DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,542 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristopher James Wallick | Fidelity Personal And Workplace Advisors BD affiliated | Wallick Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 25, 2023 | Mar 19, 2024 (176 d) |
| Daniel John Catalano | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Apr 12, 2024 (205 d) |
| Sean Tabone | Fidelity Personal And Workplace Advisors BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2023 | Jan 1, 2025 (470 d) |
| Harrison Flint Deshazo | Fidelity Personal And Workplace Advisors BD affiliated | Waverly Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Sep 19, 2023 |
| Kyle Adam Richards | Fidelity Personal And Workplace Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Feb 24, 2025 (525 d) |
| Haeseong Shin | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2023 | Oct 16, 2023 (31 d) |
| Michael Joseph Cunningham | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2023 | Oct 18, 2023 (33 d) |
| Tyler Joseph Hezlep | Fidelity Personal And Workplace Advisors BD affiliated | Truepoint, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2023 | Mar 3, 2025 (535 d) |
| Charles William Keeley | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2023 | Jun 3, 2024 (263 d) |
| Eric Joseph Arthurs | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2023 | Mar 6, 2024 (174 d) |
| Sean Patrick Finley | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 26, 2023 |
| Nilay Barefield | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Jul 22, 2024 (313 d) |
| Ethan L Rivera | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Oct 5, 2023 |
| Kyle William Kennedy | Fidelity Personal And Workplace Advisors BD affiliated | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 21, 2023 |
| John Alfred Mathison | Fidelity Personal And Workplace Advisors BD affiliated | Associated Investment Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2023 | Jul 25, 2025 (682 d) |
| Krashonda Lashae Gray | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2023 | Sep 28, 2023 |
| Robert Mainz | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 8, 2023 | Sep 22, 2023 |
| Byron Elmer Sheffield | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 7, 2023 | Sep 6, 2023 |
| Amanda Christine Paliska | Fidelity Personal And Workplace Advisors BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2023 | Sep 21, 2023 |
| Cyrill J Rousseau | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 7, 2023 | Jan 18, 2024 (133 d) |
| Preston Arthur Miller | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2023 | Apr 16, 2024 (222 d) |
| Dennis Joseph Wakely | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 8, 2023 |
| Rafael Mora | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Aug 25, 2025 (719 d) |
| Cole Samuels | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 19, 2023 |
| Kyle Mason Kadish | Fidelity Personal And Workplace Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Dec 12, 2025 (828 d) |
| Mathew Manzanares | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Aug 4, 2026 (1063 d) |
| Daniel L Linnehan | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 11, 2023 |
| Noah Samuel Normyle | Fidelity Personal And Workplace Advisors BD affiliated | Tcw Investment Management Company LLC asset manager | Other | Sep 5, 2023 | Oct 14, 2024 (405 d) |
| Samuel Ray Velarde | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2023 | Oct 6, 2023 (31 d) |
| Hector I Luna | Fidelity Personal And Workplace Advisors BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Aug 31, 2023 |
| Geoffrey Thomas Waters | Fidelity Personal And Workplace Advisors BD affiliated | Alpha Cubed Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2023 | Aug 21, 2023 |
| Paulson Edum | Fidelity Personal And Workplace Advisors BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2023 | Nov 20, 2024 (448 d) |
| James Patrick Scalfaro | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2023 | Mar 19, 2024 (203 d) |
| Gabrielle Simone D'Angelo | Fidelity Personal And Workplace Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2023 | Jun 26, 2025 (667 d) |
| Stephen Thomas Freeman | Fidelity Personal And Workplace Advisors BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2023 | Jun 13, 2024 (289 d) |
| Cheston Don Malone | Fidelity Personal And Workplace Advisors BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Dec 1, 2023 (98 d) |
| Bennett Warren Canady | Fidelity Personal And Workplace Advisors BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Sep 5, 2023 |
| Mario Valverde | Fidelity Personal And Workplace Advisors BD affiliated | Manchester Financial Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Aug 11, 2023 |
| Brent Casey Thompson | Fidelity Personal And Workplace Advisors BD affiliated | Capital Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2023 | Sep 8, 2023 |
| Jacob Robert Wyand | Fidelity Personal And Workplace Advisors BD affiliated | Wyand Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 21, 2023 | Jan 28, 2026 (891 d) |
| Jennifer Pasterczyk | Fidelity Personal And Workplace Advisors BD affiliated | Camarda Wealth Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2023 | Nov 20, 2023 (94 d) |
| Matthew T Monroe | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2023 | Dec 22, 2023 (126 d) |
| Jacklyn Alexandra Hernandez-Moran | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 17, 2023 | Sep 26, 2023 (40 d) |
| Samuel Lewis Koenig | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 17, 2023 | Dec 11, 2023 (116 d) |
| Elizabeth Rose Rogers | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2023 | Sep 1, 2023 |
| Robert Nolan Lewis | Fidelity Personal And Workplace Advisors BD affiliated | Path Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 16, 2023 | Jun 14, 2024 (303 d) |
| Acacia Margarita Mendoza Diego | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 16, 2023 | Sep 14, 2023 |
| Anna Dearborn | Fidelity Personal And Workplace Advisors BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Sep 13, 2023 |
| Alberto Gabriel Alvarez | Fidelity Personal And Workplace Advisors BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Sep 5, 2023 |
| Katherine Chin Neill | Fidelity Personal And Workplace Advisors BD affiliated | Aragon Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 14, 2023 | Jan 21, 2025 (526 d) |
| Bryan Michael Dockter | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Oct 20, 2023 (70 d) |
| Peter James Shammas | Fidelity Personal And Workplace Advisors BD affiliated | Shammas Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 10, 2023 | Jan 2, 2024 (145 d) |
| Jonathan Resabala | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2023 | Aug 24, 2023 |
| William David Alford | Fidelity Personal And Workplace Advisors BD affiliated | World Investment Advisors, LLC institutional | Other | Aug 9, 2023 | Aug 25, 2023 |
| Michael Todd Anderson | Fidelity Personal And Workplace Advisors BD affiliated | Woodson Wealth Management unclassified | Other | Aug 9, 2023 | Aug 25, 2023 |
| Linda Nmn Grizely | Fidelity Personal And Workplace Advisors BD affiliated | Visions Financial Planning unclassified | Other | Aug 8, 2023 | Jan 2, 2024 (147 d) |
| Matthew Brian Ellis | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2023 | Apr 9, 2024 (245 d) |
| Jennifer D Overby | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2023 | Sep 15, 2023 (38 d) |
| Matt Dispensa | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 7, 2023 | Jun 12, 2024 (310 d) |
| Richard Brian Dorfman | Fidelity Personal And Workplace Advisors BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Dec 6, 2023 (125 d) |