DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Command Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stefan Edwin AndrewsFirst Command Advisory Services BD affiliatedOsaic Fa, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2022Dec 19, 2022
Daniel Stewart WestubaFirst Command Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2022Dec 9, 2022
Andrew Lamar VasquezFirst Command Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2022Dec 9, 2022
Christian Andrew DatuFirst Command Advisory Services BD affiliatedCuso Financial Services, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherDec 6, 2022Jan 9, 2023 (34 d)
Benjamin Dwayne SmithFirst Command Advisory Services BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseNov 21, 2022Nov 21, 2022
James Raymond ConnerFirst Command Advisory Services BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherNov 17, 2022Dec 12, 2022
Carly Kathryn MccartyFirst Command Advisory Services BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIANov 17, 2022Jan 3, 2023 (47 d)
Tabitha Mugabi JacksonFirst Command Advisory Services BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseNov 17, 2022Dec 1, 2022
Patrick W MillerFirst Command Advisory Services BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherNov 9, 2022Jul 26, 2023 (259 d)
Alex Gordon HillFirst Command Advisory Services BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 9, 2022Oct 11, 2022
Benjamin David GradFirst Command Advisory Services BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherOct 21, 2022Sep 23, 2022
Savannah Cheri ForsterFirst Command Advisory Services BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseOct 21, 2022Sep 30, 2022
Shavona Latrisse FloydFirst Command Advisory Services BD affiliatedOsaic Fs, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 19, 2022Mar 23, 2023 (155 d)
Rachel JohnsonFirst Command Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2022Dec 16, 2022 (58 d)
Jena Lynn AnnicelliFirst Command Advisory Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 19, 2022Nov 17, 2022
Jason Edward RodriguezFirst Command Advisory Services BD affiliatedThrivent Investment Management Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 17, 2022Jun 9, 2023 (235 d)
Shanel Sarah DubiqueFirst Command Advisory Services BD affiliatedCuso Financial Services, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherOct 13, 2022Sep 26, 2022
Janet A. DettleFirst Command Advisory Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 13, 2022Oct 28, 2022
Ross Edward MortensenFirst Command Advisory Services BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2022Oct 10, 2022
Christopher David LeeFirst Command Advisory Services BD affiliatedOsaic Fs, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 3, 2022Oct 4, 2022
Michael R CordreyFirst Command Advisory Services BD affiliatedT. Rowe Price Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2022Dec 19, 2022 (77 d)
Andrea MayFirst Command Advisory Services BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherOct 3, 2022Sep 9, 2022
Darryle Joseph GrimesFirst Command Advisory Services BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 27, 2022Sep 23, 2022
Raymond Kenneth ElderdFirst Command Advisory Services BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherSep 19, 2022Aug 19, 2022
Savanna Marie BrownFirst Command Advisory Services BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 19, 2022Sep 30, 2022
Lawrence LagudFirst Command Advisory Services BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2022Nov 21, 2022 (70 d)
Seneca Nicole ClarkeFirst Command Advisory Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2022Feb 11, 2023 (156 d)
Lenen Scott SandyFirst Command Advisory Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 6, 2022Nov 23, 2022 (78 d)
Javier VilarchaoFirst Command Advisory Services BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 6, 2022Jan 5, 2023 (121 d)
Frank BorjaFirst Command Advisory Services BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 1, 2022Sep 27, 2022
Mark Thomas LockhartFirst Command Advisory Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2022Jul 10, 2024 (678 d)
Shemilore Gbenga OguntoyeFirst Command Advisory Services BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 31, 2022Nov 21, 2022 (82 d)
Christopher MillsFirst Command Advisory Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2022Dec 5, 2022 (101 d)
Christopher Francis MendozaFirst Command Advisory Services BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 22, 2022Dec 12, 2022 (112 d)
Charles Richard VietzenFirst Command Advisory Services BD affiliatedStride Investments, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2022Sep 22, 2022 (62 d)
Sherri JanniseFirst Command Advisory Services BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherJul 11, 2022Jul 25, 2022
Avel ElizondoFirst Command Advisory Services BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 11, 2022Aug 22, 2022 (42 d)
Terrance Lemar HayesFirst Command Advisory Services BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherJun 27, 2022Oct 21, 2025 (1212 d)
Kelly KnightFirst Command Advisory Services BD affiliatedCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2022Jun 14, 2022
Francis Dale LeidingerFirst Command Advisory Services BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2022Jan 3, 2023 (207 d)
Ryan WatsonFirst Command Advisory Services BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAJun 10, 2022Jun 15, 2022
Kimberly Marie QuickFirst Command Advisory Services BD affiliatedEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 7, 2022Dec 9, 2022 (185 d)
Joseph E SimonFirst Command Advisory Services BD affiliatedGood Life Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2022May 5, 2022
Ira Denard LambethFirst Command Advisory Services BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2022Jul 14, 2022 (43 d)
James Larkin BraxtonFirst Command Advisory Services BD affiliatedThrivent Investment Management Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 3, 2022Aug 22, 2022 (111 d)
Omar AguilarFirst Command Advisory Services BD affiliatedBlue Ladder Financial Planning, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 3, 2022Apr 28, 2022
Curtis Earl KuetemeyerFirst Command Advisory Services BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 3, 2022Jan 24, 2025 (997 d)
Lance David PerryFirst Command Advisory Services BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 7, 2022May 3, 2022
Barbara Jean DoyneFirst Command Advisory Services BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 1, 2022Apr 11, 2022
Kimberly PetersonFirst Command Advisory Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 22, 2022Aug 17, 2023 (513 d)
Jaymi Lee DragonettiFirst Command Advisory Services BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 21, 2022Jun 24, 2022 (95 d)
Sabrina Z HayesFirst Command Advisory Services BD affiliatedOsaic Fs, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2022Mar 7, 2022
Susan OwensFirst Command Advisory Services BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 7, 2022Sep 16, 2022 (193 d)
Arlene Joan BursonFirst Command Advisory Services BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherMar 1, 2022Feb 22, 2022
Mykel Jerome KingFirst Command Advisory Services BD affiliatedRobinhood Asset Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 1, 2022Mar 17, 2025 (1112 d)
Tyler DavisFirst Command Advisory Services BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 1, 2022May 13, 2022 (73 d)
Ashish Paresh PatelFirst Command Advisory Services BD affiliatedBluepointe Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 25, 2022Apr 8, 2022 (42 d)
Kenley Varghese GeorgeFirst Command Advisory Services BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 23, 2022Mar 15, 2023 (385 d)
David Aaron MonseesFirst Command Advisory Services BD affiliatedJoslin Capital Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2022Mar 2, 2023 (372 d)
Marquita Dzampe HawkinsFirst Command Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherFeb 14, 2022Jun 1, 2022 (107 d)
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539 moves match.