DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Advice And Planning Services

1,609 moves
AdvisorFromToTypeLeftRegistered
Marcus JohnsonAdvice And Planning Services otherLPL Financial LLC independent RIAOtherJul 27, 2017Nov 29, 2018 (490 d)
Abryn NealAdvice And Planning Services otherJ.P. Morgan Securities LLC wirehouseOtherJul 5, 2017Aug 11, 2017 (37 d)
Colette M GunhusAdvice And Planning Services otherAmeriprise Financial Services, LLC national BDOtherJun 23, 2017Jul 10, 2017
Brock David CooperAdvice And Planning Services otherMorgan Stanley wirehouseOtherJun 23, 2017Aug 12, 2017 (50 d)
Daniel Jessei ArosteguiAdvice And Planning Services otherCharles Schwab & Co., Inc. national BDOtherJun 22, 2017Sep 12, 2017 (82 d)
Heidi Noelle WilsonAdvice And Planning Services otherBancwest Investment Services, Inc. (Bwis) otherOtherJun 19, 2017Jul 20, 2017 (31 d)
Luke Jeffrey NietzAdvice And Planning Services otherRaymond James & Associates, Inc. national BDOtherJun 19, 2017Aug 14, 2019 (786 d)
Anna PerassoAdvice And Planning Services otherJ.P. Morgan Securities LLC wirehouseOtherJun 15, 2017Jun 28, 2017
Steven SchleupnerAdvice And Planning Services otherOne Day In July LLC independent RIAOtherJun 13, 2017Mar 18, 2019 (643 d)
Scott Larson CollinsAdvice And Planning Services otherUBS Financial Services Inc. wirehouseOtherJun 12, 2017Jun 20, 2017
Catherine A JohnsonAdvice And Planning Services otherEdward Jones national BDOtherJun 12, 2017Oct 16, 2017 (126 d)
Ryan David AshleyAdvice And Planning Services otherMai Capital Management, LLC otherOtherJun 1, 2017Jul 10, 2017 (39 d)
Sean K HeslinAdvice And Planning Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 24, 2017May 30, 2017
Gian Mariano DeguzmanAdvice And Planning Services otherScottrade Investment Management otherOtherMay 24, 2017May 19, 2017
Michael TynanAdvice And Planning Services otherOppenheimer & Co. Inc. otherOtherMay 24, 2017Aug 7, 2017 (75 d)
John Courtney QuinlanAdvice And Planning Services otherCharles Schwab & Co., Inc. national BDOtherMay 17, 2017Jun 2, 2017
Elizabeth NamAdvice And Planning Services otherMorgan Stanley wirehouseOtherMay 8, 2017Jan 17, 2019 (619 d)
Ryan Timothy MunroeAdvice And Planning Services otherVersant Capital Management, Inc. independent RIAOtherMay 4, 2017Dec 2, 2019 (942 d)
Robert Evans LorelliAdvice And Planning Services otherCetera Investment Advisers LLC BD affiliatedOtherMay 1, 2017May 21, 2018 (385 d)
Phillip RistauAdvice And Planning Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 27, 2017Jun 8, 2017 (42 d)
Steven Scott LelandAdvice And Planning Services otherLearnvest Planning Services, LLC no RAUMOtherApr 14, 2017Aug 9, 2017 (117 d)
Joseph Paul ChalifouxAdvice And Planning Services otherCitizens Securities, Inc. otherOtherApr 14, 2017Apr 12, 2017
Douglas MarlowAdvice And Planning Services otherCuso Financial Services, L.P. BD affiliatedOtherApr 12, 2017Feb 5, 2018 (299 d)
William D HennesseyAdvice And Planning Services otherCharles Schwab & Co., Inc. national BDOtherApr 12, 2017Sep 4, 2018 (510 d)
Thomas Robert KruegerAdvice And Planning Services otherCl Wealth Management LLC BD affiliatedOtherApr 6, 2017May 29, 2018 (418 d)
Shannon OstinelliAdvice And Planning Services otherLPL Financial LLC otherOtherApr 6, 2017May 4, 2017
Peter Ivan DierksAdvice And Planning Services otherUBS Financial Services Inc. wirehouseOtherApr 5, 2017Jul 18, 2017 (104 d)
Frederick George SchoenfeldAdvice And Planning Services otherEquitable Advisors, LLC national BDOtherApr 5, 2017Sep 22, 2017 (170 d)
Placido John RodriguezAdvice And Planning Services otherComerica Securities otherOtherMar 28, 2017Jun 20, 2017 (84 d)
Vijaylakshmi ShettyAdvice And Planning Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 27, 2017Jun 30, 2017 (95 d)
Jacob Daniel DuboseAdvice And Planning Services otherPersonal Capital Advisors Corporation otherOtherMar 24, 2017Jun 21, 2017 (89 d)
William Richard MahoneyAdvice And Planning Services otherLPL Financial LLC otherOtherMar 23, 2017May 15, 2017 (53 d)
Rebecca Lynn ClauerAdvice And Planning Services otherNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 15, 2017May 4, 2017 (50 d)
Reed R HogueAdvice And Planning Services otherAllstate Financial Advisors, LLC no RAUMOtherMar 14, 2017Jun 7, 2017 (85 d)
Thomas William MooneyAdvice And Planning Services otherCreative Planning otherOtherMar 14, 2017Apr 3, 2017
Christian YossAdvice And Planning Services otherUnited Capital Financial Advisors otherOtherMar 9, 2017Mar 3, 2017
Nathan John OstertagAdvice And Planning Services otherAmeriprise Financial Services, LLC national BDOtherMar 9, 2017Mar 20, 2017
Michael Brent BurokerAdvice And Planning Services otherSchwab Wealth Advisory, Inc. otherOtherMar 9, 2017Mar 15, 2017
Kaye Haverstock TahilianiAdvice And Planning Services otherWillingdon Wealth Management LLC otherOtherMar 9, 2017Mar 7, 2017
Kenneth C. PetrashekAdvice And Planning Services otherFrontier Investment Management Co otherOtherMar 3, 2017Mar 8, 2017
Robert Michael BruzikAdvice And Planning Services otherBb&T Securities, LLC otherOtherJan 18, 2017Mar 16, 2018 (422 d)
Stephen A WestonAdvice And Planning Services otherLPL Financial LLC BD affiliatedOtherJan 12, 2017Dec 19, 2023 (2532 d)
Dong HahnAdvice And Planning Services otherEdward Jones national BDOtherJan 11, 2017Mar 12, 2018 (425 d)
Jaret Lee TidwellAdvice And Planning Services otherCreative Planning otherOtherJan 9, 2017Jan 11, 2017
Matthew Donald AndersonAdvice And Planning Services otherNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 9, 2017Jan 30, 2017
Brad Kevin PinterAdvice And Planning Services otherTruist Advisory Services, Inc. otherOtherDec 23, 2016Jun 1, 2017 (160 d)
Brian MarmarAdvice And Planning Services otherPnc Wealth Management otherOtherDec 2, 2016Aug 31, 2017 (272 d)
William K ChaoAdvice And Planning Services otherSpire Wealth Management, LLC otherOtherDec 2, 2016Dec 6, 2016
Samuel PegueroAdvice And Planning Services otherStrategic Advisers LLC national BDOtherNov 16, 2016Dec 6, 2016
Megan Kathleen HammannAdvice And Planning Services otherCassady Schiller Wealth Management, LLC independent RIAOtherNov 10, 2016Sep 29, 2020 (1419 d)
Justine Chin WalkerAdvice And Planning Services otherNuveen Asset Management, LLC otherOtherNov 10, 2016Jan 4, 2017 (55 d)
Jeffrey Wade GonzalesAdvice And Planning Services otherWells Fargo Advisors wirehouseOtherNov 7, 2016Jan 31, 2020 (1180 d)
Joe ValiquetteAdvice And Planning Services otherTd Ameritrade Investment Management, LLC otherOtherNov 7, 2016May 16, 2017 (190 d)
Thadius BeaversAdvice And Planning Services otherCapital One Advisors, LLC otherOtherOct 28, 2016Nov 15, 2016
Ryan Scott OrnellasAdvice And Planning Services otherWestshore Wealth independent RIAOtherOct 26, 2016Jan 1, 2026 (3354 d)
Michael J GalvinAdvice And Planning Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 21, 2016Dec 6, 2016 (46 d)
Matthew J PetersAdvice And Planning Services otherNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 20, 2016Apr 6, 2017 (168 d)
Muata Rikondja MahluliAdvice And Planning Services otherCharles Schwab & Co., Inc. national BDOtherOct 12, 2016Nov 17, 2016 (36 d)
Andrew Christopher HeigesAdvice And Planning Services otherT. Rowe Price Advisory Services, Inc. no RAUMOtherOct 11, 2016Jan 12, 2017 (93 d)
Kevin Jay HuffAdvice And Planning Services otherVanguard Advisers, Inc. otherOtherOct 11, 2016Mar 8, 2017 (148 d)
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