| Scott Anthony Schneider | Northwestern Mutual Investment Services,LLC no RAUM | Beacon Pointe Advisors, LLC independent RIA | Other | Aug 30, 2022 | Sep 12, 2022 |
| Matthew Hemberger | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Aug 18, 2022 | Aug 23, 2022 |
| Stanley Quelle | Northwestern Mutual Investment Services,LLC no RAUM | Raymond James & Associates, Inc. national BD | Other | Aug 17, 2022 | Nov 11, 2022 (86 d) |
| Dale Duane Bartlett | Northwestern Mutual Investment Services,LLC no RAUM | Principal Securities, Inc. BD affiliated | Other | Aug 17, 2022 | Aug 29, 2022 |
| Louis Patrick Richards | Northwestern Mutual Investment Services,LLC no RAUM | Mutual Of Omaha Investor Services, Inc. independent RIA | Other | Aug 17, 2022 | Sep 14, 2022 |
| Sara Diaz | Northwestern Mutual Investment Services,LLC no RAUM | Charles Schwab & Co., Inc. national BD | Other | Aug 12, 2022 | Sep 1, 2022 |
| Molly Theresa Murphy Lafleche | Northwestern Mutual Investment Services,LLC no RAUM | Onepoint Bfg Wealth Partners independent RIA | Other | Aug 9, 2022 | Sep 1, 2022 |
| Alexander Hull Perez | Northwestern Mutual Investment Services,LLC no RAUM | Raymond James & Associates, Inc. national BD | Other | Jul 26, 2022 | Aug 5, 2022 |
| Reid Sherman Miles | Northwestern Mutual Investment Services,LLC no RAUM | United Capital Financial Advisors BD affiliated | Other | Jul 26, 2022 | Sep 12, 2022 (48 d) |
| Natasha Mcfarland | Northwestern Mutual Investment Services,LLC no RAUM | Morgan Stanley wirehouse | Other | Jul 21, 2022 | Aug 18, 2022 |
| Robert Joel Eisenberg | Northwestern Mutual Investment Services,LLC no RAUM | Sgl Financial, LLC independent RIA | Other | Jul 20, 2022 | Aug 12, 2022 |
| Brett Dries | Northwestern Mutual Investment Services,LLC no RAUM | Eagle Strategies LLC BD affiliated | Other | Jul 14, 2022 | Nov 2, 2022 (111 d) |
| Lee Gary Weinstein | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Jul 12, 2022 | Jul 25, 2022 |
| Joseph P Defazio | Northwestern Mutual Investment Services,LLC no RAUM | 10th Street Capital state registered | Other | Jul 11, 2022 | Mar 13, 2023 (245 d) |
| Michael S Dolce | Northwestern Mutual Investment Services,LLC no RAUM | Edward Jones national BD | Other | Jul 8, 2022 | May 8, 2024 (670 d) |
| Jennifer A Stanley | Northwestern Mutual Investment Services,LLC no RAUM | Morgan Stanley wirehouse | Other | Jul 8, 2022 | Jul 14, 2022 |
| Nancy Marie Blanchette | Northwestern Mutual Investment Services,LLC no RAUM | Mariner BD affiliated | Other | Jul 8, 2022 | Jul 27, 2022 |
| Sergio Omar Russell-Diaz | Northwestern Mutual Investment Services,LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 8, 2022 | Oct 21, 2022 (105 d) |
| Robert J Wright | Northwestern Mutual Investment Services,LLC no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | Jul 7, 2022 | Oct 28, 2022 (113 d) |
| Robert H Gates | Northwestern Mutual Investment Services,LLC no RAUM | Gates Wealth Group state registered | Other | Jul 5, 2022 | Jul 5, 2022 |
| Kristi Acree | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Jun 30, 2022 | Aug 19, 2022 (50 d) |
| Carlos Andres Gutierrez | Northwestern Mutual Investment Services,LLC no RAUM | Raymond James & Associates, Inc. national BD | Other | Jun 30, 2022 | Jun 22, 2022 |
| Robert Michael Higueria | Northwestern Mutual Investment Services,LLC no RAUM | Empirical Wealth Management independent RIA | Other | Jun 20, 2022 | Jun 17, 2024 (728 d) |
| Ziying Zhou | Northwestern Mutual Investment Services,LLC no RAUM | Hub Investment Partners, LLC other | Other | Jun 20, 2022 | Feb 13, 2023 (238 d) |
| James Newsome | Northwestern Mutual Investment Services,LLC no RAUM | LPL Financial LLC independent RIA | Other | Jun 15, 2022 | Jun 28, 2022 |
| Zachary Ross | Northwestern Mutual Investment Services,LLC no RAUM | LPL Financial LLC independent RIA | Other | Jun 15, 2022 | Jun 28, 2022 |
| Rhett Nease Exley | Northwestern Mutual Investment Services,LLC no RAUM | Wealth Science Advisors LLC no RAUM | Other | Jun 14, 2022 | Aug 24, 2022 (71 d) |
| Connor E Jones | Northwestern Mutual Investment Services,LLC no RAUM | Wealth Science Advisors LLC no RAUM | Other | Jun 14, 2022 | Aug 24, 2022 (71 d) |
| William J Carver | Northwestern Mutual Investment Services,LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Jun 13, 2022 | Nov 18, 2022 (158 d) |
| Julie Mae Hetland | Northwestern Mutual Investment Services,LLC no RAUM | Onepoint Bfg Wealth Partners independent RIA | Other | Jun 9, 2022 | Jun 10, 2022 |
| Ryan F Kiernan | Northwestern Mutual Investment Services,LLC no RAUM | E*Trade Capital Management, LLC independent RIA | Other | Jun 9, 2022 | Nov 30, 2022 (174 d) |
| Jared Thomas Greanya | Northwestern Mutual Investment Services,LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Jun 7, 2022 | Jun 27, 2022 |
| Eduardo Hernandez Vela | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Jun 5, 2022 | Jul 19, 2023 (409 d) |
| Yisha Wang | Northwestern Mutual Investment Services,LLC no RAUM | Mariner BD affiliated | Other | Jun 3, 2022 | Jun 3, 2022 |
| Sergio Villa Ortiz | Northwestern Mutual Investment Services,LLC no RAUM | United Capital Financial Advisors BD affiliated | Other | Jun 1, 2022 | Jul 20, 2022 (49 d) |
| India Elliott | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | May 31, 2022 | Jul 25, 2022 (55 d) |
| Benjamin Goodpaster | Northwestern Mutual Investment Services,LLC no RAUM | Osaic Wealth, Inc. BD affiliated | Other | May 27, 2022 | Jun 22, 2022 |
| Nathan Maurice Burks | Northwestern Mutual Investment Services,LLC no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | May 18, 2022 | Aug 17, 2022 (91 d) |
| Nicholas John Famularo | Northwestern Mutual Investment Services,LLC no RAUM | Abbey Street independent RIA | Other | May 17, 2022 | Sep 22, 2022 (128 d) |
| Roman Berkusenko | Northwestern Mutual Investment Services,LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | May 16, 2022 | Oct 18, 2022 (155 d) |
| Colin Vuyk | Northwestern Mutual Investment Services,LLC no RAUM | Wells Fargo Advisors wirehouse | Other | May 12, 2022 | Jun 10, 2022 |
| Nichol Elizabeth Rogers | Northwestern Mutual Investment Services,LLC no RAUM | Robert W. Baird & Co. Incorporated mixed wealth | Other | May 4, 2022 | Jul 20, 2022 (77 d) |
| Frank Bauco | Northwestern Mutual Investment Services,LLC no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | May 3, 2022 | May 27, 2022 |
| Terilyn Schwartz | Northwestern Mutual Investment Services,LLC no RAUM | Oxford Financial Group, Ltd independent RIA | Other | May 3, 2022 | May 19, 2022 |
| Kevin Dennis Currutt | Northwestern Mutual Investment Services,LLC no RAUM | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Apr 28, 2022 | Jun 6, 2022 (39 d) |
| O'Zell Golden | Northwestern Mutual Investment Services,LLC no RAUM | Ep Wealth Advisors independent RIA | Other | Apr 26, 2022 | Mar 23, 2023 (331 d) |
| Thaddeus Andrew Niemiec | Northwestern Mutual Investment Services,LLC no RAUM | UBS Financial Services Inc. wirehouse | Other | Apr 22, 2022 | May 3, 2022 |
| Michael Justin Salemy | Northwestern Mutual Investment Services,LLC no RAUM | Cwm, LLC BD affiliated | Other | Apr 20, 2022 | Jan 1, 2025 (987 d) |
| Andrew Philip Heil | Northwestern Mutual Investment Services,LLC no RAUM | LPL Financial LLC independent RIA | Other | Apr 19, 2022 | Jun 23, 2022 (65 d) |
| Jun Chen | Northwestern Mutual Investment Services,LLC no RAUM | Grow Today LLC unclassified | Other | Apr 19, 2022 | Jun 8, 2022 (50 d) |
| Tyler White | Northwestern Mutual Investment Services,LLC no RAUM | Morgan Stanley wirehouse | Other | Apr 15, 2022 | Jun 6, 2022 (52 d) |
| Briana Laura Tremble | Northwestern Mutual Investment Services,LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 13, 2022 | Sep 7, 2022 (147 d) |
| Min Jian Yang | Northwestern Mutual Investment Services,LLC no RAUM | Capital Investment Advisors, LLC independent RIA | Other | Apr 13, 2022 | May 18, 2023 (400 d) |
| Andrew Alper Theobald | Northwestern Mutual Investment Services,LLC no RAUM | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Apr 7, 2022 | Apr 25, 2022 |
| Zachary Alan Chamberlain | Northwestern Mutual Investment Services,LLC no RAUM | Robert W. Baird & Co. Incorporated mixed wealth | Other | Apr 5, 2022 | Apr 1, 2022 |
| Melissa Ahearn | Northwestern Mutual Investment Services,LLC no RAUM | Grey Street Capital, LLC independent RIA | Other | Apr 4, 2022 | Dec 19, 2022 (259 d) |
| Benjamin John Zimmer | Northwestern Mutual Investment Services,LLC no RAUM | Herbert J. Sims Capital Management, Inc. independent RIA | Other | Apr 4, 2022 | Apr 4, 2022 |
| James Cooper | Northwestern Mutual Investment Services,LLC no RAUM | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Apr 4, 2022 | Apr 1, 2022 |
| Quin Ferraren Solamo | Northwestern Mutual Investment Services,LLC no RAUM | Cetera Investment Advisers LLC BD affiliated | Other | Mar 31, 2022 | Jun 29, 2023 (455 d) |
| Justin Andrew Thompson Howard | Northwestern Mutual Investment Services,LLC no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | Mar 30, 2022 | May 12, 2022 (43 d) |