoundations Investment Advisors LLC independent RIAOxford Wealth Group, LLC independent RIARIA to RIAFeb 12, 2026Mar 17, 2026 (33 d)
Steven TurnerFoundations Investment Advisors LLC independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 4, 2026May 1, 2026 (86 d)
Aaron Keith UlrichFoundations Investment Advisors LLC independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankDec 11, 2025Dec 15, 2025
Skylar Douglas AndersonFoundations Investment Advisors LLC independent RIAFlatlands Wealth LLC state registeredRIA to a state-registered adviserDec 11, 2025Dec 16, 2025
Dino DziergasFoundations Investment Advisors LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 20, 2025Dec 22, 2025 (32 d)
Andrew Nathan RojasFoundations Investment Advisors LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2025Dec 23, 2025 (35 d)
Jesse Dean GrutzFoundations Investment Advisors LLC independent RIASignal Advisors Wealth, LLC independent RIARIA to RIANov 12, 2025Nov 13, 2025
Blake Austin OliverFoundations Investment Advisors LLC independent RIAMaripau Wealth Management LLC independent RIARIA to RIANov 11, 2025Nov 14, 2025
Joseph Calvin BeanFoundations Investment Advisors LLC independent RIASimplicity Wealth mixed wealthRIA to RIANov 7, 2025Nov 17, 2025
Nolan Gregory StokesFoundations Investment Advisors LLC independent RIASignal Advisors Wealth, LLC independent RIARIA to RIANov 6, 2025Nov 5, 2025
David LundbergFoundations Investment Advisors LLC independent RIAAwaken Financial Designs LLC state registeredRIA to a state-registered adviserNov 4, 2025Feb 27, 2026 (115 d)
Brennan KimFoundations Investment Advisors LLC independent RIARwm Capital, LLC independent RIARIA to RIAOct 14, 2025Oct 22, 2025
Larry D KloefkornFoundations Investment Advisors LLC independent RIAMarket Investment Group, LLC no RAUMRIA to a newly registered adviserSep 30, 2025Jun 4, 2025
Danny James GoolsbyFoundations Investment Advisors LLC independent RIAMarket Investment Group, LLC no RAUMRIA to a newly registered adviserSep 30, 2025Jun 4, 2025
Douglas C MillerFoundations Investment Advisors LLC independent RIAMarket Investment Group, LLC no RAUMRIA to a newly registered adviserSep 30, 2025Jun 4, 2025
Brandon ChewFoundations Investment Advisors LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 25, 2025Sep 26, 2025
Adam Gregory SchmidtFoundations Investment Advisors LLC independent RIAStrategic Wealth Partners LLC independent RIARIA to RIASep 24, 2025Oct 6, 2025
Gavin James BrownFoundations Investment Advisors LLC independent RIAImpact Retirement Advisors otherOtherSep 22, 2025Oct 14, 2025
Zachary Michael ZagerFoundations Investment Advisors LLC independent RIATriad Wealth Partners, LLC independent RIARIA to RIASep 10, 2025Sep 2, 2025
Cameron Merrill EvansFoundations Investment Advisors LLC independent RIACapital Investment Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 3, 2025Sep 8, 2025
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203 moves match.