DFX Intelligence
Advisor moves
Departures from Cuso Financial Services, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Duane Garrod | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2019 | Jul 25, 2019 |
| Travis Clark Pasma | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2019 | Jul 24, 2019 |
| Michael James Mcmillan | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2019 | Jul 25, 2019 |
| Dongyong Zhou | Cuso Financial Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2019 | Sep 24, 2019 (75 d) |
| Douglas Marlow | Cuso Financial Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Jul 10, 2019 |
| Edmond A Mckone | Cuso Financial Services, L.P. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2019 | Nov 7, 2019 (150 d) |
| Michael Ernest Canfield | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Jun 7, 2019 |
| Glenn Mcmahon | Cuso Financial Services, L.P. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 29, 2019 | Jun 17, 2019 |
| Kenny Nhu Truong | Cuso Financial Services, L.P. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2019 | Dec 11, 2019 (205 d) |
| Russell Lewis Hansen | Cuso Financial Services, L.P. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2019 | Oct 29, 2019 (162 d) |
| John Steven Masinko | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2019 | Jul 23, 2019 (68 d) |
| Shawn Lambert | Cuso Financial Services, L.P. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2019 | Aug 15, 2019 (100 d) |
| Tom Haipei Tan | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2019 | May 1, 2019 |
| Brandon Charles Miller | Cuso Financial Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2019 | Apr 15, 2019 |
| Francisco Rene Gonzalez | Cuso Financial Services, L.P. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 8, 2019 | May 14, 2019 (36 d) |
| Jeanann M Kramer | Cuso Financial Services, L.P. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 8, 2019 | Apr 12, 2019 |
| Luis C Mir | Cuso Financial Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2019 | Jun 10, 2020 (432 d) |
| Amy Sue Drury | Cuso Financial Services, L.P. BD affiliated | Stewardship Concepts Financial Services, LLC unclassified | Other | Apr 5, 2019 | Jun 16, 2020 (438 d) |
| Glenn Andrew Gardiner | Cuso Financial Services, L.P. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2019 | Apr 9, 2019 |
| Amy Jean Komis | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Jun 6, 2019 (69 d) |
| Semen Solgan | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Mar 29, 2019 |
| Teresa Patrick | Cuso Financial Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2019 | Jun 24, 2019 (91 d) |
| Jeffrey Alan Bettermann | Cuso Financial Services, L.P. BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Aug 11, 2020 (523 d) |
| Edward Louis Neveleff | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Mar 19, 2019 |
| Jason Lee Rennecker | Cuso Financial Services, L.P. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2019 | Apr 10, 2019 (36 d) |
| Matthew Lee Bacon | Cuso Financial Services, L.P. BD affiliated | Carmichael Hill & Associates Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2019 | Jun 3, 2019 (98 d) |
| John Francis Fitchett | Cuso Financial Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 30, 2019 | Feb 20, 2019 |
| Gary Michael Duvall | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2019 | Jan 16, 2019 |
| Andrew Richard Staley | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2019 | Jan 11, 2019 |
| Michal B Caro | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2019 | Jan 14, 2019 |
| John David Holt | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2019 | Jan 15, 2019 |
| Christopher James Debeikes | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2019 | Jan 16, 2019 |
| Susan L. Larson | Cuso Financial Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2019 | Dec 6, 2019 (331 d) |
| Anna Gabriella Martinez | Cuso Financial Services, L.P. BD affiliated | Kms Financial Services, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Jan 3, 2019 |
| Richard Evan Thomas | Cuso Financial Services, L.P. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | May 10, 2019 (140 d) |
| Jack Edward Vadnais | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2018 | Dec 20, 2018 |
| Cristine Joan Furey | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2018 | Dec 13, 2018 |
| Legna Gonzalez | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2018 | Dec 3, 2018 |
| George H Zimmerman | Cuso Financial Services, L.P. BD affiliated | Rio Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 29, 2018 | Jan 2, 2026 (2591 d) |
| Thomas George Collins | Cuso Financial Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 20, 2018 | Dec 3, 2018 |
| Alicia Kay Ellis | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2018 | Dec 11, 2018 |
| Thomas Omalley | Cuso Financial Services, L.P. BD affiliated | People'S Securities, Inc. no RAUM | Other | Nov 19, 2018 | Nov 28, 2018 |
| Natalie Jewells Gamarra Loza | Cuso Financial Services, L.P. BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Nov 16, 2018 | Apr 25, 2019 (160 d) |
| Danny Omar Lopez | Cuso Financial Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 5, 2018 | Jan 10, 2019 (66 d) |
| Jessica Ann Paretta | Cuso Financial Services, L.P. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2018 | Aug 25, 2020 (659 d) |
| Michael Anthony Thomason | Cuso Financial Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 30, 2018 | Oct 26, 2018 |
| Garret Jay Bartel | Cuso Financial Services, L.P. BD affiliated | Bcu Wealth Advisors, LLC other | Other | Oct 30, 2018 | Nov 7, 2017 |
| Thomas Herber | Cuso Financial Services, L.P. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2018 | Dec 2, 2019 (406 d) |
| Spencer John French | Cuso Financial Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 12, 2018 | Oct 12, 2018 |
| Thomas D Lewis | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2018 | Oct 12, 2018 |
| Jodi Elise Lewis | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2018 | Oct 17, 2018 |
| Kevin Zickler | Cuso Financial Services, L.P. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2018 | May 27, 2020 (621 d) |
| Roderick R Jefferson | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2018 | Dec 5, 2018 (85 d) |
| Lalitkumar K Dhande | Cuso Financial Services, L.P. BD affiliated | Unfcu Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2018 | Feb 19, 2020 (530 d) |
| Scott Lam | Cuso Financial Services, L.P. BD affiliated | Mg&A Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2018 | Aug 7, 2019 (334 d) |
| Charles Nathan Meeks | Cuso Financial Services, L.P. BD affiliated | Meeks Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 4, 2018 | Jan 9, 2026 (2684 d) |
| Bryan William Pettit | Cuso Financial Services, L.P. BD affiliated | Capstone Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2018 | Aug 16, 2018 |
| Jacqueline Hanson Aime | Cuso Financial Services, L.P. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2018 | Aug 3, 2018 |
| Cheryl Ann Angelini | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2018 | Aug 14, 2018 (34 d) |
| Alan Nelson Barnes | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2018 | Jul 18, 2018 |
903 moves match.