DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bok Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Troy Michael Knight-MillerBok Financial Advisors BD affiliatedLake Point Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2019Oct 10, 2019
Zachary Dale ArcherBok Financial Advisors BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJul 16, 2019May 24, 2019
Spencer Moyles BrownBok Financial Advisors BD affiliatedEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 8, 2019Apr 23, 2024 (1751 d)
Joseph Gregory HobbsBok Financial Advisors BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 20, 2019May 2, 2019
Abby Renee HubbleBok Financial Advisors BD affiliatedArvest Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherApr 3, 2019Mar 5, 2019
Zack T. SkinnerBok Financial Advisors BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 19, 2019Feb 28, 2021 (712 d)
Lauren Melissa WilliamsBok Financial Advisors BD affiliatedComerica Securities bank affiliatedOtherJan 30, 2019Jan 23, 2019
Lisa Elaine ShannonBok Financial Advisors BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseOct 3, 2018Apr 28, 2017
Andrew Robert HicksBok Financial Advisors BD affiliatedBok Financial Private Wealth, Inc. otherOtherSep 5, 2018Nov 18, 2016
Bryan Jeffrey KreitzbergBok Financial Advisors BD affiliatedTrue Link Financial Advisors otherOtherSep 4, 2018Feb 16, 2022 (1261 d)
Edward Lowell PlotkinBok Financial Advisors BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherAug 31, 2018Aug 9, 2018
Christopher Jerrod SchroederBok Financial Advisors BD affiliatedArvest Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2018Aug 13, 2018
Aaron J PepinBok Financial Advisors BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2018Jun 18, 2018
John Edward HarrisBok Financial Advisors BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherMay 31, 2018Aug 24, 2018 (85 d)
Joel Kevin HuetBok Financial Advisors BD affiliatedOpen Road Wealth Management, LLC unclassifiedOtherMay 31, 2018Sep 17, 2018 (109 d)
Karen Kristy BurrisBok Financial Advisors BD affiliatedWhite Sand Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMay 31, 2018Oct 9, 2019 (496 d)
Kelly Lynn KarikerBok Financial Advisors BD affiliatedWhite Sand Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMay 31, 2018Apr 5, 2022 (1405 d)
Julie Ann FloresBok Financial Advisors BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 21, 2018Jun 19, 2018
Justin Thomas VandegriffBok Financial Advisors BD affiliatedMra Associates independent RIAAffiliated broker-dealer or bank to independent RIAMay 8, 2018Jun 11, 2018 (34 d)
Vickie Sue WiseBok Financial Advisors BD affiliatedHilltop Securities Inc. otherOtherApr 20, 2018Mar 23, 2018
Ronnie Carrol DavisBok Financial Advisors BD affiliatedHilltop Securities Inc. otherOtherApr 20, 2018Mar 23, 2018
Forrest Alten PinkertonBok Financial Advisors BD affiliatedTolleson Private Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAApr 9, 2018May 28, 2021 (1145 d)
Barbara J GibbonsBok Financial Advisors BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseApr 4, 2018May 14, 2018 (40 d)
Peter Joshua WallBok Financial Advisors BD affiliatedTrue Link Financial Advisors asset managerOtherApr 4, 2018Feb 14, 2019 (316 d)
Fenny JieBok Financial Advisors BD affiliatedBok Financial Private Wealth, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 4, 2018Feb 1, 2024 (2129 d)
Dan David SeedsBok Financial Advisors BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 12, 2018Apr 17, 2018 (36 d)
Nathan Cole GoodmanBok Financial Advisors BD affiliatedFamily Investment Center otherOtherJan 29, 2018Feb 7, 2018
David Reid PringleBok Financial Advisors BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2017Dec 8, 2017
Matthew McguireBok Financial Advisors otherEdward Jones national BDOtherOct 30, 2017Oct 6, 2017
James Cole WatsonBok Financial Advisors otherWells Fargo Advisors wirehouseOtherOct 23, 2017Sep 26, 2017
Michael Douglas GleasonBok Financial Advisors otherSignator Investors, Inc. otherOtherSep 11, 2017Aug 18, 2017
James Robert ColeBok Financial Advisors otherFirst Horizon Advisors, Inc otherOtherAug 15, 2017Aug 9, 2017
John Mark JohnstonBok Financial Advisors otherWells Fargo Advisors wirehouseOtherJul 17, 2017Jul 5, 2017
Craig Alan CanardBok Financial Advisors otherWells Fargo Advisors wirehouseOtherJul 17, 2017Jun 30, 2017
Nicholas Greene DenickeBok Financial Advisors otherRBC Capital Markets, LLC national BDOtherJun 1, 2017Jul 9, 2018 (403 d)
Samuel Cowan PriceBok Financial Advisors otherWells Fargo Advisors wirehouseOtherMay 17, 2017May 1, 2017
Nathan ThomasBok Financial Advisors otherJ.P. Morgan Securities LLC wirehouseOtherMay 17, 2017May 8, 2017
Jason Michael AldersonBok Financial Advisors otherKestra Advisory Services, LLC otherOtherApr 21, 2017Apr 5, 2017
Anthony Lee AllbrightBok Financial Advisors otherPnc Managed Account Solutions, Inc. otherOtherApr 3, 2017Apr 5, 2017
Salomon LahanaBok Financial Advisors otherPnc Managed Account Solutions, Inc. otherOtherMar 17, 2017May 2, 2017 (46 d)
Kelcy T FloresBok Financial Advisors otherCapital Advisors, Inc. independent RIAOtherJan 23, 2017Apr 10, 2018 (442 d)
Jude Vincent GleasonBok Financial Advisors otherRedw Wealth LLC independent RIAOtherNov 7, 2016Sep 21, 2021 (1779 d)
Mathew Philip OfmanBok Financial Advisors otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 25, 2016Nov 4, 2016
Catherine Lee DunnBok Financial Advisors otherCavanal Hill Investment Management, Inc. otherOtherSep 30, 2016Jul 15, 2025 (3210 d)
Darrell Ward JayroeBok Financial Advisors otherInspire Investing, LLC otherOtherSep 20, 2016Nov 17, 2016 (58 d)
James Jake MortonBok Financial Advisors otherWells Fargo Advisors wirehouseOtherSep 16, 2016Aug 19, 2016
David Vaughn ThomasBok Financial Advisors otherCetera Advisor Networks LLC otherOtherSep 15, 2016Aug 16, 2016
Elizabeth S KramerBok Financial Advisors otherWebsterrogers Financial Advisors, LLC otherOtherAug 24, 2016Sep 28, 2016 (35 d)
Carrie Jo SteinertBok Financial Advisors otherPruco Securities, LLC otherOtherAug 3, 2016Aug 16, 2016
Timothy Matthew MurphyBok Financial Advisors otherWells Fargo Advisors wirehouseOtherJul 28, 2016Jul 11, 2016
Desi G BerryBok Financial Advisors otherNorthern Trust Investments, Incorporated otherOtherJul 19, 2016Jan 23, 2017 (188 d)
Joel RietveldBok Financial Advisors otherNorthwestern Mutual Investment Services,LLC no RAUMOtherJul 6, 2016Aug 2, 2016
Justin Miles McdannaldBok Financial Advisors otherLPL Financial LLC otherOtherJun 24, 2016Jun 24, 2016
Trevor Keane HarrisBok Financial Advisors otherSonas Financial Group, Inc. otherOtherJun 8, 2016Jun 28, 2016
Richard Christopher SalmenBok Financial Advisors otherNorthern Financial Advisors, Inc independent RIAOtherMay 26, 2016Aug 1, 2016 (67 d)
Benjamin Karl GarciaBok Financial Advisors otherU.S. Bancorp Investments, Inc. otherOtherApr 28, 2016Mar 31, 2016
Graham Edward MacneillBok Financial Advisors otherNfsg Corporation otherOtherApr 19, 2016Mar 1, 2017 (316 d)
Cherie Jean JollyBok Financial Advisors otherCavanal Hill Investment Management, Inc. otherOtherMar 31, 2016Feb 27, 2014
Valerie Jean ZwostaBok Financial Advisors otherWells Fargo Advisors wirehouseOtherDec 10, 2015Dec 4, 2015
Katharine Post WagnerBok Financial Advisors otherDiversified Portfolios, Inc. otherOtherSep 3, 2015Nov 4, 2015 (62 d)
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174 moves match.