DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Quincy Mason | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 29, 2025 | Apr 8, 2025 (69 d) |
| Gina Rogers | Thrivent Investment Management Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Apr 8, 2026 (435 d) |
| John Shane Knoernschild | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Jan 27, 2025 |
| Sandeep Merneedi | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 27, 2025 | Feb 21, 2025 |
| Bradley S Strickland | Thrivent Investment Management Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Feb 19, 2025 |
| Jennifer Rebekka Moston | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Jan 17, 2025 |
| Tia D Moore | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2024 | Oct 8, 2025 (281 d) |
| Jacob Schatz | Thrivent Investment Management Inc. BD affiliated | Intentgen Financial Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 26, 2024 | May 18, 2026 (508 d) |
| Ryan James Pramberg | Thrivent Investment Management Inc. BD affiliated | Stevens Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2024 | Jan 30, 2025 (35 d) |
| Dominic Schultz Boggio | Thrivent Investment Management Inc. BD affiliated | Gradient Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2024 | Mar 3, 2025 (70 d) |
| Jamie Stoneking | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Jan 9, 2025 |
| Dylan Sean Dennis | Thrivent Investment Management Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Jan 24, 2025 (35 d) |
| Alec August Engman | Thrivent Investment Management Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2024 | Jan 2, 2025 |
| Adam Christian Gottschalk | Thrivent Investment Management Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2024 | Jul 20, 2026 (585 d) |
| Ernest Leanard Allen | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2024 | Dec 12, 2024 |
| Nathan Amos | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Dec 9, 2024 |
| Stephen Harms | Thrivent Investment Management Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | May 19, 2025 (175 d) |
| Cameron Bernicki | Thrivent Investment Management Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Feb 26, 2026 (463 d) |
| Silk Hedges | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Dec 16, 2024 |
| Tabbatha Marie Manning | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Feb 12, 2025 (85 d) |
| Alicia Anne Kelley | Thrivent Investment Management Inc. BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2024 | Nov 19, 2024 |
| John Zastrow | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2024 | Nov 22, 2024 |
| Shanda Swinehart | Thrivent Investment Management Inc. BD affiliated | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Feb 11, 2025 (92 d) |
| Donald Ray Vick | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2024 | Nov 21, 2024 |
| Bobby Emmett | Thrivent Investment Management Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2024 | Nov 14, 2024 |
| Leigh Anne Strickland | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 2, 2024 | Apr 23, 2025 (172 d) |
| Michael Brooks | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 29, 2024 | Dec 18, 2024 (50 d) |
| Les Eisel | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Nov 18, 2024 |
| Mouhammad R Ouedraogo | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 24, 2024 | Nov 14, 2024 |
| Jacob Mccue | Thrivent Investment Management Inc. BD affiliated | Secured Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2024 | Oct 28, 2024 |
| Ryan James Spiering | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 18, 2024 |
| Nathan Matthews | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 14, 2024 |
| Lisa Kennedy | Thrivent Investment Management Inc. BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 10, 2024 | Jan 13, 2025 (95 d) |
| Riley Keltner | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Nov 20, 2024 (47 d) |
| Heather Ferris | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 2, 2024 |
| James D Stone | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2024 | Jan 13, 2025 (104 d) |
| Edugie Jennifer Ekuase | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2024 | Oct 18, 2024 |
| Kenec S Elvir-Corrales | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 23, 2024 | Nov 19, 2024 (57 d) |
| Anatoliy Lutsik | Thrivent Investment Management Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Sep 20, 2024 | Aug 12, 2025 (326 d) |
| Jacob Hoffacker | Thrivent Investment Management Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Oct 2, 2024 |
| Trent Shawn Fischer | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 12, 2024 |
| Erik Fischer | Thrivent Investment Management Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Mar 13, 2026 (542 d) |
| Brian Mcgillin | Thrivent Investment Management Inc. BD affiliated | Betterment independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2024 | Jan 30, 2026 (501 d) |
| Alexander Mclean Stoner | Thrivent Investment Management Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Sep 30, 2025 (382 d) |
| Benjamin Daniel Rones | Thrivent Investment Management Inc. BD affiliated | R & R Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 9, 2024 | Sep 17, 2024 |
| Stefan Collins Christensen | Thrivent Investment Management Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 4, 2024 |
| Joshua Nuffer | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Jan 31, 2025 (150 d) |
| Patrick Rodger Olsen | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Sep 24, 2024 |
| Laura Buu | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Sep 20, 2024 |
| Shelby Leigh Budzeak | Thrivent Investment Management Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Oct 28, 2024 (62 d) |
| William J Carver | Thrivent Investment Management Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2024 | Jun 6, 2025 (284 d) |
| Martin Lastrina | Thrivent Investment Management Inc. BD affiliated | New York Life Investment Management LLC asset manager | Other | Aug 20, 2024 | Jan 5, 2026 (503 d) |
| Dylan Koenig | Thrivent Investment Management Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Apr 21, 2025 (244 d) |
| Brian Baer | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2024 | Jul 23, 2025 (337 d) |
| Frank Joseph Uxa | Thrivent Investment Management Inc. BD affiliated | Compak Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2024 | Aug 27, 2024 |
| Karl A Kosk Fischer De Rosa Cruz | Thrivent Investment Management Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2024 | Aug 16, 2024 |
| Bryan Robert Smith | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Aug 9, 2024 |
| Anthony J Mason | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Feb 14, 2025 (189 d) |
| Jerel Gadberry | Thrivent Investment Management Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Aug 14, 2024 |
| Nathaniel Mayes | Thrivent Investment Management Inc. BD affiliated | Midwestern Securities Trading Co.,LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Aug 19, 2024 |
1,855 moves match.