DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,542 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ellen Golterman | Fidelity Personal And Workplace Advisors BD affiliated | Allspring Funds Management, LLC asset manager | Other | Jan 30, 2023 | Mar 13, 2023 (42 d) |
| John Michael Scarff | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 30, 2023 | Jun 12, 2023 (133 d) |
| Andrew Mitchell Cullen | Fidelity Personal And Workplace Advisors BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2023 | Dec 7, 2022 |
| Kyle Snow Fitzgerald | Fidelity Personal And Workplace Advisors BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2023 | Jan 4, 2023 |
| Elijah J Smith | Fidelity Personal And Workplace Advisors BD affiliated | Capital Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2023 | Feb 3, 2023 |
| Jonathan Weimer | Fidelity Personal And Workplace Advisors BD affiliated | Mtm Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2023 | Feb 2, 2023 |
| Nicholas M Donakowski | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 26, 2023 | Jun 13, 2023 (138 d) |
| Jessica Dorais | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 25, 2023 | Mar 3, 2023 (37 d) |
| Camille Rosen | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 25, 2023 | Apr 3, 2023 (68 d) |
| Thomas Jeremiah Mullen | Fidelity Personal And Workplace Advisors BD affiliated | Breakwater Capital Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2023 | Jul 14, 2023 (171 d) |
| Colin S Kirkpatrick | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2023 | Feb 8, 2023 |
| Ty Woodruff | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 23, 2023 | Jan 26, 2023 |
| John Matthew Pierce | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 18, 2023 |
| Bryant Marcy | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jun 27, 2024 (524 d) |
| Mitchell George Plant | Fidelity Personal And Workplace Advisors BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2023 | Jan 12, 2024 (358 d) |
| Manuel Lopez | Fidelity Personal And Workplace Advisors BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jan 18, 2023 | Jun 12, 2024 (511 d) |
| Alexander Whittington Davis | Fidelity Personal And Workplace Advisors BD affiliated | Strategic Financial Concepts, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2023 | Mar 2, 2023 (44 d) |
| Shannon Dale Burgett | Fidelity Personal And Workplace Advisors BD affiliated | Linden Thomas Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2023 | Jan 17, 2023 |
| Isaiah Aston Hinds | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2023 | Oct 17, 2023 (277 d) |
| Lawrence Dorman | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2023 | Oct 2, 2024 (628 d) |
| Michael Lawrence Meeks | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2023 | Oct 2, 2023 (262 d) |
| Edward H Durkin | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2023 | Jun 20, 2023 (159 d) |
| Stephen Connor Wilkins | Fidelity Personal And Workplace Advisors BD affiliated | Patton Albertson Miller Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2023 | Jan 24, 2023 |
| Christopher Allen Holt | Fidelity Personal And Workplace Advisors BD affiliated | Coldstream Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2023 | Feb 21, 2023 (41 d) |
| Joseph Carl Wilson | Fidelity Personal And Workplace Advisors BD affiliated | Northwest Financial Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2023 | Feb 10, 2023 |
| Jacob Tyler Wilsie | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2023 | Mar 3, 2023 (51 d) |
| Matthew Payton | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2023 | Aug 15, 2023 (216 d) |
| Jeffrey David Poitras | Fidelity Personal And Workplace Advisors BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Jan 20, 2023 |
| Nicholas Anthony Punzio | Fidelity Personal And Workplace Advisors BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2023 | Feb 8, 2023 |
| Kyle David Smith | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2023 | Jan 5, 2023 |
| Patrick E. Cobb | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2023 | Oct 15, 2025 (1009 d) |
| Christian James Papazian | Fidelity Personal And Workplace Advisors BD affiliated | Cookson Peirce Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2023 | Mar 25, 2024 (440 d) |
| Matthew Steven Borriello | Fidelity Personal And Workplace Advisors BD affiliated | Transcend Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2023 | Jan 26, 2023 |
| Kathryn Rhea Jones | Fidelity Personal And Workplace Advisors BD affiliated | Northern Trust Securities, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2023 | Oct 30, 2023 (298 d) |
| Christopher T Wheatley | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 5, 2023 | Mar 7, 2023 (61 d) |
| Kemar Bernard | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 5, 2023 | Feb 6, 2023 (32 d) |
| Richard A Bagby | Fidelity Personal And Workplace Advisors BD affiliated | Johnson Brunetti independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2023 | Mar 30, 2023 (85 d) |
| David C Cheng | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Dec 9, 2022 |
| Miles Spencer Feuer | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 3, 2023 | May 9, 2023 (126 d) |
| Robert Bondiman | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 22, 2022 | Jan 9, 2023 |
| Jorden Trochelman | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Feb 10, 2023 (51 d) |
| Biren Patel | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2022 | Dec 22, 2022 |
| Jeffrey Thomas Space | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 20, 2022 | Jul 20, 2023 (212 d) |
| Jeffrey James Jordan | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2022 | Jan 11, 2023 |
| Andrew Devitt Finnegan | Fidelity Personal And Workplace Advisors BD affiliated | Cg Advisory Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2022 | Apr 3, 2023 (105 d) |
| Thomas J Kirihara | Fidelity Personal And Workplace Advisors BD affiliated | The Oak Ridge Financial Services Group, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2022 | Dec 19, 2022 |
| Taylor Charles Tomlin | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2022 | Mar 13, 2026 (1180 d) |
| Ashley Tumlinson | Fidelity Personal And Workplace Advisors BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2022 | Jan 11, 2023 |
| Nathan Daniel Peyer | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Jan 14, 2021 |
| Brandon Alexander Bell | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2022 | Jan 13, 2023 |
| Bradford S Rowe | Fidelity Personal And Workplace Advisors BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2022 | Dec 12, 2022 |
| Kurtis E Burcume | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2022 | Apr 25, 2024 (499 d) |
| Sabrina Bennett Southworth | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 9, 2022 | Jan 25, 2023 (47 d) |
| Keith J Gilmour | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2022 | Apr 21, 2023 (134 d) |
| Harrison Thomas Pair | Fidelity Personal And Workplace Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Jan 6, 2023 |
| Philip Thomas Alford | Fidelity Personal And Workplace Advisors BD affiliated | Values First Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2022 | Feb 14, 2023 (69 d) |
| William Michael Smith | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2022 | Dec 2, 2022 |
| Thomas White | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Jun 24, 2026 (1296 d) |
| Alisha Marlene Byrd | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2022 | Jan 19, 2023 (44 d) |
| Luis Sanabria | Fidelity Personal And Workplace Advisors BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | May 1, 2023 (146 d) |