DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bankers Life Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Earl Harsh | Bankers Life Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2022 | May 4, 2022 |
| Jose Miguel Hernandez-Gomez | Bankers Life Advisory Services, Inc. BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2022 | Jun 6, 2023 (421 d) |
| Diavante Jamario Brown | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Apr 1, 2022 |
| Brian M Benatovich | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2022 | Mar 28, 2022 |
| Devon Kenneth Alber | Bankers Life Advisory Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2022 | Apr 4, 2022 |
| Katalin Annamaria Jambor | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2022 | Mar 28, 2022 |
| Stalin Tita Miki | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2022 | Mar 22, 2022 |
| Mary Goldschmidt Wheeler | Bankers Life Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 14, 2022 | Jun 13, 2022 (91 d) |
| Kyle R Gabehart | Bankers Life Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 15, 2022 | Mar 16, 2022 |
| Kimberly Prince Loney | Bankers Life Advisory Services, Inc. BD affiliated | Royal Fund Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2022 | Feb 9, 2022 |
| Jai Prabakaran | Bankers Life Advisory Services, Inc. BD affiliated | Archer Investment Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2022 | Jan 3, 2024 (699 d) |
| Reece Allen Chlumsky | Bankers Life Advisory Services, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2022 | Feb 17, 2022 |
| Larry Earl Swinson | Bankers Life Advisory Services, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2022 | Jan 7, 2022 |
| Kristopher W Dennis | Bankers Life Advisory Services, Inc. BD affiliated | Empower Advisory Group, LLC other | Other | Dec 26, 2021 | Jan 11, 2022 |
| David E Woods | Bankers Life Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2021 | Dec 24, 2021 (42 d) |
| Deny Delgadillo | Bankers Life Advisory Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2021 | Mar 23, 2022 (138 d) |
| Cole Miles Erickson | Bankers Life Advisory Services, Inc. BD affiliated | Beacon Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2021 | Jan 4, 2024 (790 d) |
| Noah Benjamin Winstead | Bankers Life Advisory Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2021 | Nov 19, 2021 |
| Mary Laase | Bankers Life Advisory Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2021 | Nov 24, 2021 (49 d) |
| William Chase Mccormick | Bankers Life Advisory Services, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2021 | Aug 26, 2021 |
| Jeffrey Hakes | Bankers Life Advisory Services, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2021 | Jun 27, 2022 (284 d) |
| Adam Keith Slaughter | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2021 | Aug 25, 2021 |
| Richard Henry Singletary | Bankers Life Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 19, 2021 | May 3, 2024 (988 d) |
| Collin Patrick Crowell | Bankers Life Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Aug 2, 2021 |
| Richard Gerald Carroll | Bankers Life Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 19, 2021 | Dec 3, 2021 (137 d) |
| Sarah Carol Fowler | Bankers Life Advisory Services, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2021 | Nov 29, 2021 (133 d) |
| Joshua Mansfield | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Nov 2, 2021 (130 d) |
| Christian Frederick Laase | Bankers Life Advisory Services, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 9, 2021 |
| Chris David Breeden | Bankers Life Advisory Services, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2021 | Jun 24, 2021 |
| Charles Edward Howell | Bankers Life Advisory Services, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2021 | Jun 4, 2021 |
| Jennifer Rose Damme | Bankers Life Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 21, 2021 | May 28, 2021 |
| Katrina Denise Jones | Bankers Life Advisory Services, Inc. BD affiliated | Mesirow Financial Investment Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 25, 2021 | May 7, 2021 |
| Adam Kenneth Skitol | Bankers Life Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 5, 2021 | May 7, 2021 |
| Elaine Mooney | Bankers Life Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 27, 2021 | Apr 26, 2021 |
| Sherry Faye Bogus | Bankers Life Advisory Services, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2021 | Apr 29, 2021 |
| Amy L Ciesielka | Bankers Life Advisory Services, Inc. BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2021 | May 11, 2021 |
| Jordan Andrew Milani | Bankers Life Advisory Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2021 | Mar 18, 2021 |
| William Justin Nichols | Bankers Life Advisory Services, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2021 | May 5, 2021 (44 d) |
| Jacob Jeffery Klocek | Bankers Life Advisory Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2021 | May 17, 2021 (56 d) |
| Michael A Drooby | Bankers Life Advisory Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2021 | Apr 5, 2021 |
| Thomas Henry Brazier | Bankers Life Advisory Services, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2021 | Apr 12, 2021 |
| Eduardo Ali Garcia-Ona | Bankers Life Advisory Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2021 | Mar 1, 2021 |
| Martha Ann Spano | Bankers Life Advisory Services, Inc. BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Feb 16, 2021 | Jun 6, 2022 (475 d) |
| Zachary Fischer | Bankers Life Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 16, 2021 | Mar 4, 2021 |
| Chad William Lively | Bankers Life Advisory Services, Inc. BD affiliated | Touchstone Advisors Inc asset manager | Other | Feb 16, 2021 | Mar 3, 2021 |
| Robert Thomas Blake | Bankers Life Advisory Services, Inc. BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2021 | Jan 26, 2021 |
| Francine Gray | Bankers Life Advisory Services, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2021 | Mar 8, 2021 (40 d) |
| Austin Thomas Nelms | Bankers Life Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2021 | Feb 11, 2021 |
| Mahyar Mohammadzadeh | Bankers Life Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Dec 17, 2020 |
| Julio E Levisohn | Bankers Life Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Oct 19, 2021 (305 d) |
| Joshua Yoonkun Jun | Bankers Life Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2020 | Feb 11, 2021 (59 d) |
| James Paul Lesniewski | Bankers Life Advisory Services, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2020 | Nov 30, 2020 |
| Joseph M Norton | Bankers Life Advisory Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2020 | Nov 5, 2020 |
| Brett Michael Maggard | Bankers Life Advisory Services, Inc. BD affiliated | Prime Capital Financial other | Other | Oct 5, 2020 | Nov 2, 2020 |
| James Thomas Beyer | Bankers Life Advisory Services, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2020 | Sep 22, 2020 |
| Todd Michael Robbins | Bankers Life Advisory Services, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2020 | Aug 7, 2020 |
| Robin Lynn Kagan | Bankers Life Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Oct 6, 2020 |
| Matthew Jerry Ferguson | Bankers Life Advisory Services, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2020 | Aug 14, 2020 |
| Melissa Laura Cournyer | Bankers Life Advisory Services, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2020 | Aug 21, 2020 |
| Joseph B Kindig | Bankers Life Advisory Services, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2020 | Mar 4, 2021 (213 d) |
226 moves match.