DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from E*Trade Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cameron Colt Willcox | E*Trade Capital Management, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jul 28, 2022 | Aug 5, 2022 |
| Noah Allmaras | E*Trade Capital Management, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jul 19, 2022 | Jul 8, 2022 |
| Alec Marcus Majtenyi | E*Trade Capital Management, LLC independent RIA | Rmr Wealth Builders, Inc. independent RIA | RIA to RIA | Jul 12, 2022 | Jul 21, 2022 |
| Roberto Luis Perdomo | E*Trade Capital Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 12, 2022 | Jul 6, 2022 |
| Nixon Marc | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2022 | Aug 9, 2023 (407 d) |
| Ryan David Sewell | E*Trade Capital Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2022 | Nov 29, 2022 (154 d) |
| Massod Jamshidi | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2022 | Sep 6, 2022 (70 d) |
| Matthew R Linscott | E*Trade Capital Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Jun 28, 2022 | Aug 17, 2022 (50 d) |
| Jennifer Nicole Carter | E*Trade Capital Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 24, 2022 | Aug 11, 2022 (48 d) |
| Logan Pethel | E*Trade Capital Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jun 24, 2022 | Aug 1, 2022 (38 d) |
| James Adams | E*Trade Capital Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jun 14, 2022 | Nov 21, 2022 (160 d) |
| Tejveer Singh Muhar | E*Trade Capital Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Jun 14, 2022 | Jul 13, 2022 |
| Fred Debow Rice | E*Trade Capital Management, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2022 | Jun 24, 2022 |
| Jason Tyler Wendt | E*Trade Capital Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 9, 2022 | May 20, 2022 |
| Leonida Antony Kourtoglou | E*Trade Capital Management, LLC independent RIA | Northern Trust Securities, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2022 | Sep 5, 2023 (462 d) |
| Aaron Pimentel | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 26, 2022 | Jul 4, 2022 (39 d) |
| Sevada Davoudi | E*Trade Capital Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | May 26, 2022 | May 26, 2022 |
| Tyler Flood | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2022 | Jun 8, 2022 |
| Carter Cannon | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2022 | May 31, 2022 |
| Brent Rite | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2022 | Aug 2, 2022 (83 d) |
| Barclay Kung | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2022 | May 10, 2022 |
| Dustin Michael Rue | E*Trade Capital Management, LLC independent RIA | Empirical Wealth Management independent RIA | RIA to RIA | Apr 22, 2022 | Apr 18, 2022 |
| Dustin Joseph Zahn | E*Trade Capital Management, LLC independent RIA | Wedbush Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2022 | Mar 28, 2022 |
| Ryan Montes | E*Trade Capital Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Apr 5, 2022 | Mar 29, 2022 |
| Mathew Jackson | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2022 | Apr 26, 2022 (35 d) |
| Junehee Woo | E*Trade Capital Management, LLC independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 21, 2022 | Sep 27, 2022 (190 d) |
| Mark Lobosco | E*Trade Capital Management, LLC independent RIA | Dimensional Fund Advisors LP asset manager | Other | Mar 15, 2022 | Mar 22, 2022 |
| Rick Latu | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2022 | Jun 9, 2022 (92 d) |
| Stephen Costa | E*Trade Capital Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Mar 4, 2022 | Mar 17, 2022 |
| Ian Kane | E*Trade Capital Management, LLC independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Mar 1, 2022 | Mar 10, 2022 |
| Andrew D Miller | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2022 | Mar 18, 2022 |
| Aloysius A Przygocki | E*Trade Capital Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 23, 2022 | Mar 18, 2022 |
| Thomas Fisher | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2022 | Mar 3, 2022 |
| Thomas J Casey | E*Trade Capital Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Feb 7, 2022 | Feb 21, 2022 |
| Robert Wright | E*Trade Capital Management, LLC independent RIA | Advocacy Wealth Management, LLC independent RIA | RIA to RIA | Jan 27, 2022 | Feb 1, 2022 |
| Michael Wolf | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 26, 2022 | Feb 28, 2022 (33 d) |
| James Macaulay | E*Trade Capital Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Jan 26, 2022 | Feb 23, 2022 |
| Juan Felipe Vega | E*Trade Capital Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Jan 14, 2022 | Feb 2, 2022 |
| Kimberly A Douglas | E*Trade Capital Management, LLC independent RIA | Grove Point Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 8, 2021 | Dec 10, 2021 |
| Darin Todd Hall | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 22, 2021 | Feb 28, 2022 (98 d) |
| Puran Sugrim | E*Trade Capital Management, LLC independent RIA | Pnc Wealth Management BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2021 | Dec 22, 2021 (35 d) |
| Martin Francis Bucko | E*Trade Capital Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 15, 2021 | Feb 1, 2022 (78 d) |
| Nadia Baig | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 27, 2021 | Nov 3, 2021 |
| Jason Adam Andriano | E*Trade Capital Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Oct 8, 2021 | Sep 15, 2022 (342 d) |
| Janice Desinord | E*Trade Capital Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Oct 5, 2021 | Oct 15, 2021 |
| Evan M Kearns | E*Trade Capital Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 22, 2021 | Sep 27, 2021 |
| Christopher Lawrence Isao Koyama | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 22, 2021 | Oct 14, 2021 |
| Christopher A Donofrio | E*Trade Capital Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 16, 2021 | Oct 13, 2021 |
| Samuel J Leidholm | E*Trade Capital Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2021 | Sep 1, 2021 |
| Cade Best | E*Trade Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2021 | Jan 18, 2022 (137 d) |
| Matthew S Sloan | E*Trade Capital Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Aug 27, 2021 | Oct 4, 2021 (38 d) |
| Zachary John Perret | E*Trade Capital Management, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 23, 2021 | Sep 2, 2021 |
| Trent Anthony Dattoli | E*Trade Capital Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Aug 13, 2021 | Aug 11, 2021 |
| Mark Evan Weinstein | E*Trade Capital Management, LLC independent RIA | Grove Point Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 13, 2021 | Sep 7, 2021 |
| Erik Blaine Tarpley | E*Trade Capital Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2021 | Sep 9, 2021 (35 d) |
| Wendell James Lofton | E*Trade Capital Management, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2021 | Sep 26, 2022 (418 d) |
| Uzair Tahir Hafeez | E*Trade Capital Management, LLC independent RIA | Secondmarket Financial, LLC no RAUM | RIA to a newly registered adviser | Aug 4, 2021 | Jun 10, 2025 (1406 d) |
| Rico Otway | E*Trade Capital Management, LLC independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Jul 20, 2021 | Jul 20, 2021 |
| Roberto Garcia-Pallares | E*Trade Capital Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 20, 2021 | Nov 9, 2022 (477 d) |
| Michael D Lefflbine | E*Trade Capital Management, LLC independent RIA | Dominari Securities LLC independent RIA | RIA to RIA | Jul 19, 2021 | Jul 12, 2021 |
801 moves match.