DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,543 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas David Teel | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 27, 2022 | Feb 11, 2022 |
| Sable Elise Potts | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 27, 2022 | Feb 18, 2022 |
| Deborah Dickinson | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 27, 2022 | Mar 6, 2022 (38 d) |
| Katherine Nicole Mangiardi | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2022 | Apr 22, 2022 (87 d) |
| Ryan David Shippy | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 25, 2022 | Jan 12, 2022 |
| Erik Michael Pettine | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Jun 8, 2022 (134 d) |
| Amanda Kennedy Skrivanich | Fidelity Personal And Workplace Advisors BD affiliated | Columbia Pacific Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2022 | Feb 7, 2022 |
| Madeline Rose Barconi | Fidelity Personal And Workplace Advisors BD affiliated | Colorado Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2022 | Feb 11, 2022 |
| Alexandar Nikolic | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 21, 2022 | Jan 20, 2022 |
| Joshua Luke Alford | Fidelity Personal And Workplace Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Feb 25, 2022 (35 d) |
| Timothy Michael Halberg | Fidelity Personal And Workplace Advisors BD affiliated | Voya Investment Management Co. LLC other | Other | Jan 20, 2022 | May 31, 2022 (131 d) |
| Tenner C Stoe | Fidelity Personal And Workplace Advisors BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2022 | Jan 14, 2022 |
| Robert Hugh Carlisle | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 17, 2022 | Feb 2, 2022 |
| Roberto Ivan Ortega | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 16, 2022 | Feb 3, 2022 |
| Joel Lawrence Kubala | Fidelity Personal And Workplace Advisors BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 16, 2022 | Jan 17, 2022 |
| Michael Parks | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 14, 2022 | Jan 31, 2022 |
| Kristopher Warner Matheson | Fidelity Personal And Workplace Advisors BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Jan 12, 2022 | Jan 24, 2022 |
| Miguel Carneiro | Fidelity Personal And Workplace Advisors BD affiliated | Connecticut Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2022 | Feb 22, 2022 (41 d) |
| William Richard Martin | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2022 | Feb 4, 2022 |
| Timothy Joseph Dougherty | Fidelity Personal And Workplace Advisors BD affiliated | Mcf Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Apr 26, 2026 (1566 d) |
| Matthew Anthony Tarantino | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2022 | Feb 8, 2022 |
| Jessica Lang | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC other | Other | Jan 11, 2022 | Feb 7, 2022 |
| Nathaniel Robert Barton | Fidelity Personal And Workplace Advisors BD affiliated | Soltis Investment Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Feb 1, 2022 |
| Peter Allen Ross | Fidelity Personal And Workplace Advisors BD affiliated | Copperleaf Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Jan 19, 2022 |
| Lisa Federico Gigliotti | Fidelity Personal And Workplace Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | May 16, 2025 (1222 d) |
| Tracy Keith Kennard | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Sep 25, 2023 (623 d) |
| John Thomas Ferrier | Fidelity Personal And Workplace Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 10, 2022 | May 3, 2022 (113 d) |
| Thomas Edward Graney | Fidelity Personal And Workplace Advisors BD affiliated | Planning Alternatives Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Jan 28, 2022 |
| James Alban | Fidelity Personal And Workplace Advisors BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Aug 18, 2023 (585 d) |
| Sean David Jones | Fidelity Personal And Workplace Advisors BD affiliated | Capita Financial Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Jul 20, 2026 (1652 d) |
| Carl R Barton | Fidelity Personal And Workplace Advisors BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Oct 26, 2022 (289 d) |
| Todd Blanchard Stockwell | Fidelity Personal And Workplace Advisors BD affiliated | Rwa Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Feb 16, 2022 (37 d) |
| Leslie Shannon Mcdonald | Fidelity Personal And Workplace Advisors BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Jul 18, 2024 (920 d) |
| Scott Eugene Monson | Fidelity Personal And Workplace Advisors BD affiliated | Missionsquare Retirement institutional | Other | Jan 10, 2022 | Feb 1, 2022 |
| Michael Thomas Smedley | Fidelity Personal And Workplace Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Dec 12, 2022 (336 d) |
| Jeff D. Lee | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2022 | Jul 24, 2026 (1656 d) |
| Robert Michael Bard | Fidelity Personal And Workplace Advisors BD affiliated | The Sum independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Jan 11, 2022 |
| Bahram Talaifar | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Feb 15, 2023 (401 d) |
| James Joseph Schroeder | Fidelity Personal And Workplace Advisors BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Jul 14, 2022 (185 d) |
| Susan A Mason | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC other | Other | Jan 10, 2022 | Mar 17, 2022 (66 d) |
| Kristie Ann Kingston | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Jul 20, 2022 (191 d) |
| Robert Bevin Hermann | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | May 9, 2023 (484 d) |
| Michael Edward Geraghty | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Jun 30, 2022 (171 d) |
| Mainul Hassan | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | May 26, 2022 (136 d) |
| Anthony Cameron Carter | Fidelity Personal And Workplace Advisors BD affiliated | Mma Securities LLC no RAUM | Other | Jan 10, 2022 | Jan 10, 2025 (1096 d) |
| Danel N Klepper-Lewis | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2022 | Aug 29, 2023 (596 d) |
| Paul Stern | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Sep 6, 2022 (239 d) |
| Karl David Tresner | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Jan 28, 2022 |
| Jonathan Arnold | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Feb 2, 2022 |
| Chad Froust | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2022 | Feb 8, 2022 |
| Brandy Savage | Fidelity Personal And Workplace Advisors BD affiliated | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Apr 14, 2022 (94 d) |
| Melanie L Newton | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2022 | May 20, 2022 (130 d) |
| Scott Fast | Fidelity Personal And Workplace Advisors BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jan 7, 2022 | Jan 12, 2026 (1466 d) |
| Langston Washington | Fidelity Personal And Workplace Advisors BD affiliated | Fsa Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2022 | Feb 11, 2022 (35 d) |
| Thomas Carrier Mckeown | Fidelity Personal And Workplace Advisors BD affiliated | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2022 | Dec 23, 2021 |
| Chelsea Kavanaugh Lazarus | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 7, 2022 | Jan 19, 2022 |
| Kristin Elizabeth Rossell | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 22, 2021 | May 31, 2022 (160 d) |
| Jordan Elizabeth Beck | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Dec 24, 2024 (1103 d) |
| Spencer Colin Bateman | Fidelity Personal And Workplace Advisors BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Jan 6, 2022 |
| Brandon P Jezek | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2021 | Jan 28, 2022 (44 d) |