DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Oneamerica Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tricia Colleen Sendelbach | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 8, 2025 | Feb 19, 2025 |
| David Medina | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 8, 2025 | Feb 14, 2025 |
| Wade S Schmidt | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 8, 2025 | Feb 20, 2025 |
| Michael A Knapp | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 8, 2025 | Feb 25, 2025 |
| David A Trapper | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 8, 2025 | Feb 18, 2025 |
| Chad Richard Wilkins | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 8, 2025 | Feb 24, 2025 |
| Joshua Jacob Timmerman | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 8, 2025 | Mar 13, 2025 (33 d) |
| Christopher James Whittaker | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 8, 2025 | Mar 18, 2025 (38 d) |
| Justin Edward Dale Gant | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 8, 2025 | Feb 6, 2025 |
| David Lutz | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 8, 2025 | Feb 18, 2025 |
| Garold Scott Casterline | Oneamerica Securities, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Apr 14, 2025 (66 d) |
| Jeffrey Scott Casper | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 1, 2025 | Feb 11, 2026 (375 d) |
| Daniel Richmond | Oneamerica Securities, Inc. BD affiliated | Carrera Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2025 | Jan 13, 2025 |
| Timothy Michael Grace | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Jan 17, 2025 | Apr 11, 2025 (84 d) |
| Susan Elaine Koontz | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Jan 6, 2025 | Apr 8, 2025 (92 d) |
| Tyler Steven Egger | Oneamerica Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 6, 2025 | Jan 1, 2026 (360 d) |
| Patty Ann Miller | Oneamerica Securities, Inc. BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | May 21, 2025 (141 d) |
| John William Zeigler | Oneamerica Securities, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 7, 2025 |
| Michael J Rosenberg | Oneamerica Securities, Inc. BD affiliated | Ima Advisory Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | May 12, 2025 (132 d) |
| Travis E Dougherty | Oneamerica Securities, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 18, 2025 |
| Thomas L Smith | Oneamerica Securities, Inc. BD affiliated | Abg Consultants institutional | Other | Dec 31, 2024 | Aug 14, 2026 (591 d) |
| Kimberly Lynn Popoff | Oneamerica Securities, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 28, 2025 |
| Tracie M Reithmann | Oneamerica Securities, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 22, 2025 |
| Conor Delaney | Oneamerica Securities, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 6, 2025 |
| Andrew Purdy | Oneamerica Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Jan 8, 2025 |
| Jeffrey David Eisman | Oneamerica Securities, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Nov 20, 2024 | Jan 9, 2025 (50 d) |
| Matthew J Jenkins | Oneamerica Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 24, 2024 | Oct 18, 2024 |
| Jonathan D Leuchs | Oneamerica Securities, Inc. BD affiliated | William Joseph Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 6, 2024 |
| Lucas Brian Pelfrey | Oneamerica Securities, Inc. BD affiliated | Capital Client Group, Inc. no RAUM | Other | Aug 26, 2024 | Sep 6, 2024 |
| Craig Robinette | Oneamerica Securities, Inc. BD affiliated | Golden Reserve Retirement, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2024 | Jun 18, 2026 (681 d) |
| Koren S Marinberg | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 1, 2024 |
| John Davis Baker | Oneamerica Securities, Inc. BD affiliated | Fwa Wealth Management, LLC unclassified | Other | Apr 18, 2024 | Jul 25, 2024 (98 d) |
| Kyle Thomas Cronan | Oneamerica Securities, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2024 | Mar 14, 2024 |
| Colette L Beaumont | Oneamerica Securities, Inc. BD affiliated | Potomac asset manager | Other | Feb 5, 2024 | Feb 14, 2024 |
| Brian C Cleary | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2024 | Jan 8, 2024 |
| Heather Anne Grubbs | Oneamerica Securities, Inc. BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Dec 19, 2023 |
| Stephen Paul Webb | Oneamerica Securities, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 12, 2023 |
| Brian Keith Cohoon | Oneamerica Securities, Inc. BD affiliated | Castellan independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2023 | Jan 4, 2024 |
| Emily Paige Soper | Oneamerica Securities, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2023 | Nov 21, 2023 |
| Brandon Lee Knop | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Mar 11, 2024 (95 d) |
| Michael P Cutbirth | Oneamerica Securities, Inc. BD affiliated | Walter J. Reyna, Inc. other | Other | Nov 7, 2023 | Nov 1, 2023 |
| Peter William Crimmins | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Mar 21, 2024 (135 d) |
| Abdelmagid Alawad | Oneamerica Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 18, 2023 |
| Tamara Faith Notarianni | Oneamerica Securities, Inc. BD affiliated | Cornerstone Financial Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2023 | Feb 11, 2025 (491 d) |
| Edward James Thiessen | Oneamerica Securities, Inc. BD affiliated | Global View Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2023 | Sep 25, 2023 |
| James Matthew Hightower | Oneamerica Securities, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Sep 27, 2023 |
| Christina Chen Blovad | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Sep 21, 2023 |
| Christopher C. Medeiros | Oneamerica Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Sep 7, 2023 |
| Ruben Rivera | Oneamerica Securities, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2023 | Aug 28, 2023 |
| Ashley W Folkes | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Jul 28, 2023 |
| Christopher D Mcvay | Oneamerica Securities, Inc. BD affiliated | Bountiful Investment Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 15, 2023 |
| Mustaque Haider Choudhury | Oneamerica Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2023 | Aug 1, 2023 |
| Jonathan Frame | Oneamerica Securities, Inc. BD affiliated | Quincy Wells Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2023 | Mar 28, 2024 (296 d) |
| Jeffrey J Fogle | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Mar 21, 2024 (295 d) |
| Peter Daniel Walkey | Oneamerica Securities, Inc. BD affiliated | Usi Advisors institutional | Other | May 25, 2023 | Apr 8, 2024 (319 d) |
| Tony M Pritchett | Oneamerica Securities, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | May 11, 2023 | May 1, 2023 |
| Joelle M Hinds | Oneamerica Securities, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2023 | Aug 2, 2023 (83 d) |
| Joshua R Kehm | Oneamerica Securities, Inc. BD affiliated | Ensign Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2023 | May 2, 2023 |
| David Lundberg | Oneamerica Securities, Inc. BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2023 | Oct 30, 2023 (194 d) |
| Dave Jonathan Guzman | Oneamerica Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 19, 2023 | Jun 14, 2024 (422 d) |
560 moves match.