DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eunji Kwon | Citizens Securities, Inc. BD affiliated | Fort Pitt Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2023 | Jan 8, 2024 |
| Daniel Solis | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Dec 20, 2023 |
| Yuque Wang | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Sep 24, 2024 (284 d) |
| Austen Derek Horn | Citizens Securities, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2023 | Sep 12, 2024 (276 d) |
| Nathan Hartwig | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Jan 12, 2024 (32 d) |
| Heather Lee Hersey | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2023 | Dec 6, 2023 |
| Kadeem Rogier Wright | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2023 | Jan 8, 2024 (42 d) |
| Ian Franks | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2023 | Dec 21, 2023 |
| Scott J Palmatier | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Jan 9, 2024 (54 d) |
| Christopher Gilbert Sanchez | Citizens Securities, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Mar 4, 2024 (112 d) |
| Binod Raj Joshi | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Jun 13, 2024 (213 d) |
| Alexas Marie Cabral | Citizens Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Dec 5, 2023 |
| Gregory Anthony Longo | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Nov 8, 2023 |
| Kurt Ro | Citizens Securities, Inc. BD affiliated | Wintrust Investments mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2023 | Nov 29, 2023 |
| Inas Alawam | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Dec 16, 2023 (47 d) |
| David Yurman | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | May 1, 2024 (197 d) |
| William Joseph Murphy | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 17, 2023 |
| Donald Davis Haines | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 17, 2023 |
| Chad Froust | Citizens Securities, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Oct 20, 2023 |
| Salvatore Alfred Mondello | Citizens Securities, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 11, 2023 |
| Andrew W Booth | Citizens Securities, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 31, 2024 (386 d) |
| Stephen Marc Lubin | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 26, 2023 |
| Colin S Kirkpatrick | Citizens Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Sep 29, 2025 (725 d) |
| Ryan M. Casci | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2023 | Oct 18, 2023 |
| Mark D Stauffer | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2023 | Sep 14, 2023 |
| Travis Jay Lacelle | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2023 | Sep 19, 2023 |
| Timothy Dornan Moran | Citizens Securities, Inc. BD affiliated | Condor Capital Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2023 | Oct 31, 2023 (46 d) |
| Jeanine Marie Buceti | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Oct 9, 2023 |
| Keith Zuckerberg | Citizens Securities, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2023 | Jun 17, 2024 (284 d) |
| Christopher Leo Derouin | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 6, 2023 |
| Kevin C Outland | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 14, 2023 |
| Zachary Todd Bramschreiber | Citizens Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 22, 2023 | Feb 12, 2024 (174 d) |
| Husein Nazim Valiyani | Citizens Securities, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Aug 18, 2023 | Aug 15, 2025 (728 d) |
| Stephen Victor Wolff | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Aug 14, 2023 |
| Aaron Lee Harrison | Citizens Securities, Inc. BD affiliated | Vertis Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2023 | Oct 7, 2024 (424 d) |
| Richard A Fertig | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2023 | Aug 21, 2023 |
| Jean Savino | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 23, 2023 |
| Edward Anthony Kamradt | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 23, 2023 |
| Hamid Abdollahi | Citizens Securities, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Apr 27, 2024 (267 d) |
| Jonathan T Dunlea | Citizens Securities, Inc. BD affiliated | United Advisors America independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2023 | Sep 9, 2026 (1133 d) |
| Paul Kuleska | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Angela Allain | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Aug 30, 2023 |
| Danielle Christina Patterson | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 21, 2023 |
| Daniel Jerome Kruper | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 21, 2023 |
| Anthony Kermit Shatley | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 21, 2023 |
| John Pikras | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2023 | Jul 21, 2023 |
| Paul James Contos | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2023 | Jul 20, 2023 |
| Robert Whitcomb Damon | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2023 | Jul 14, 2023 |
| Danny M Benedetti | Citizens Securities, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2023 | Jul 10, 2023 |
| Keith Levy Traffican | Citizens Securities, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jul 10, 2023 |
| Jeffrey Paul Little | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 14, 2023 |
| Zachary W Timm | Citizens Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 11, 2023 |
| Alexander Araniz | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2023 | Aug 14, 2023 (35 d) |
| Douglas Henry Riccitelli | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Oct 3, 2023 (88 d) |
| David Llewellyn Smith | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Aug 30, 2023 (54 d) |
| Jeremy Evens | Citizens Securities, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jul 13, 2023 |
| Ashley M Frazier | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2023 | Jul 14, 2023 |
| Andrew B Ball | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 3, 2023 | Jun 30, 2023 |
| Jason William Brown | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 3, 2023 | Jun 30, 2023 |
| Thomas Baker Hayn | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2023 | Jun 23, 2023 |
1,362 moves match.