DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Truist Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Janel Colepaugh | Truist Advisory Services, Inc. BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Oct 6, 2025 (336 d) |
| James Edward Fisher | Truist Advisory Services, Inc. BD affiliated | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Feb 10, 2025 (101 d) |
| Christopher Bolding | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2024 | Nov 15, 2024 |
| Allison Hope Gregory | Truist Advisory Services, Inc. BD affiliated | Salomon And Ludwin independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | Dec 6, 2024 (36 d) |
| Doron Jared Elad | Truist Advisory Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Nov 25, 2024 |
| Brandon Lee Foster | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Nov 7, 2024 |
| Angel Dodson | Truist Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Nov 6, 2024 |
| Adad Bauger | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2024 | Nov 8, 2024 |
| Alexander Napoleon Maitski | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2024 | Nov 12, 2024 |
| Heather Stella Oliver | Truist Advisory Services, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 28, 2024 |
| Alberto Alejandro Segovia | Truist Advisory Services, Inc. BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Jan 28, 2025 (105 d) |
| William Anthony Kopp | Truist Advisory Services, Inc. BD affiliated | Freedom Day Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2024 | Oct 14, 2024 |
| Donald Ray Benner | Truist Advisory Services, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 8, 2024 |
| John Steven Ellinger | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 8, 2024 | Nov 21, 2024 (44 d) |
| Mary Brooke Pritt | Truist Advisory Services, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 8, 2024 |
| Arthur Ace | Truist Advisory Services, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Nov 19, 2024 (43 d) |
| Jonathan Brooks Groover | Truist Advisory Services, Inc. BD affiliated | Synovus Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Sep 30, 2024 |
| Wayne Stephen Babst | Truist Advisory Services, Inc. BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2024 | Feb 5, 2026 (497 d) |
| John Adam Yates | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Nov 8, 2024 (51 d) |
| Steven Valentin Alvarez | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Sep 10, 2024 |
| Samuel David Orr | Truist Advisory Services, Inc. BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Sep 17, 2024 |
| Kultar Singh Bindra | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2024 | Sep 11, 2024 |
| Erik Charles Alexander | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Feb 3, 2025 (146 d) |
| Timothy John Beczkowski | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2024 | Sep 9, 2024 |
| Matthew Vaughn Roth | Truist Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 6, 2024 |
| Shane Adam Kendrick | Truist Advisory Services, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Oct 29, 2024 (54 d) |
| Steven Kenny | Truist Advisory Services, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Sep 1, 2024 |
| Tammy Onita Milliorn | Truist Advisory Services, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Aug 30, 2024 |
| Matthew B Rogers | Truist Advisory Services, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Aug 30, 2024 |
| Shannon Waggy Shelton | Truist Advisory Services, Inc. BD affiliated | Fifth Third Wealth Advisors LLC bank affiliated | Other | Aug 28, 2024 | Aug 29, 2024 |
| Spencer Mcconnell Huggins | Truist Advisory Services, Inc. BD affiliated | Fifth Third Wealth Advisors LLC bank affiliated | Other | Aug 28, 2024 | Oct 11, 2024 (44 d) |
| Samson Barry Gris | Truist Advisory Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2024 | Sep 3, 2024 |
| Jonathan Michael Cochrane | Truist Advisory Services, Inc. BD affiliated | Fifth Third Wealth Advisors LLC bank affiliated | Other | Aug 20, 2024 | Nov 18, 2024 (90 d) |
| Jessica June Mayfield | Truist Advisory Services, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 20, 2024 | Sep 6, 2024 |
| Nan M Nge | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2024 | Sep 6, 2024 |
| Michele Brune | Truist Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 28, 2024 |
| Raymond Isaac Hand | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Jun 2, 2025 (290 d) |
| Ronald Vance Arthur | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 19, 2024 |
| Jeffrey M Patten | Truist Advisory Services, Inc. BD affiliated | Walser Wealth Management Company, A Limited Liability Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2024 | Sep 6, 2024 |
| Adam James Hawkins | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Oct 1, 2024 (49 d) |
| Matthew Mitchell Speed | Truist Advisory Services, Inc. BD affiliated | Bip Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2024 | Jan 22, 2025 (163 d) |
| Tony Nguy | Truist Advisory Services, Inc. BD affiliated | Usadvisors Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Oct 9, 2024 (62 d) |
| Edward Fredrick Walker | Truist Advisory Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2024 | Apr 23, 2025 (259 d) |
| Roger Alan Curtis | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Jul 25, 2024 |
| Jason Robert Saginario | Truist Advisory Services, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 18, 2024 |
| Ximena Brito | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Oct 18, 2024 (86 d) |
| Steven Theodore Jancarek | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2024 | Aug 12, 2024 |
| John Paul Willoughby | Truist Advisory Services, Inc. BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2024 | Dec 23, 2025 (525 d) |
| Barry Bradford Glover | Truist Advisory Services, Inc. BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2024 | Dec 23, 2025 (525 d) |
| Timothy Ryan Best | Truist Advisory Services, Inc. BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2024 | Oct 17, 2024 (94 d) |
| Randolph Kent Liggitt | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Aug 16, 2024 (36 d) |
| Steven Lawrence Cass | Truist Advisory Services, Inc. BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2024 | Oct 17, 2024 (104 d) |
| Keith Gary Johnson | Truist Advisory Services, Inc. BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2024 | Dec 23, 2025 (536 d) |
| Steven Redic Cere | Truist Advisory Services, Inc. BD affiliated | Cary Street Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Jun 12, 2024 |
| Jason Michael Walters | Truist Advisory Services, Inc. BD affiliated | Cary Street Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jun 10, 2024 |
| Benjamin Depalmo | Truist Advisory Services, Inc. BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2024 | Dec 24, 2025 (540 d) |
| Ian Jerrell Coleman | Truist Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Jul 1, 2024 |
| Dean Jack Phass | Truist Advisory Services, Inc. BD affiliated | Jade Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 1, 2024 | Aug 27, 2024 (57 d) |
| Julia Denise Lovejoy | Truist Advisory Services, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jun 26, 2024 |
| Luke Joseph Boudreault | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jan 8, 2025 (201 d) |
1,377 moves match.