DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,544 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wing-Yin Jung | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 22, 2021 |
| Austin James Ryan | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Sep 13, 2021 (96 d) |
| Jason Matthew Kozoloski | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2021 | Mar 23, 2022 (289 d) |
| John Michael Wildern | Fidelity Personal And Workplace Advisors BD affiliated | 2nd Vote Advisers, LLC. asset manager | Other | Jun 5, 2021 | Jun 17, 2021 |
| Ally Belle Chanel | Fidelity Personal And Workplace Advisors BD affiliated | Lundeen Abrams Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 5, 2021 | Jul 19, 2021 (44 d) |
| Andrew Michael Falk | Fidelity Personal And Workplace Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2021 | Jun 14, 2021 |
| Aaron Wolfe | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2021 | Jul 27, 2021 (54 d) |
| Jamall Little | Fidelity Personal And Workplace Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jun 18, 2021 |
| Samuel Rulli | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Oct 27, 2023 (876 d) |
| Ao Vang | Fidelity Personal And Workplace Advisors BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jun 14, 2021 |
| Sara Jean Zuckerman | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Aug 19, 2021 (79 d) |
| Gloria Kabugo-Musoke | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Jul 1, 2021 |
| Aaron Alan Zauner | Fidelity Personal And Workplace Advisors BD affiliated | Caldwell Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2021 | May 28, 2021 |
| Brett Alan Croft | Fidelity Personal And Workplace Advisors BD affiliated | Manchester Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2021 | Sep 10, 2021 (105 d) |
| Edward Francis O'Grady | Fidelity Personal And Workplace Advisors BD affiliated | Brophy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2021 | Mar 15, 2022 (291 d) |
| Christian Davis Mcentire | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2021 | Jun 22, 2021 |
| Michael Patrick Mcalpin | Fidelity Personal And Workplace Advisors BD affiliated | Intellicapital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2021 | Nov 9, 2021 (166 d) |
| Frank Benfield Finchum | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 23, 2021 | Jun 28, 2021 (36 d) |
| James Herbert Milleville | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2021 | Jun 9, 2021 |
| Andrew Veth | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 22, 2021 | Aug 3, 2021 (73 d) |
| Susana Torres | Fidelity Personal And Workplace Advisors BD affiliated | Victory Capital Management Inc. asset manager | Other | May 20, 2021 | Jun 9, 2021 |
| Kristine Jean Stawinski | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | Aug 3, 2021 (75 d) |
| Robert Taylor Greisinger | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2021 | May 18, 2021 |
| Brandon Doherty | Fidelity Personal And Workplace Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | Jul 11, 2022 (417 d) |
| Barron T Branch | Fidelity Personal And Workplace Advisors BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | Oct 5, 2021 (138 d) |
| Eric Thomas Samson | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC other | Other | May 15, 2021 | Jun 15, 2021 (31 d) |
| Matthew Heilmer | Fidelity Personal And Workplace Advisors BD affiliated | Boulay Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2021 | Jun 2, 2021 |
| Corinne Elizabeth Dorey | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 14, 2021 | May 25, 2021 |
| Jesus Manuel Hernandez | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2021 | Jan 6, 2022 (237 d) |
| Michael David Camp | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2021 | Apr 29, 2021 |
| Ryan Major | Fidelity Personal And Workplace Advisors BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2021 | May 10, 2021 |
| Alexander Curtis Herrington | Fidelity Personal And Workplace Advisors BD affiliated | Fourthought Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2021 | May 6, 2021 |
| Marlon A Tenorio | Fidelity Personal And Workplace Advisors BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2021 | May 5, 2021 |
| Daniel Osorio | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 14, 2021 | May 26, 2021 |
| Derek Ezra Tanuvasa | Fidelity Personal And Workplace Advisors BD affiliated | Diversify Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2021 | May 4, 2021 |
| Sorin Tomas Marinescu | Fidelity Personal And Workplace Advisors BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | May 14, 2021 | Jun 21, 2024 (1134 d) |
| Tessa Brugh Dueker | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 12, 2021 | Jun 3, 2021 |
| Benjamin Eric Noonan | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 9, 2021 | Sep 12, 2025 (1587 d) |
| Hank Peng | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2021 | May 6, 2021 |
| Blake Fisher | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2021 | Jul 7, 2021 (62 d) |
| Paula Demars Megan | Fidelity Personal And Workplace Advisors BD affiliated | Cary Street Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2021 | Jul 15, 2021 (71 d) |
| Tyrone Rivers | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 5, 2021 | Jun 3, 2021 |
| Anthony Fornatale | Fidelity Personal And Workplace Advisors BD affiliated | Insight Securities, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2021 | Aug 12, 2021 (105 d) |
| Joseph Larell Stroud | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2021 | Apr 30, 2026 (1827 d) |
| Zachary Daniel Stewart | Fidelity Personal And Workplace Advisors BD affiliated | Modern Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2021 | Jun 23, 2022 (420 d) |
| Kyla Ashly Burch | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2021 | Jul 25, 2022 (452 d) |
| Agne Mir | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2021 | Apr 22, 2021 |
| Julie Alger | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2021 | Jun 7, 2021 (42 d) |
| Steven Michael Rezzelle | Fidelity Personal And Workplace Advisors BD affiliated | Manchester Financial Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2021 | Apr 13, 2021 |
| Chad Gancarz | Fidelity Personal And Workplace Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 22, 2021 | Aug 12, 2021 (112 d) |
| Ryan Hood | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 19, 2021 | Apr 16, 2021 |
| Franklin Meade Graves | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2021 | May 14, 2021 |
| Adam Duncan | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2021 | Apr 22, 2021 |
| Beth Marie Fratalia | Fidelity Personal And Workplace Advisors BD affiliated | Maiden Cove Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2021 | Apr 25, 2021 |
| Michael Sabra | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 6, 2021 | Aug 5, 2021 (121 d) |
| Michael David Meuse | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2021 | Apr 13, 2021 |
| Michael Thomas Parrott | Fidelity Personal And Workplace Advisors BD affiliated | Waterway Wealth Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2021 | Jun 8, 2021 (63 d) |
| Tyson S Toner | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2021 | Jun 16, 2022 (437 d) |
| Geoff C Newman | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2021 | May 6, 2021 (31 d) |
| Peter Vitale | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2021 | Apr 23, 2021 |