DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Woodbury Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Deanna Cheryl Post | Woodbury Financial Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 17, 2020 | Feb 21, 2020 (35 d) |
| Madeleine Cloutier Underwood | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2020 | Jan 13, 2020 |
| Brendan Joseph Smith | Woodbury Financial Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 14, 2020 | Jan 13, 2020 |
| Nathaniel Allen Starkey | Woodbury Financial Services, Inc. BD affiliated | Bms Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Oct 5, 2020 (271 d) |
| Megan Kiel | Woodbury Financial Services, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2020 | Apr 14, 2021 (468 d) |
| Shannon Matthew Dugger | Woodbury Financial Services, Inc. BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Jan 8, 2020 |
| Paul Stanley Meyers | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Jan 1, 2025 (1848 d) |
| Brady Michael Brunsvold | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Dec 10, 2019 |
| Carolyn Pozzi | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Dec 12, 2019 |
| Hanna Marie Jackson | Woodbury Financial Services, Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | Dec 5, 2019 |
| Nicole Miller | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2019 | Dec 13, 2019 |
| Julie Walton Carter | Woodbury Financial Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2019 | Nov 9, 2021 (727 d) |
| Danny Lynn Woodall | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Oct 29, 2019 |
| Gregory Thomas Hadel | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2019 | Oct 21, 2019 |
| Sean Patrick Aikmus | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2019 | Oct 21, 2019 |
| Melissa Beth Chipman | Woodbury Financial Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2019 | Oct 15, 2019 |
| Thomas Stanley Hedrick | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2019 | Jun 29, 2023 (1354 d) |
| Don J Petricic | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Sep 30, 2019 |
| Robert Thomas Phillips | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2019 | Sep 30, 2019 |
| Ara Alexander Kachadourian | Woodbury Financial Services, Inc. BD affiliated | World Equity Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2019 | Apr 5, 2021 (552 d) |
| Travis Anthony Tiell | Woodbury Financial Services, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2019 | Sep 17, 2020 (352 d) |
| Jeffre Scott Reininger | Woodbury Financial Services, Inc. BD affiliated | B.B. Graham & Company, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2019 | Sep 25, 2019 |
| Brooke Anne Newell | Woodbury Financial Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2019 | Oct 15, 2019 |
| Paul John Raymond | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Sep 13, 2019 |
| Stephen Anthony Carella | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Sep 13, 2019 |
| James Martin Fallon | Woodbury Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Aug 23, 2019 |
| Timothy Robert Windler | Woodbury Financial Services, Inc. BD affiliated | First Allied Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Aug 27, 2019 |
| Kristen Kelly Smigelski | Woodbury Financial Services, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2019 | Oct 7, 2019 (42 d) |
| Kenneth Kyle Knox | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2019 | Aug 22, 2019 |
| Ashley W. Caudle | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2019 | Aug 22, 2019 |
| Matthew Brooke Mullowney | Woodbury Financial Services, Inc. BD affiliated | Financial Advocates Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2019 | Aug 21, 2019 |
| Jeremiah Charles Lorenz | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Aug 26, 2019 |
| John Michael Machak | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Aug 9, 2019 |
| Lauren H Mcdonald | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Aug 9, 2019 |
| Cheri Young | Woodbury Financial Services, Inc. BD affiliated | Pinnacle Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2019 | Aug 14, 2019 |
| Mark Charles Young | Woodbury Financial Services, Inc. BD affiliated | Pinnacle Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2019 | Aug 14, 2019 |
| Dustin Mcdonald | Woodbury Financial Services, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2019 | Aug 20, 2019 |
| Brandon C Truong | Woodbury Financial Services, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2019 | Aug 20, 2019 |
| Mark Joseph Lynn | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2019 | Jul 15, 2019 |
| Ryan Michael Oliver | Woodbury Financial Services, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Jul 30, 2019 |
| Charles Bernard Poindexter | Woodbury Financial Services, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2019 | Jul 8, 2019 |
| Nathan M Robnett | Woodbury Financial Services, Inc. BD affiliated | 1st Global Advisors Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2019 | Jun 28, 2019 |
| Casey Cason | Woodbury Financial Services, Inc. BD affiliated | Triumph Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2019 | Jun 27, 2019 |
| Lauren Rose Tanksley | Woodbury Financial Services, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2019 | Mar 30, 2020 (280 d) |
| Arash Mark Katirai | Woodbury Financial Services, Inc. BD affiliated | Buckingham Strategic Wealth, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2019 | Aug 26, 2019 (74 d) |
| Sagar Parikh | Woodbury Financial Services, Inc. BD affiliated | Coordinate Wealth unclassified | Other | Jun 11, 2019 | Feb 8, 2019 |
| Bruce E Hoover | Woodbury Financial Services, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2019 | Jun 13, 2019 |
| Logan W Simios | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2019 | Mar 21, 2024 (1766 d) |
| Joshua Floyd Black | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2019 | May 22, 2019 |
| Robert William Wood | Woodbury Financial Services, Inc. BD affiliated | Wood Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 9, 2019 | May 7, 2019 |
| Sepehr Mehrad Hosseini | Woodbury Financial Services, Inc. BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2019 | May 2, 2019 |
| Jonathan David Launder | Woodbury Financial Services, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2019 | May 28, 2019 |
| Michelle Leanne Ford | Woodbury Financial Services, Inc. BD affiliated | Lifelong Retirement Corp unclassified | Other | Apr 18, 2019 | Apr 15, 2019 |
| Tyson Raymond Owens | Woodbury Financial Services, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Apr 18, 2019 |
| Dwain Lee Owens | Woodbury Financial Services, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2019 | Apr 17, 2019 |
| Bruce Edwin Johnson | Woodbury Financial Services, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2019 | Apr 18, 2019 |
| James Jackson Hill | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2019 | Apr 15, 2019 |
| David Joseph Talbot | Woodbury Financial Services, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2019 | Apr 1, 2019 |
| Logan Patrick Wild | Woodbury Financial Services, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2019 | Apr 1, 2019 |
| Michele Sharpe Schneider | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2019 | Apr 2, 2019 |
1,016 moves match.