DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,542 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan George Nkem D'Kae | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 3, 2023 | Apr 26, 2023 |
| Paul Bromelkamp | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 3, 2023 | Jul 24, 2025 (813 d) |
| Thomas Schilling | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2023 | Oct 4, 2023 (155 d) |
| Kelly Sue Cavanaugh | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2023 | Mar 5, 2025 (673 d) |
| Zachary D Ross | Fidelity Personal And Workplace Advisors BD affiliated | Independent Wealth Network, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2023 | Jun 28, 2024 (423 d) |
| Ethan Everett Baker | Fidelity Personal And Workplace Advisors BD affiliated | Elevate Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2023 | Nov 2, 2023 (188 d) |
| Steven Joseph Olds | Fidelity Personal And Workplace Advisors BD affiliated | Cultivate Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 27, 2023 | Nov 5, 2024 (558 d) |
| Pamela Cao | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2023 | May 12, 2023 |
| Brendan Thomas Burns | Fidelity Personal And Workplace Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | May 10, 2023 |
| Timothy Steven Paradis | Fidelity Personal And Workplace Advisors BD affiliated | Crestwood Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Apr 10, 2023 |
| Levi Jones | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 25, 2023 | May 26, 2023 (31 d) |
| Robert Palmer | Fidelity Personal And Workplace Advisors BD affiliated | Avidian Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Apr 25, 2023 |
| Samuel Dean Harrison | Fidelity Personal And Workplace Advisors BD affiliated | Family Investment Center independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Apr 19, 2023 |
| Matthew Telona | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2023 | May 8, 2023 |
| Joshua Adam Gardner | Fidelity Personal And Workplace Advisors BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | May 26, 2023 (35 d) |
| Michael Knous | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Apr 20, 2023 |
| Michael C Holahan | Fidelity Personal And Workplace Advisors BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Jan 31, 2025 (651 d) |
| Priya Rametra | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 20, 2023 | Apr 9, 2024 (355 d) |
| Anthony Gigliotti | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 17, 2023 |
| Chandler Maurice Groves | Fidelity Personal And Workplace Advisors BD affiliated | Imber Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2023 | Mar 21, 2023 |
| James Christopher Davis | Fidelity Personal And Workplace Advisors BD affiliated | Naples Global Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2023 | May 12, 2023 |
| Honey Tin Latt | Fidelity Personal And Workplace Advisors BD affiliated | Webull Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2023 | Mar 16, 2026 (1062 d) |
| James Howard Beard | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2023 | Jun 8, 2023 (50 d) |
| Braedon Gregory Bayer | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2023 | Apr 20, 2023 |
| Wesley Osbourn | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Mar 24, 2023 |
| Jonathan Kinsky | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Jun 21, 2023 (65 d) |
| Kemraj Dubbra | Fidelity Personal And Workplace Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2023 | May 8, 2023 |
| Adam Oblad | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 12, 2023 | May 8, 2023 |
| David M Hohmann | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2023 | May 15, 2023 (34 d) |
| Christian Allan Hill | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2023 | May 1, 2023 |
| Samuel W Rosa | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2023 | Apr 20, 2023 |
| Michael Richard Leclerc | Fidelity Personal And Workplace Advisors BD affiliated | Lake Street Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2023 | Apr 26, 2023 |
| Jonathan Smilie | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 7, 2023 | Apr 4, 2023 |
| Stephanie M Rapcan | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Apr 20, 2023 |
| Chelsea Julie Polhemus | Fidelity Personal And Workplace Advisors BD affiliated | Cornerstone Financial Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2023 | Mar 14, 2025 (708 d) |
| Ezekiel Cole Powell | Fidelity Personal And Workplace Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Apr 25, 2023 |
| George Beacham | Fidelity Personal And Workplace Advisors BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Jun 30, 2023 (85 d) |
| Tai Tan Chu | Fidelity Personal And Workplace Advisors BD affiliated | Beaird Harris independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2023 | Apr 25, 2023 |
| Charles Sautter | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Mar 31, 2023 |
| Lucas S Pyper | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2023 | May 10, 2023 (35 d) |
| Shavonne Worthy | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Apr 7, 2023 |
| Matthew James Daniels | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Jun 29, 2023 (85 d) |
| Alexandria Maria Haden | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | May 5, 2023 (36 d) |
| Sharon Beharie | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 28, 2023 | Jun 19, 2023 (83 d) |
| Jordan Arthur | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2023 | Apr 4, 2023 |
| Brian Lowell Short | Fidelity Personal And Workplace Advisors BD affiliated | Spectrum Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2023 | Mar 22, 2023 |
| John S Piantedosi | Fidelity Personal And Workplace Advisors BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2023 | Jan 24, 2024 (303 d) |
| Josiah Lee Quick | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2023 | May 30, 2023 (67 d) |
| Andrew Allan Roberts | Fidelity Personal And Workplace Advisors BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2023 | Mar 27, 2023 |
| Hailun Xi Zheng | Fidelity Personal And Workplace Advisors BD affiliated | Jordan Park Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2023 | Jul 30, 2025 (859 d) |
| Cayden Walker Mclaughlin | Fidelity Personal And Workplace Advisors BD affiliated | Wealthadvisor365 state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 24, 2023 | Jan 21, 2026 (1034 d) |
| Niccolo Parisi | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2023 | Apr 26, 2023 (34 d) |
| Sergio Rene Teague | Fidelity Personal And Workplace Advisors BD affiliated | Paragon Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2023 | Jun 9, 2023 (78 d) |
| Antonio Lopez | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 23, 2023 | May 11, 2023 (49 d) |
| Kevin Jonathan Toohey | Fidelity Personal And Workplace Advisors BD affiliated | Arcadia Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2023 | Oct 23, 2024 (581 d) |
| Wendy Liebowitz | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2023 | May 8, 2023 (48 d) |
| James Ray | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2023 | Apr 25, 2023 (35 d) |
| Nicholas Joseph Armato | Fidelity Personal And Workplace Advisors BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 21, 2023 | Apr 6, 2023 |
| Allison Nicole Mitchell | Fidelity Personal And Workplace Advisors BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2023 | May 17, 2023 (58 d) |
| Diedric Berg | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 20, 2023 | Apr 4, 2023 |