DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Santander Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Conrad Vincent WyattSantander Securities otherPnc Wealth Management otherOtherDec 10, 2014Dec 18, 2014
John Francis FranzagoSantander Securities otherCitizens Securities, Inc. otherOtherDec 3, 2014Dec 16, 2014
William Sands JrSantander Securities otherPnc Wealth Management otherOtherNov 20, 2014May 20, 2015 (181 d)
Preston J WalkerSantander Securities otherCitizens Securities, Inc. otherOtherNov 18, 2014Nov 21, 2014
Matthew Peter KuzmiskiSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 3, 2014Apr 6, 2015 (154 d)
David Paul DufourSantander Securities otherLPL Financial LLC otherOtherOct 31, 2014Nov 5, 2014
David Paul MalatestaSantander Securities otherVoya Retirement Advisors, LLC otherOtherOct 20, 2014Apr 12, 2016 (540 d)
Matthew J LeboSantander Securities otherJ. W. Cole Advisors, Inc. BD affiliatedOtherSep 25, 2014Jun 24, 2019 (1733 d)
Maria Tychi-KefalasSantander Securities otherLPL Financial LLC otherOtherSep 16, 2014Jun 29, 2016 (652 d)
Brian Andrew ArgiroSantander Securities otherCitizens Securities, Inc. otherOtherSep 15, 2014Sep 23, 2014
Suzanne Hillary NitzbergSantander Securities otherAllstate Financial Advisors, LLC BD affiliatedOtherSep 5, 2014Apr 19, 2021 (2418 d)
Christopher Michael ObrienSantander Securities otherEagle Strategies LLC otherOtherSep 5, 2014Jul 12, 2016 (676 d)
Brian FeeSantander Securities otherPnc Wealth Management otherOtherAug 26, 2014Sep 9, 2014
James Joseph McgraneSantander Securities otherVanguard Advisers, Inc. BD affiliatedOtherAug 21, 2014Dec 2, 2019 (1929 d)
Desiree Joanne Mieses LlavatSantander Securities otherSantander Asset Management otherOtherAug 15, 2014Sep 17, 2012
Paul X Hopgood MoralesSantander Securities otherSantander Asset Management otherOtherAug 5, 2014Sep 7, 2012
Zachary Armand LeightonSantander Securities otherCitizens Securities, Inc. otherOtherAug 1, 2014Jul 28, 2014
Shawn HaywardSantander Securities otherScottrade Investment Management otherOtherJul 22, 2014Sep 21, 2016 (792 d)
Susan Catherine HeinrichSantander Securities otherCitizens Securities, Inc. otherOtherJul 2, 2014Jul 15, 2014
Frank Alfred HosmerSantander Securities otherWaddell & Reed otherOtherJun 30, 2014Jul 17, 2014
Jason Edward SchottSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 30, 2014Jul 8, 2014
John M WelshSantander Securities otherCitizens Securities, Inc. otherOtherJun 24, 2014Jul 1, 2014
Hari SharmaSantander Securities otherCitizens Securities, Inc. otherOtherJun 17, 2014Jun 18, 2014
Robert Henry BreslinSantander Securities otherSorrento Pacific Financial, LLC otherOtherJun 5, 2014Jul 18, 2014 (43 d)
Christopher Walter EthierSantander Securities otherCitizens Securities, Inc. otherOtherJun 5, 2014Jun 4, 2014
Victor KossowiczSantander Securities otherScottrade Investment Management otherOtherMay 29, 2014May 12, 2016 (714 d)
David R. TremblaySantander Securities otherStrategic Advisers LLC national BDOtherMay 23, 2014Jun 3, 2014
Rafael Alberto GonzalezSantander Securities otherMorgan Stanley wirehouseOtherApr 28, 2014Apr 21, 2014
James Gregory EverlofSantander Securities otherCitizens Securities, Inc. otherOtherApr 28, 2014May 2, 2014
Mahesh ChandwaniSantander Securities otherJ.P. Morgan Securities LLC wirehouseOtherApr 28, 2014Apr 24, 2014
Steven L JohnsonSantander Securities otherMorgan Stanley wirehouseOtherApr 23, 2014May 12, 2014
Stephen Edward O'CallaghanSantander Securities otherCitizens Securities, Inc. otherOtherApr 16, 2014Apr 14, 2014
Zenaida Buenaventura OrdunaSantander Securities otherMorgan Stanley wirehouseOtherApr 16, 2014Apr 17, 2014
Brian T SullivanSantander Securities otherCitizens Securities, Inc. otherOtherApr 8, 2014Apr 11, 2014
Beatriz Luna VidaSantander Securities otherMorgan Stanley wirehouseOtherApr 3, 2014Apr 4, 2016 (732 d)
Sebastiano MancarellaSantander Securities otherCapital Analysts otherOtherMar 28, 2014Mar 27, 2014
Michael Patrick KiziukSantander Securities otherPeople'S Securities, Inc. otherOtherMar 26, 2014Apr 8, 2014
Eric Scott MaslowskySantander Securities otherLPL Financial LLC otherOtherMar 20, 2014Mar 21, 2014
Scott Wayne CoulterSantander Securities otherCitizens Securities, Inc. otherOtherMar 18, 2014Mar 21, 2014
Felix Alberto BartolomeiSantander Securities otherCuso Financial Services, L.P. otherOtherMar 12, 2014Nov 6, 2014 (239 d)
Craig Dennis JohnsonSantander Securities otherAmeriprise Financial Services, LLC national BDOtherMar 10, 2014Feb 3, 2016 (695 d)
Kevin Leroy PierceSantander Securities otherLPL Financial LLC otherOtherMar 3, 2014Feb 24, 2014
Kyle BraenderSantander Securities otherEssex National Securities, Inc. otherOtherFeb 26, 2014Oct 6, 2014 (222 d)
Stanislav NedzhetskiySantander Securities otherPeople'S Securities, Inc. otherOtherFeb 6, 2014Feb 10, 2014
Thomas James NoonSantander Securities otherEssex National Securities, Inc. otherOtherFeb 3, 2014Feb 6, 2014
Seth BerkowitzSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 3, 2014Nov 24, 2014 (294 d)
Debra IorioSantander Securities otherAdvice And Planning Services otherOtherJan 24, 2014Feb 11, 2014
Paul Albert LaurellSantander Securities otherStifel, Nicolaus & Company, Incorporated national BDOtherJan 14, 2014Jan 13, 2021 (2556 d)
Philip Michael NapolitanoSantander Securities other3d Asset Management, Inc. otherOtherJan 6, 2014Feb 4, 2014
Kevin F MeserveSantander Securities otherValic Financial Advisors, Inc. otherOtherNov 8, 2013Nov 8, 2013
Joseph FeliceSantander Securities otherPgim Investments LLC otherOtherOct 11, 2013Oct 17, 2013
Ryan Matthew BronowiczSantander Securities otherPnc Wealth Management otherOtherOct 3, 2013Nov 1, 2013
Eric R BelskySantander Securities otherCitizens Securities, Inc. otherOtherSep 27, 2013Sep 30, 2013
Gom TranSantander Securities otherHsbc Securities (USA) Inc. otherOtherAug 22, 2013Dec 12, 2013 (112 d)
Jason M PlattSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 13, 2013Aug 23, 2013
Gregory Anthony LongoSantander Securities otherEssex National Securities, Inc. otherOtherAug 2, 2013Aug 6, 2013
John M DemasiSantander Securities otherCetera Investment Services LLC otherOtherJul 5, 2013Jul 2, 2013
Jocelyn DegrooteSantander Securities otherNewport Capital Group, LLC otherOtherJun 28, 2013Aug 27, 2014 (425 d)
Earle William JardenSantander Securities otherCharles Schwab & Co., Inc. national BDOtherMay 24, 2013Jun 6, 2013
Sheryl CurtisSantander Securities otherEssex National Securities, Inc. otherOtherMay 24, 2013Jun 5, 2013
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501 moves match.