| Damon Andrew Pierson | Woodbury Financial Services, Inc. other | Level Four Advisory Services other | Other | May 29, 2009 | Jun 12, 2009 |
| James Leonard Van Grouw | Woodbury Financial Services, Inc. other | Edi Investment Advisor Corporation unclassified | Other | May 28, 2009 | Oct 22, 2009 (147 d) |
| Robert Mark Star | Woodbury Financial Services, Inc. other | Edi Investment Advisor Corporation unclassified | Other | May 22, 2009 | Jul 8, 2009 (47 d) |
| John Leo Chiappetta | Woodbury Financial Services, Inc. other | Investment Centers Of America, Inc. other | Other | May 15, 2009 | Jun 9, 2009 |
| Reese J Harper | Woodbury Financial Services, Inc. other | Dentist Advisors independent RIA | Other | May 15, 2009 | May 19, 2009 |
| Irina Vladimirovna Lueth | Woodbury Financial Services, Inc. other | LPL Financial LLC other | Other | May 14, 2009 | May 12, 2009 |
| Ronald Keith Moore | Woodbury Financial Services, Inc. other | Securian Financial Services, Inc. other | Other | May 11, 2009 | May 28, 2009 |
| Anne Maleva Chamberlain | Woodbury Financial Services, Inc. other | Natcity Investments, Inc. unclassified | Other | May 11, 2009 | May 21, 2009 |
| Genevieve Garcia Mar | Woodbury Financial Services, Inc. other | Brewer Investment Advisors LLC unclassified | Other | Apr 30, 2009 | May 1, 2009 |
| Ann Kelly Adams | Woodbury Financial Services, Inc. other | Signator Financial Services, Inc. other | Other | Apr 27, 2009 | Aug 25, 2009 (120 d) |
| Harry William Beltran | Woodbury Financial Services, Inc. other | Osaic Fs, Inc. other | Other | Apr 15, 2009 | May 21, 2010 (401 d) |
| Garry Ron Kirkland | Woodbury Financial Services, Inc. other | Gallacher Capital Management, LLC other | Other | Apr 1, 2009 | May 24, 2011 (783 d) |
| Jeffrey Joseph Biro | Woodbury Financial Services, Inc. other | Investment Centers Of America, Inc. other | Other | Mar 27, 2009 | Apr 22, 2009 |
| David Shipley | Woodbury Financial Services, Inc. other | Chase Investment Services Corp. other | Other | Mar 24, 2009 | Mar 25, 2009 |
| John W Messersmith | Woodbury Financial Services, Inc. other | Commonwealth Financial Network national BD | Other | Mar 18, 2009 | Aug 18, 2010 (518 d) |
| Robert Lane Farmer | Woodbury Financial Services, Inc. other | Equitable Advisors, LLC national BD | Other | Mar 18, 2009 | Mar 17, 2009 |
| Anthony John Corea | Woodbury Financial Services, Inc. other | Kestra Advisory Services, LLC other | Other | Mar 13, 2009 | Apr 18, 2016 (2593 d) |
| Catherine Leigh Brown | Woodbury Financial Services, Inc. other | Independent Financial Group, LLC other | Other | Feb 18, 2009 | Feb 23, 2009 |
| Christian Matthew Del Giorgio | Woodbury Financial Services, Inc. other | Quest Capital Strategies, Inc. other | Other | Feb 17, 2009 | Feb 13, 2009 |
| James Patrick Karthaus | Woodbury Financial Services, Inc. other | Tlg Advisors, Inc. other | Other | Feb 13, 2009 | Mar 31, 2009 (46 d) |
| Darrin Blake Rudolph | Woodbury Financial Services, Inc. other | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | Feb 12, 2009 | Feb 6, 2009 |
| Barton Drew Rudolph | Woodbury Financial Services, Inc. other | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | Feb 12, 2009 | Feb 6, 2009 |
| Cathy Ann Jackson | Woodbury Financial Services, Inc. other | Cuso Financial Services, L.P. other | Other | Feb 3, 2009 | Feb 3, 2009 |
| Sylvia Chin | Woodbury Financial Services, Inc. other | Morling Financial Advisors, LLC other | Other | Feb 2, 2009 | Feb 6, 2009 |
| Shelby Joy Rothman | Woodbury Financial Services, Inc. other | Wfp Securities unclassified | Other | Jan 15, 2009 | Jan 27, 2009 |
| Brian Alan Ambrose | Woodbury Financial Services, Inc. other | Creativeone Securities, LLC other | Other | Jan 12, 2009 | Mar 4, 2014 (1877 d) |
| Dennis Wayne Giese | Woodbury Financial Services, Inc. other | Spc other | Other | Dec 31, 2008 | Jun 4, 2009 (155 d) |
| William John Manby | Woodbury Financial Services, Inc. other | Ancora Retirement Plan Advisors, LLC other | Other | Dec 31, 2008 | Jan 2, 2009 |
| Susano Castillo | Woodbury Financial Services, Inc. other | Osaic Fs, Inc. other | Other | Dec 31, 2008 | Sep 9, 2010 (617 d) |
| Pedro Sergio Chavez | Woodbury Financial Services, Inc. other | Osaic Fs, Inc. other | Other | Dec 31, 2008 | Feb 11, 2009 (42 d) |
| Brian Edmund Mcnulty | Woodbury Financial Services, Inc. other | Securian Financial Services, Inc. other | Other | Dec 23, 2008 | Jan 12, 2009 |
| Keith Douglas Schlottman | Woodbury Financial Services, Inc. other | Independent Financial Group, LLC other | Other | Dec 16, 2008 | Dec 18, 2008 |
| Amy Louise Jones | Woodbury Financial Services, Inc. other | Equitable Advisors, LLC national BD | Other | Dec 3, 2008 | Nov 25, 2008 |
| David Allen Moore | Woodbury Financial Services, Inc. other | Equitable Advisors, LLC national BD | Other | Dec 3, 2008 | Nov 25, 2008 |
| Christopher Paul Nawn | Woodbury Financial Services, Inc. other | Ensemble Financial Services, Inc. unclassified | Other | Dec 1, 2008 | Jan 6, 2009 (36 d) |
| Richard Lewis Switzer | Woodbury Financial Services, Inc. other | Ensemble Financial Services, Inc. unclassified | Other | Dec 1, 2008 | Jan 7, 2009 (37 d) |
| Richard Lee Miller | Woodbury Financial Services, Inc. other | T & M Financial Inc. unclassified | Other | Nov 14, 2008 | Nov 19, 2008 |
| Faron Eugene Barr | Woodbury Financial Services, Inc. other | T & M Financial Inc. unclassified | Other | Nov 14, 2008 | Nov 19, 2008 |
| Jamie Tabor Stone | Woodbury Financial Services, Inc. other | Homestead Advisers Corp. other | Other | Nov 12, 2008 | Nov 10, 2008 |
| Charles Richard Locher | Woodbury Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Oct 31, 2008 | Nov 26, 2008 |
| Ronald Brian Gatti | Woodbury Financial Services, Inc. other | Equitable Advisors, LLC national BD | Other | Oct 27, 2008 | Dec 19, 2008 (53 d) |
| Anne Elizabeth Lane | Woodbury Financial Services, Inc. other | Securities America Advisors, Inc. other | Other | Oct 16, 2008 | Dec 11, 2008 (56 d) |
| Robert Keller | Woodbury Financial Services, Inc. other | Waddell & Reed other | Other | Sep 11, 2008 | Nov 2, 2009 (417 d) |
| Garth Lee Krieger | Woodbury Financial Services, Inc. other | Independent Financial Group, LLC independent RIA | Other | Aug 6, 2008 | Apr 16, 2020 (4271 d) |
| Jane Marie Braun | Woodbury Financial Services, Inc. other | LPL Financial LLC other | Other | Aug 1, 2008 | Jul 25, 2008 |
| Richard Wiley Waddell | Woodbury Financial Services, Inc. other | Equitable Advisors, LLC national BD | Other | Jun 26, 2008 | Jun 30, 2008 |
| Sean Kristin Mccabe | Woodbury Financial Services, Inc. other | Commonwealth Financial Network national BD | Other | Jun 24, 2008 | Jun 17, 2008 |
| Thomas Erwin Munker | Woodbury Financial Services, Inc. other | LPL Financial LLC other | Other | May 20, 2008 | May 20, 2008 |
| Angela Renee Parra-Mcneely | Woodbury Financial Services, Inc. other | LPL Financial LLC other | Other | May 20, 2008 | May 20, 2008 |
| Randall Gray Daniel | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Apr 15, 2008 | Apr 2, 2007 |
| Ginny Katharine Salviccio | Woodbury Financial Services, Inc. other | Morgan Stanley & Co. LLC unclassified | Other | Apr 4, 2008 | May 6, 2008 (32 d) |
| Scott Alton Ueckert | Woodbury Financial Services, Inc. other | LPL Financial LLC other | Other | Mar 17, 2008 | Mar 10, 2008 |
| Megan Nora Lowell | Woodbury Financial Services, Inc. other | Thrivent Investment Management Inc. other | Other | Feb 22, 2008 | Dec 19, 2013 (2127 d) |
| Marianne Katherine Brouillette | Woodbury Financial Services, Inc. other | Investors Capital Advisory other | Other | Jan 31, 2008 | Feb 7, 2008 |
| Jack Gelnak | Woodbury Financial Services, Inc. other | Gold Coast Securities, Inc. other | Other | Dec 31, 2007 | Jan 10, 2008 |
| David Robert Kempton | Woodbury Financial Services, Inc. other | Scf Investment Advisors, Inc. other | Other | Dec 14, 2007 | Dec 8, 2009 (725 d) |
| Brian Mccarthy | Woodbury Financial Services, Inc. other | Symmetry Partners other | Other | Nov 29, 2007 | May 1, 2014 (2345 d) |
| Kevin D Tubbs | Woodbury Financial Services, Inc. other | Park Avenue Securities LLC other | Other | Nov 19, 2007 | Feb 10, 2010 (814 d) |
| Carol Ann O'Neil | Woodbury Financial Services, Inc. other | Avantax Advisory Services other | Other | Oct 2, 2007 | Oct 16, 2007 |
| Mark Jerry Braverman | Woodbury Financial Services, Inc. other | Quest Capital Strategies, Inc. other | Other | Oct 1, 2007 | Aug 20, 2009 (689 d) |