DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,542 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elicito Montero | Fidelity Personal And Workplace Advisors BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jun 23, 2023 |
| Gage Preston Dahmann | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Jun 14, 2023 |
| Vanessa Trinh Ly | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2023 | Jun 28, 2023 |
| Tarainia Sherri Mcdaniel | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Sep 14, 2023 (85 d) |
| Tiffany Dea Silva | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Jul 6, 2023 |
| Darin B Jackson | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2023 | Jul 25, 2023 (41 d) |
| Lisa Mary Villamizar | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jul 10, 2023 |
| Max D Isaacman | Fidelity Personal And Workplace Advisors BD affiliated | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2023 | Jul 5, 2023 |
| Megan Elizabeth Rothe | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2023 | Jun 27, 2023 |
| Marina Laurie Ditommaso | Fidelity Personal And Workplace Advisors BD affiliated | Transcend Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2023 | Jul 11, 2023 |
| Elizabeth Marie Newcombe | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2023 | Jun 20, 2023 |
| Matthew Andrew Digan | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Aug 24, 2023 (76 d) |
| Jacob M Mason | Fidelity Personal And Workplace Advisors BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Aug 21, 2023 (73 d) |
| Daylen Robert Dye | Fidelity Personal And Workplace Advisors BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2023 | Jun 9, 2023 |
| Edward R. Kuzas | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2023 | Jun 13, 2023 |
| Matthew John Van Hekken | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 28, 2023 |
| Ryan Scott Mallow | Fidelity Personal And Workplace Advisors BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2023 | Jun 12, 2023 |
| Nikhil Aidan Stiff | Fidelity Personal And Workplace Advisors BD affiliated | Sentinel Pension Advisors, LLC. institutional | Other | Jun 5, 2023 | Mar 27, 2024 (296 d) |
| Jordan Aylesworth | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2023 | Sep 27, 2023 (114 d) |
| David Eric Zaycek | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 9, 2023 |
| Brian Todd Sanders | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 31, 2023 | Aug 2, 2023 (63 d) |
| Filip Domazet | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 31, 2023 | Aug 22, 2023 (83 d) |
| Zachary C Miner | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2023 | May 29, 2023 |
| Marcel Brown | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2023 | May 31, 2023 |
| Collin James Ahearn | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | Jun 24, 2024 (391 d) |
| Jon Matthew Slovisky | Fidelity Personal And Workplace Advisors BD affiliated | Mosaic Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | Jun 13, 2023 |
| Richard Gray Mowrer | Fidelity Personal And Workplace Advisors BD affiliated | Brookwood Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | Jan 6, 2025 (591 d) |
| Jimmy Ray | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | Jun 1, 2023 |
| Anne M Sheehy | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 26, 2023 | Apr 4, 2024 (314 d) |
| Hunter Thomas Webb | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 26, 2023 | Jul 12, 2023 (47 d) |
| Kurt Abitz | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 25, 2023 | Jun 27, 2023 (33 d) |
| Georgina Ting Ting Man | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2023 | Feb 15, 2024 (267 d) |
| Philip Michael Merrifield | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | Jun 9, 2023 |
| Jason Eric Bolduc | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | Jun 13, 2023 |
| Antonio Villanueva Rios | Fidelity Personal And Workplace Advisors BD affiliated | Whalen Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2023 | Jan 1, 2026 (954 d) |
| Jesse Dale | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 23, 2023 | Jul 19, 2023 (57 d) |
| Luke Joseph Laputka | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | Jun 5, 2024 (379 d) |
| Bryan W Cantrell | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | Mar 5, 2024 (287 d) |
| Benjamin Edwin Bolen | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | Jun 28, 2023 (36 d) |
| Katherine E Keeler | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2023 | Jun 15, 2023 |
| Nickolaus Nelson | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | Mar 11, 2024 (293 d) |
| Alexis E Rodriguez | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 19, 2023 | Sep 21, 2023 (125 d) |
| Luis David Barrera | Fidelity Personal And Workplace Advisors BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | Jun 5, 2023 |
| Reed Joseph Mcelyea | Fidelity Personal And Workplace Advisors BD affiliated | Investment Management Group mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | Jun 10, 2026 (1118 d) |
| Michael Joseph Bianco | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 18, 2023 | May 23, 2024 (371 d) |
| Dylan Brosious | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2023 | Oct 17, 2023 (153 d) |
| Charles Alexandre Hudelot | Fidelity Personal And Workplace Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 16, 2023 | Sep 11, 2023 (118 d) |
| Andrew James Abysalh | Fidelity Personal And Workplace Advisors BD affiliated | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2023 | Jun 12, 2023 |
| Grant Gottdiner | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2023 | Jun 13, 2023 |
| Ryan Nolan | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Nov 5, 2024 (539 d) |
| Nauman Karim Rana | Fidelity Personal And Workplace Advisors BD affiliated | Opal Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2023 | Jun 28, 2023 (48 d) |
| James Patrick Machinchick | Fidelity Personal And Workplace Advisors BD affiliated | Lake Street Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2023 | May 18, 2023 |
| Kyle Timothy Holdsworth | Fidelity Personal And Workplace Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 10, 2023 | May 10, 2023 |
| Joseph Barbera | Fidelity Personal And Workplace Advisors BD affiliated | Wellington Shields & Co., LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2023 | Jun 6, 2023 |
| Preston David Watts | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 9, 2023 | Jun 20, 2023 (42 d) |
| Drew Tuchfarber | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 9, 2023 | Oct 15, 2023 (159 d) |
| Mark Daniel Stevenson | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 5, 2023 | May 25, 2023 |
| Mary Acito | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 4, 2023 | May 30, 2023 |
| Nathan William Webb | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 4, 2023 | Jun 8, 2023 (35 d) |
| Virginia Lee | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 4, 2023 | Jun 7, 2023 (34 d) |