DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Ae Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Heather Victoria HerringAe Wealth Management, LLC independent RIAOne Oak Private Wealth And Asset Management unclassifiedOtherJun 23, 2020Jun 26, 2020
Jose Luis Estrada ArroyoAe Wealth Management, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 22, 2020Sep 1, 2021 (436 d)
Tyler Danielle CurleyAe Wealth Management, LLC independent RIADahring | Cusmano And Associates independent RIARIA to RIAJun 22, 2020Jul 23, 2020 (31 d)
Randal Gregory StinsonAe Wealth Management, LLC independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankJun 12, 2020Oct 7, 2020 (117 d)
Matthew CroweAe Wealth Management, LLC independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 5, 2020Jul 1, 2020
Jonathan Blake BurklundAe Wealth Management, LLC independent RIACentennial Advisors, LLC independent RIARIA to RIAMay 28, 2020Jan 28, 2022 (610 d)
David Glenn WhortonAe Wealth Management, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMay 6, 2020Nov 13, 2020 (191 d)
Jon Scott GwatneyAe Wealth Management, LLC independent RIABurns Estate Planning & Wealth Advisors independent RIARIA to RIAApr 30, 2020Apr 30, 2020
Brendan Simon BohnhorstAe Wealth Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2020Jun 9, 2021 (405 d)
Dalton Anthony HeimAe Wealth Management, LLC independent RIABankers Life Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2020Jun 22, 2020 (76 d)
Jonathan Twito RayleAe Wealth Management, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 3, 2020Sep 11, 2024 (1622 d)
David Craig WelbornAe Wealth Management, LLC independent RIAFamily Legacy Planning independent RIARIA to RIAMar 17, 2020Jun 21, 2018
Christopher Michael HarrisonAe Wealth Management, LLC independent RIAVerity Asset Management independent RIARIA to RIAFeb 11, 2020Mar 5, 2020
Craig Steven BlackAe Wealth Management, LLC independent RIAOptivise Advisory Services LLC no RAUMRIA to a newly registered adviserJan 30, 2020Jan 30, 2020
Derek Jay SensenigAe Wealth Management, LLC independent RIAEncompass Advisory Services, LLC independent RIARIA to RIAJan 20, 2020Apr 17, 2020 (88 d)
Avery Reese MarkosAe Wealth Management, LLC independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2020Oct 14, 2020 (285 d)
Matthew Allan TuckerAe Wealth Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 2, 2019Aug 18, 2020 (260 d)
Gary Joseph PreisserAe Wealth Management, LLC independent RIAPolley Wealth Management LLC state registeredRIA to a state-registered adviserNov 18, 2019Nov 4, 2020 (352 d)
Cody BennettAe Wealth Management, LLC independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 15, 2019Nov 15, 2021 (731 d)
Christopher John BowmanAe Wealth Management, LLC independent RIAClaraphi Advisory Network, LLC independent RIARIA to RIANov 14, 2019Dec 9, 2019
Ernest Mcdougal BurnsAe Wealth Management, LLC independent RIABurns Estate Planning & Wealth Advisors no RAUMRIA to a newly registered adviserSep 26, 2019Sep 26, 2019
Christian Paul Martin ClausenAe Wealth Management, LLC independent RIABurns Estate Planning & Wealth Advisors no RAUMRIA to a newly registered adviserSep 26, 2019Sep 25, 2019
Christopher Logan BurnsAe Wealth Management, LLC independent RIABurns Estate Planning & Wealth Advisors no RAUMRIA to a newly registered adviserSep 26, 2019Sep 26, 2019
Palmerino Pasquale SantanielloAe Wealth Management, LLC independent RIASimplicity Wealth no RAUMRIA to a newly registered adviserSep 25, 2019Oct 18, 2019
Logan Christopher SpawAe Wealth Management, LLC independent RIAWorld Investment Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2019Aug 29, 2019
Timothy TubbsAe Wealth Management, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 26, 2019Feb 7, 2020 (165 d)
Daniel Gary HampelAe Wealth Management, LLC independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 8, 2019Jun 26, 2020 (323 d)
Anthony Christopher RossiAe Wealth Management, LLC independent RIASignature Resources Capital Management, LLC independent RIARIA to RIAAug 5, 2019Dec 13, 2022 (1226 d)
Bradley Derek HablutzelAe Wealth Management, LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAJul 31, 2019Aug 5, 2019
Michael Joseph CajthamlAe Wealth Management, LLC independent RIAUSA Financial Securities LLC independent RIARIA to RIAJul 9, 2019Jul 8, 2019
Manuel Rene NegronAe Wealth Management, LLC independent RIANew Millennium Group independent RIARIA to RIAJul 2, 2019Apr 13, 2020 (286 d)
Paul Edward MannAe Wealth Management, LLC independent RIATrajan Wealth, L.L.C. independent RIARIA to RIAJun 6, 2019Jul 3, 2019
Shawn Dale HoganAe Wealth Management, LLC independent RIAGolden Reserve Retirement, LLC independent RIARIA to RIAMay 7, 2019Jul 19, 2019 (73 d)
Sean Thomas RobertsAe Wealth Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2019May 13, 2019
Justin Derrick JonesAe Wealth Management, LLC independent RIAValiant Wealth Management unclassifiedOtherApr 11, 2019Oct 20, 2017
Clayton Boyd AlexanderAe Wealth Management, LLC independent RIASowell Management independent RIARIA to RIAApr 3, 2019Apr 4, 2019
Douglas Scott FerrellAe Wealth Management, LLC independent RIASowell Management independent RIARIA to RIAApr 3, 2019Apr 4, 2019
William Melvin DurhamAe Wealth Management, LLC independent RIAVerity Asset Management independent RIARIA to RIAJan 23, 2019Jun 6, 2019 (134 d)
James Stephen HarperAe Wealth Management, LLC independent RIATrajan Wealth, L.L.C. independent RIARIA to RIAJan 22, 2019Jan 28, 2019
Frederick William MillerAe Wealth Management, LLC independent RIAFamily Legacy Planning independent RIARIA to RIADec 21, 2018Dec 17, 2018
James Matthew FoleyAe Wealth Management, LLC independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAOct 29, 2018Jan 7, 2020 (435 d)
Mark Thomas LamkinAe Wealth Management, LLC independent RIACalton & Associates, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 18, 2018Mar 8, 2023 (1632 d)
Donald A SheltonAe Wealth Management, LLC independent RIAWealth Watch Advisors, Inc independent RIARIA to RIASep 6, 2018Jul 27, 2018
Gaetan Reginald PolicardAe Wealth Management, LLC independent RIAWealth Watch Advisors, Inc independent RIARIA to RIASep 6, 2018Jul 27, 2018
Cameron Michael BernadskyAe Wealth Management, LLC independent RIAFounders Financial Securities, LLC independent RIARIA to RIAAug 20, 2018Aug 28, 2018
Justin Michael StrubleAe Wealth Management, LLC independent RIABsg Advisers independent RIARIA to RIAJul 31, 2018Sep 26, 2018 (57 d)
Jordan Dean MainAe Wealth Management, LLC independent RIACoppell Advisory Solutions LLC independent RIARIA to RIAJul 10, 2018Jul 2, 2018
Adam Robert FreundAe Wealth Management, LLC independent RIACoppell Advisory Solutions LLC independent RIARIA to RIAJul 10, 2018Jun 14, 2018
John Harrison ZarinskyAe Wealth Management, LLC independent RIASafebridge LLC independent RIARIA to RIAJun 26, 2018Dec 13, 2017
Tiffany Coyle NotoAe Wealth Management, LLC independent RIAMadison Avenue Securities, LLC independent RIARIA to RIAJun 21, 2018Jun 22, 2018
Jason James SmitkaAe Wealth Management, LLC independent RIAScout Wealth Management, LLC unclassifiedOtherJun 19, 2018Aug 24, 2018 (66 d)
Donald Kenneth OrbanAe Wealth Management, LLC independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 24, 2018Apr 20, 2018
James Porter RankinAe Wealth Management, LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAApr 11, 2018Apr 24, 2018
Matthew Wade McintyreAe Wealth Management, LLC independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIAMar 12, 2018Sep 13, 2018 (185 d)
David Richard TillouAe Wealth Management, LLC otherAlphastar Capital Management otherOtherOct 30, 2017Nov 3, 2017
Jonathan Michael GengleAe Wealth Management, LLC otherRoyal Fund Management, LLC otherOtherOct 2, 2017Sep 18, 2017
Dean LouckaAe Wealth Management, LLC otherUBS Financial Services Inc. wirehouseOtherJul 31, 2017Jul 28, 2017
Daniel Patrick QuirkAe Wealth Management, LLC otherBucket List Wealth Management, LLC independent RIAOtherJul 13, 2017Jun 2, 2017
Joshua Lee JacksonAe Wealth Management, LLC otherC2 Private Wealth independent RIAOtherJul 10, 2017Jan 11, 2023 (2011 d)
Cory Mason McphersonAe Wealth Management, LLC otherLegacy Financial Strategies, LLC otherOtherJul 6, 2017Jul 7, 2017
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546 moves match.