DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bancwest Investment Services, Inc. (Bwis)
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Walter Healy | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 24, 2023 | Sep 23, 2024 (396 d) |
| Brook P Kramer | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Aug 8, 2025 (715 d) |
| Timothy Neil Howard | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Nov 27, 2023 (95 d) |
| Jason Meysenburg | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Oct 26, 2023 (63 d) |
| Robert J Lewis | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Oct 16, 2023 (53 d) |
| Jonathan James Derra | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Nov 16, 2023 (84 d) |
| John Calvin Hatfield | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Nov 1, 2023 (69 d) |
| Brett Michael Badalucco | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First National Advisers, LLC other | Other | Aug 24, 2023 | Mar 12, 2025 (566 d) |
| Ricardo J Santamaria | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2023 | Dec 19, 2023 (117 d) |
| Shane Alan Mccurry | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2023 | Sep 19, 2023 |
| Sean Koutsakis | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Dec 11, 2023 (109 d) |
| Timothy Asplin | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Jun 7, 2024 (288 d) |
| Jason Thomas Cyza | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Nov 1, 2023 (69 d) |
| Gregory Michael Hoover | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Mar 21, 2024 (210 d) |
| Robert Andres Homar Lopez | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Summit Trail Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2023 | Feb 28, 2024 (188 d) |
| Alton Sidney Fabre | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Oct 10, 2023 (47 d) |
| Matthew Petermann | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Mar 25, 2025 (579 d) |
| Michael David Smith | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First National Advisers, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2023 | Aug 4, 2026 (1076 d) |
| Tyler Joseph Prescott | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2023 | Jan 3, 2024 (159 d) |
| Donald Lee Fitzsimmons | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Aug 28, 2023 (49 d) |
| Ibun Ando | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2023 | Jun 21, 2023 |
| Joseph Leland Mcmanus | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | Jun 22, 2026 (1113 d) |
| Andrew Hunt | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | May 26, 2023 |
| Cheryl Hom | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | May 8, 2023 |
| Jenifer Kim Woolcott | Bancwest Investment Services, Inc. (Bwis) BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 11, 2023 | May 17, 2023 (36 d) |
| Mathew Miller | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2023 | Feb 22, 2023 |
| Jacob Staub | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2023 | Feb 24, 2023 |
| Matthew Gasser | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2023 | Jan 19, 2023 |
| Matthew Orian | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 13, 2022 | Dec 16, 2022 |
| Joseph Thomas Olson | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 23, 2022 | Nov 16, 2022 |
| Darian Hogle | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 28, 2022 | Oct 21, 2022 |
| Brendan James Price | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 23, 2022 | Sep 15, 2022 |
| Wayne Minh Loi | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2022 | Sep 9, 2022 |
| Vernon Ray Wheeler | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2022 | Nov 10, 2022 (65 d) |
| Benjamin Lee Siedlik | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2022 | Aug 30, 2022 |
| Linda E. Moran | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2022 | Dec 6, 2022 (98 d) |
| Karen D Jacome | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2022 | Sep 14, 2022 |
| Stephen Van Besien | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Citi Private Advisory, LLC asset manager | Other | Aug 19, 2022 | Sep 7, 2022 |
| Nathaniel John Louderback | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2022 | Aug 11, 2022 |
| Daniel Michael Pilmaier | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2022 | Aug 9, 2022 |
| Chad Ryan Miles | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Aug 11, 2022 |
| Kwadwo Opoku Adutwum | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2022 | Aug 8, 2022 |
| Skyler Hulslander | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Householder Group Estate & Retirement Specialists independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2022 | Jul 8, 2022 |
| Tyler Finch | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Householder Group Estate & Retirement Specialists independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2022 | Jul 8, 2022 |
| Ashley Buchanan | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2022 | Jul 12, 2022 |
| Jacob Vance Gunter | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2022 | Jun 23, 2022 |
| David Ta-Wei Lee | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2022 | May 31, 2022 |
| Prashant K Patel | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2022 | May 31, 2022 |
| Steven Gerald Eaton | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2022 | Jun 13, 2022 |
| Nathan P Clark | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2022 | May 5, 2022 |
| Mohammed Bunyad | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2022 | May 20, 2022 |
| Brunai Alia Johnson | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2022 | May 9, 2022 |
| Elaine Yefun Lee | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | Jun 8, 2022 |
| Jacob Joseph Meis | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | May 3, 2022 |
| Derek Tyghe Carstens | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | Aug 15, 2022 (98 d) |
| Katherine Ramirez | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2022 | Aug 1, 2023 (460 d) |
| Brandon Michael Rose | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | May 5, 2022 |
| Jim Lucas | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 7, 2022 | Apr 21, 2022 |
| Joseph Ada | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 7, 2022 | Apr 5, 2022 |
| Timothy Tai-Liang Liu | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2022 | May 23, 2022 (46 d) |
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504 moves match.