DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Anthony Lacey | Osaic Wealth, Inc. BD affiliated | Pacific Point Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2026 | Jan 9, 2026 |
| Christian Tague | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 8, 2026 | Jan 12, 2026 |
| Matthew John Boehm | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 2, 2026 |
| Joshua Patrick Edmonds | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 2, 2026 |
| Roger Harlan Eth | Osaic Wealth, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Jan 2, 2026 |
| Wayne D Green | Osaic Wealth, Inc. BD affiliated | Kcd Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 27, 2026 |
| Brooke Jayson Bowerman | Osaic Wealth, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 2, 2026 |
| Donald Ray Lilly | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 2, 2026 |
| Jennifer Lyn Groholski | Osaic Wealth, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 12, 2026 |
| Maxwell Chi Kiely | Osaic Wealth, Inc. BD affiliated | Red Oak Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Feb 6, 2026 (45 d) |
| Tyler Nicholas Broek | Osaic Wealth, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2025 | Dec 18, 2025 |
| Christina Lynn Bilenler | Osaic Wealth, Inc. BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2025 | Dec 22, 2025 |
| Scott William Blaney | Osaic Wealth, Inc. BD affiliated | Secure Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2025 | Jan 20, 2026 (33 d) |
| Brady Brandt | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Jan 12, 2026 |
| Clark Alan Hurst | Osaic Wealth, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Mar 10, 2026 (82 d) |
| Zachary Ryan Bass | Osaic Wealth, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Jan 20, 2026 (34 d) |
| Matthew Michael Nordmann | Osaic Wealth, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Dec 11, 2025 |
| Scott David Morrison | Osaic Wealth, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Dec 11, 2025 |
| Timothy Lane Johnston | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Apr 29, 2025 |
| Dennis Ray Horr | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Dec 8, 2025 |
| Ryan Patrick Hoover | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Dec 8, 2025 |
| Benjamin Robert Bernard | Osaic Wealth, Inc. BD affiliated | Ascent Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 12, 2025 | Dec 10, 2025 |
| Jared Michael Holt | Osaic Wealth, Inc. BD affiliated | Ascent Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 12, 2025 | Dec 10, 2025 |
| Matthew Joseph Lenhardt | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Jan 1, 2026 |
| Christopher Jon Bloch | Osaic Wealth, Inc. BD affiliated | Ascent Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 12, 2025 | Dec 10, 2025 |
| John Christopher Roy Andrews | Osaic Wealth, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2025 | Dec 5, 2025 |
| Karly Witte | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Jan 9, 2026 |
| James Peter Muchard | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Dec 5, 2025 |
| Jeffrey George Muchard | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Dec 5, 2025 |
| Elizabeth Grace Yeo | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Dec 1, 2025 |
| Brian Alan Schrader | Osaic Wealth, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 9, 2025 | Jan 5, 2026 |
| Ryan Jeffrey Muchard | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Dec 5, 2025 |
| Lonnie Gordon Ogulnick | Osaic Wealth, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2025 | Dec 11, 2025 |
| Michael John Williams | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Dec 1, 2025 |
| Lisa Palmer Dickholtz | Osaic Wealth, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2025 | Jan 15, 2026 (41 d) |
| Gail Segal Elmore | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Dec 1, 2025 |
| Bruce Alan Horvitz | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 2, 2025 |
| Scott David Kinderman | Osaic Wealth, Inc. BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Feb 5, 2026 (63 d) |
| Joanne Sturgill | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2025 | Dec 1, 2025 |
| Samuel Branch Laneave | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 2, 2025 |
| Spencer William Rand | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 2, 2025 |
| Travis Colton Vollmering | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 4, 2025 |
| Colette F Knobeloch | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Nov 26, 2025 |
| Sarah S Johnson | Osaic Wealth, Inc. BD affiliated | Optivise Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Feb 4, 2026 (62 d) |
| Cynthia Schollard | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 1, 2025 |
| Robert Christopher Barthen | Osaic Wealth, Inc. BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2025 | Dec 5, 2025 |
| Gregory Joseph Blank | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 1, 2025 |
| Andrew William Moulton | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 2, 2025 |
| Donald Scott Penn | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 1, 2025 |
| Timothy Abner Johnston | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 1, 2025 |
| Nicola S Nichol | Osaic Wealth, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2025 | Dec 12, 2025 |
| Marian Crawford | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 1, 2025 |
| Ronald Lee Smith | Osaic Wealth, Inc. BD affiliated | Chief Advisors Corp state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 2, 2025 | Dec 1, 2025 |
| Seth Bradley Fulton | Osaic Wealth, Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2025 | Nov 25, 2025 |
| William David Bertran | Osaic Wealth, Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Nov 25, 2025 |
| Eric Michael Dawson | Osaic Wealth, Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Nov 25, 2025 |
| Tyler Paul Dawson | Osaic Wealth, Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Nov 25, 2025 |
| Matthew David Arkfeld | Osaic Wealth, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Dec 3, 2025 |
| Benjamin Rasmussen | Osaic Wealth, Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Nov 25, 2025 |
| Melissa Bergeron | Osaic Wealth, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Nov 25, 2025 | May 30, 2026 (186 d) |
2,262 moves match.