DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Truist Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Soenen | Truist Advisory Services, Inc. BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 21, 2023 |
| Katherine Carter Hardie Howard | Truist Advisory Services, Inc. BD affiliated | Meadow Creek Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2023 | Jun 17, 2025 (559 d) |
| Cigi Hollingsworth Blair | Truist Advisory Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Jul 2, 2024 (209 d) |
| John Milligan | Truist Advisory Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Jul 15, 2026 (957 d) |
| Benjamin Paul Yannuzzi | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 27, 2023 | Feb 1, 2024 (66 d) |
| Daniel Alexander Buckman | Truist Advisory Services, Inc. BD affiliated | Buckman & Company state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 20, 2023 | Mar 14, 2025 (480 d) |
| Lea Anne Smith Creekmore | Truist Advisory Services, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2023 | Nov 27, 2023 |
| Ethan Seth Van Eck | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Feb 6, 2024 (83 d) |
| Joseph Weinberg | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 13, 2023 |
| Luke Luck Bennett | Truist Advisory Services, Inc. BD affiliated | Decisionmap Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2023 | Jan 22, 2025 (436 d) |
| Daulton Jacob Kline | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2023 | Mar 20, 2024 (131 d) |
| Ashley Lauren Gunther | Truist Advisory Services, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Jul 16, 2025 (614 d) |
| Brian Bourdon | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2023 | Jun 27, 2024 (240 d) |
| Dennis Fred Young | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Jan 12, 2024 (73 d) |
| William Skinner Crews | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2023 | Jan 2, 2024 (69 d) |
| Scott Reynolds | Truist Advisory Services, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2023 | Oct 31, 2023 |
| Richard Augustine Sementa | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2023 | Oct 19, 2023 |
| William Andrews Vestal | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2023 | Oct 19, 2023 |
| Wendel Gregory Young | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 23, 2023 | Nov 2, 2023 |
| Matthew Stephenson Bryant | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2023 | Oct 19, 2023 |
| Ryan M Riedel | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2023 | Oct 19, 2023 |
| Ronald Fitzgerald Myers | Truist Advisory Services, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Apr 29, 2025 (558 d) |
| Jessica French Donelson | Truist Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Nov 7, 2023 |
| John Gordon Christian | Truist Advisory Services, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Dec 6, 2023 (55 d) |
| Stuart W Huckin | Truist Advisory Services, Inc. BD affiliated | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2023 | Mar 3, 2025 (509 d) |
| Kathleen Seifert Graves | Truist Advisory Services, Inc. BD affiliated | Pettyjohn, Wood & White, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Jan 10, 2024 (92 d) |
| Todd Stephen Tillotson | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 10, 2023 |
| Tacy R Paul | Truist Advisory Services, Inc. BD affiliated | Tribridge Partners Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 10, 2023 | May 17, 2024 (220 d) |
| Michelle Cook | Truist Advisory Services, Inc. BD affiliated | Keel Point, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Jan 9, 2024 (91 d) |
| Salvatore Di Benedetto | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | May 28, 2025 (596 d) |
| Virginia Holbrook Morris | Truist Advisory Services, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Dec 7, 2023 (58 d) |
| John Patrick Roughen | Truist Advisory Services, Inc. BD affiliated | Bison Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Mar 28, 2024 (170 d) |
| Katherine Auman Matthews | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Nov 4, 2024 (391 d) |
| Marina Mccleneghen | Truist Advisory Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Feb 14, 2024 (127 d) |
| Bridget Geraldine Hussey | Truist Advisory Services, Inc. BD affiliated | Bb&T Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Jan 13, 2020 |
| Andrew Seested | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 4, 2023 |
| Christopher Larocca | Truist Advisory Services, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Dec 18, 2023 (69 d) |
| Stephen Paul Kanoy | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Nov 13, 2023 (34 d) |
| Shawn Etienne Roberts | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2023 | Oct 29, 2024 (385 d) |
| David Bryan Leigh | Truist Advisory Services, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Dec 14, 2023 (65 d) |
| Robin Thomas | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2023 | Dec 8, 2023 (59 d) |
| Jacob L Biedenback | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2023 | Dec 8, 2023 (59 d) |
| Matthew Richard Haske | Truist Advisory Services, Inc. BD affiliated | Captrust institutional | Other | Oct 10, 2023 | Jan 9, 2024 (91 d) |
| Ashlea Heather Ayer | Truist Advisory Services, Inc. BD affiliated | Kaufman Rossin Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Sep 19, 2024 (345 d) |
| Chancey Zifko | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2023 | Jan 19, 2024 (101 d) |
| Colin Frederick Philips | Truist Advisory Services, Inc. BD affiliated | Cast Member Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 10, 2023 | May 30, 2024 (233 d) |
| Brittany Priya Toolsie | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Dec 5, 2023 (56 d) |
| Ana Matia | Truist Advisory Services, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Nov 3, 2023 |
| Benjamin Tallman May | Truist Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Jan 4, 2024 (86 d) |
| Corey Michael Mowen | Truist Advisory Services, Inc. BD affiliated | Swbc Investment Company mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Nov 16, 2023 (37 d) |
| Kim Marie Davis | Truist Advisory Services, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Nov 4, 2025 (756 d) |
| Bruce Anderson Self | Truist Advisory Services, Inc. BD affiliated | Hirtle & Co., LLC other | Other | Oct 10, 2023 | Jan 16, 2024 (98 d) |
| Christopher John Kolakowski | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Jun 21, 2024 (255 d) |
| Andrew C Phillips | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2023 | Jan 19, 2024 (101 d) |
| Charles Edwin Snyder | Truist Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Nov 24, 2023 (51 d) |
| Michael J Struckman | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Mar 10, 2025 (528 d) |
| Rebecca Jill Gore | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Dec 12, 2023 (74 d) |
| Allison M Wooten | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2023 | Nov 28, 2023 (64 d) |
| Kyle Edgar Grandstaff | Truist Advisory Services, Inc. BD affiliated | Ifg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2023 | Dec 15, 2023 (81 d) |
| Samantha Jo Roberts | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2023 | Nov 22, 2023 (58 d) |
1,377 moves match.