DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Northwestern Mutual Investment Services,LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Mark KornelisNorthwestern Mutual Investment Services,LLC no RAUMKey Investment Services LLC BD affiliatedOtherNov 17, 2025Dec 11, 2025
Matthew Donald AndersonNorthwestern Mutual Investment Services,LLC no RAUMU.S. Bancorp Advisors, LLC BD affiliatedOtherNov 14, 2025Feb 23, 2026 (101 d)
Justin S PalettNorthwestern Mutual Investment Services,LLC no RAUMEmpower Advisory Group, LLC BD affiliatedOtherNov 10, 2025May 6, 2026 (177 d)
Miles Robert EvansNorthwestern Mutual Investment Services,LLC no RAUMCitigroup Global Markets Inc. BD affiliatedOtherNov 6, 2025Feb 4, 2026 (90 d)
Terence TabileNorthwestern Mutual Investment Services,LLC no RAUMEdward Jones national BDOtherNov 4, 2025Jun 22, 2026 (230 d)
Sarah DayNorthwestern Mutual Investment Services,LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 30, 2025Aug 26, 2026 (300 d)
James BuckleyNorthwestern Mutual Investment Services,LLC no RAUMLPL Enterprise, LLC BD affiliatedOtherOct 28, 2025Nov 4, 2025
Christine HarezlakNorthwestern Mutual Investment Services,LLC no RAUMSchwab Wealth Advisory, Inc. no RAUMOtherOct 24, 2025Dec 15, 2025 (52 d)
Kevin Michael SpahnNorthwestern Mutual Investment Services,LLC no RAUMNorthwestern Mutual Wealth Management Company unclassifiedOtherOct 23, 2025Nov 30, 2006
Timothy Michael FunkeNorthwestern Mutual Investment Services,LLC no RAUMOnepoint Bfg Wealth Partners independent RIAOtherOct 23, 2025Oct 20, 2025
Aaron Wade RichterNorthwestern Mutual Investment Services,LLC no RAUMLPL Financial LLC BD affiliatedOtherOct 22, 2025May 7, 2026 (197 d)
Aaron James HurleyNorthwestern Mutual Investment Services,LLC no RAUMSchwab Wealth Advisory, Inc. no RAUMOtherOct 21, 2025Jan 30, 2026 (101 d)
Timothy CarrollNorthwestern Mutual Investment Services,LLC no RAUMVenture Visionary Partners LLC independent RIAOtherOct 20, 2025Oct 28, 2025
Kyle A DeraedtNorthwestern Mutual Investment Services,LLC no RAUMOnepoint Bfg Wealth Partners independent RIAOtherOct 20, 2025Oct 20, 2025
Patrick Sinclair CavanaughNorthwestern Mutual Investment Services,LLC no RAUMCavanaugh Wealth Management LLC state registeredOtherOct 20, 2025Dec 11, 2025 (52 d)
Andrew JanuszNorthwestern Mutual Investment Services,LLC no RAUMOnepoint Bfg Wealth Partners independent RIAOtherOct 20, 2025Oct 20, 2025
Patrick ParagasNorthwestern Mutual Investment Services,LLC no RAUMEagle Strategies LLC BD affiliatedOtherOct 17, 2025May 6, 2026 (201 d)
Lindsey Kane LeavertonNorthwestern Mutual Investment Services,LLC no RAUMSavvy independent RIAOtherOct 16, 2025Oct 20, 2025
Timothy M SweeneyNorthwestern Mutual Investment Services,LLC no RAUMMariner BD affiliatedOtherOct 14, 2025Oct 31, 2025
Jordan RaymondNorthwestern Mutual Investment Services,LLC no RAUMSchwab Wealth Advisory, Inc. no RAUMOtherOct 10, 2025Dec 12, 2025 (63 d)
Benjamin GreenleeNorthwestern Mutual Investment Services,LLC no RAUMIntegrity Alliance, LLC BD affiliatedOtherOct 6, 2025Oct 27, 2025
Tyler MannNorthwestern Mutual Investment Services,LLC no RAUMCreative Planning independent RIAOtherOct 3, 2025Oct 9, 2025
Repp Hinkle LambertNorthwestern Mutual Investment Services,LLC no RAUMAltura Wealth Advisors no RAUMOtherOct 1, 2025Oct 1, 2025
Roger Edward CrookNorthwestern Mutual Investment Services,LLC no RAUMAltura Wealth Advisors no RAUMOtherOct 1, 2025Oct 1, 2025
Rachel T WrenNorthwestern Mutual Investment Services,LLC no RAUMAltura Wealth Advisors no RAUMOtherSep 30, 2025Oct 1, 2025
Quintin Patrick SharpeNorthwestern Mutual Investment Services,LLC no RAUMSavvy independent RIAOtherSep 25, 2025Oct 6, 2025
Michael Byung Do LeeNorthwestern Mutual Investment Services,LLC no RAUMEdward Jones national BDOtherSep 19, 2025Sep 29, 2025
Jason A BlairNorthwestern Mutual Investment Services,LLC no RAUMLPL Financial LLC BD affiliatedOtherSep 19, 2025Sep 15, 2025
Scott Michael JonesNorthwestern Mutual Investment Services,LLC no RAUMCross Border Wealth, LLC independent RIAOtherSep 19, 2025Nov 21, 2025 (63 d)
Ty Robert HydeNorthwestern Mutual Investment Services,LLC no RAUMMatter Family Office independent RIAOtherSep 19, 2025Mar 3, 2026 (165 d)
Robert Haycock DowdleNorthwestern Mutual Investment Services,LLC no RAUMLPL Financial LLC BD affiliatedOtherSep 16, 2025Sep 16, 2025
Steven Alan TennantNorthwestern Mutual Investment Services,LLC no RAUMLPL Financial LLC BD affiliatedOtherSep 15, 2025Sep 15, 2025
Allan Paul SommerNorthwestern Mutual Investment Services,LLC no RAUMFisher Investments independent RIAOtherSep 15, 2025Feb 11, 2026 (149 d)
John Paul DoncasterNorthwestern Mutual Investment Services,LLC no RAUMDoncaster Wealth LLC state registeredOtherSep 10, 2025Sep 9, 2025
Steven Martin MoatsNorthwestern Mutual Investment Services,LLC no RAUMNewedge Advisors BD affiliatedOtherSep 9, 2025Sep 2, 2025
Michael Jay AndersonNorthwestern Mutual Investment Services,LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherSep 2, 2025Sep 3, 2025
Kevin Robert KentNorthwestern Mutual Investment Services,LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherSep 2, 2025Sep 2, 2025
William Storm TippetNorthwestern Mutual Investment Services,LLC no RAUMNorthwestern Mutual Wealth Management Company unclassifiedOtherSep 2, 2025Nov 22, 2006
Kelli Sue AggerbeckNorthwestern Mutual Investment Services,LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherSep 2, 2025Sep 2, 2025
Luke Henry MadsenNorthwestern Mutual Investment Services,LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherSep 2, 2025Sep 2, 2025
Jason Scot BellNorthwestern Mutual Investment Services,LLC no RAUMRaymond James Financial Services Advisors, Inc BD affiliatedOtherSep 2, 2025Sep 2, 2025
Bradley Wallace MitchellNorthwestern Mutual Investment Services,LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherSep 2, 2025Sep 2, 2025
Robert Blake ButlerNorthwestern Mutual Investment Services,LLC no RAUMCanterbury Capital Wealth Management, LLC no RAUMOtherSep 2, 2025Aug 28, 2025
Jamie Rolanda EndicottNorthwestern Mutual Investment Services,LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherSep 2, 2025Sep 3, 2025
Daniel WilleyNorthwestern Mutual Investment Services,LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherAug 29, 2025Aug 28, 2025
Nathanael BreitenbergNorthwestern Mutual Investment Services,LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherAug 29, 2025Aug 29, 2025
Shawn Daniel Morales ManalotoNorthwestern Mutual Investment Services,LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherAug 29, 2025Aug 29, 2025
Jenner Keyes PrestonNorthwestern Mutual Investment Services,LLC no RAUMTranquilli Financial Advisor, LLC independent RIAOtherAug 25, 2025Jan 7, 2026 (135 d)
Karrisa MarinezNorthwestern Mutual Investment Services,LLC no RAUMConcurrent Investment Advisors, LLC independent RIAOtherAug 19, 2025Mar 30, 2026 (223 d)
Devlin FormeyNorthwestern Mutual Investment Services,LLC no RAUMMorgan Stanley wirehouseOtherAug 15, 2025Sep 10, 2025
Zachary FrueaufNorthwestern Mutual Investment Services,LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherAug 14, 2025Sep 15, 2025 (32 d)
Aaron S MishoeNorthwestern Mutual Investment Services,LLC no RAUMEdward Jones national BDOtherAug 12, 2025Nov 18, 2025 (98 d)
William Langston LauryNorthwestern Mutual Investment Services,LLC no RAUMMML Investors Services, LLC BD affiliatedOtherAug 1, 2025Aug 22, 2025
Kyle FitzgeraldNorthwestern Mutual Investment Services,LLC no RAUMSowell Management independent RIAOtherJul 30, 2025Jul 18, 2025
Michael Paul HuddlesNorthwestern Mutual Investment Services,LLC no RAUMMML Investors Services, LLC BD affiliatedOtherJul 25, 2025Jul 10, 2025
David Neil NewsomNorthwestern Mutual Investment Services,LLC no RAUMSowell Management independent RIAOtherJul 23, 2025Aug 27, 2025 (35 d)
Adam Michael GreenNorthwestern Mutual Investment Services,LLC no RAUMCommonwealth Financial Network national BDOtherJul 17, 2025Oct 13, 2025 (88 d)
Nolan B EcckerNorthwestern Mutual Investment Services,LLC no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 16, 2025Aug 1, 2025
Joseph Michael FaragassoNorthwestern Mutual Investment Services,LLC no RAUMCitizens Securities, Inc. BD affiliatedOtherJul 15, 2025Jun 4, 2025
Jared Ross FischerNorthwestern Mutual Investment Services,LLC no RAUMAdvisors Asset Management, Inc. mixed wealthOtherJul 9, 2025Sep 11, 2025 (64 d)
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2,164 moves match.